Sentences with phrase «of issuers with»

A rise in broadcast and media (B&M) leveraged loan defaults should not have a negative effect on the U.S. CLOs we rate as they have low levels of exposure to only a few of the issuers with the highest risks of default, Fitch Ratings says.

The treatment of issuers with different credit ratings has always been problematic for sponsors of bond indices.

The metals, mining, and steel sector leads in positive bias (the proportion of issuers with rating with positive outlooks or on CreditWatch Positive) at around 18 %.

Only the largest issue of each issuer with a maximum age of three years can be included in the Index.

Not exact matches

«Due to the fear of collecting thousands of signatures needed to sign off on the types of strategic decisions common among pre-IPO companies, higher - quality issuers — particularly those with other financing options — are less likely to crowdfund without a single - purpose vehicle,» Tommarello says.

On top of the risk of federal prosecution, IRS targeting and asset seizure, cannabis entrepreneurs have to cope with the hazards of conducting a business that deals mostly in cash, since a majority of traditional financial institutions — banks, credit card issuers, and payment transaction companies — won't provide services to the industry.

Despite the Financial Crisis, and a significant amount of CEO turnover, most issuers have successfully aligned executive compensation with shareholder returns, which is great news for investors.»

The consensus, though, is now leaning toward scrapping that requirement and allowing issuers of mortgage - backed securities to retain no portion of the loans on their books even in the case of mortgages with very small downpayments.

Amazon has been an infrequent issuer in the investment - grade bond market, with only $ 7.8 billion of debt outstanding as of June 30.

Another 130 issuers operate in the clean technology sector, with a market cap of $ 17.5 billion.

To help connect technology issuers and Canada's investment community, TSX has arranged a series of events at which more than 50 Canadian companies in the technology and clean technology sectors have met with investment bankers across the country.

«The reporting persons intend to have conversations with members of the issuer's management to discuss strategic alternatives which may enhance shareholder value, including, among other things, asset sales or potential corporate restructuring.

Ratings agency Moody's reported Monday that the rolls of «potential fallen angels,» or issuers with investment - grade debt currently in danger of becoming junk, swelled by 17 in the third quarter, while no companies fell into the opposite category, called «potential rising stars.»

Moreover, Moody's said the ranks of the lowest level of junk bond issuers are growing, with an 8 percent quarterly increase and 27 percent growth annually, thanks in large part to weakness in oil and gas companies.

At the top, there are the networks (Visa, MasterCard, etc.), who enjoin issuers (banks) and brokers to deal with their respective sides of the chain.

One of the questions that needs to be addressed, in conjunction with regulators and industry, is whether issuers on other exchanges would be able to use the CSE's blockchain - powered clearing house, he said.

«When you let your card expire,» he explains, «essentially, you're so inactive with the use of that account that you're almost forcing the hand of the credit card issuer to close the account underneath you.»

The new rules also let companies like Coastal Contacts fill prescriptions from anywhere (including the rest of Canada, where the rules may be different) and to ship orders without verifying prescriptions with the issuers.

The filing with the regulator said Lazaridis and Fregin are «considering all available options with respect to their holdings of the shares, including, without limitation, a potential acquisition of all the outstanding shares of the issuer that they do not currently own, either by themselves or with other interested investors.»

If an issuer finds that you knowingly provided false information on your application, you could be charged with credit card fraud, which is punishable by up to $ 1 million in fines and / or 30 years of imprisonment.

Amanda, we have a list of how major credit card issuers report to personal in this article: https://www.nav.com/resource/do-business-credit-cards-report-to-personal-credit/ Also, you can work with vendors and suppliers that report to the business credit agencies.

a program that offers fixed rate senior and subordinated, unsecured obligations from a variety of independent issuers on a weekly basis, with a range of maturities and structures available; maturities range from 9 months to 30 years for both callable and non-callable securities

Additional sign - up bonus opportunities If you've maxed out your opportunities to earn sign - up bonuses with a certain issuer, you may be able to collect an additional sign - up bonus by applying for the business version of a card — and often with a larger sign - up bonus than the personal version of the card.

Investor information and terms of the offering: CrowdCheck reviews for consistency in each instance where the issuer company describes the offering terms, identifies to investors how the issuer company reached its current valuation, and will track and keep in touch with its security holders.

The rules require «resource extraction issuers» to disclose payments that are made to further the commercial development of oil, natural gas, or minerals, and are generally consistent with the types of payments that the Extractive Industries Transparency Initiative (EITI) suggests should be disclosed.

The net proceeds from the Notes offering will be used by the Issuer together with other available funds to optionally prepay in full a prior notes issuance (the «Old Notes») that had a weighted average interest rate of 4.7 % at December 31, 2017.

High - yield bonds delivered another year of strong performance in 2017, with the benchmark Bloomberg Barclays US Corporate High Yield 2 % Issuer Capped Index returning 7.2 % as we approached year - end.

The Reporting Persons may, from time to time and at any time: (i) acquire additional Shares and / or other equity, debt, notes, instruments or other securities (collectively, «Securities») of the Issuer (or its affiliates) in the open market or otherwise; (ii) dispose of any or all of their Securities in the open market or otherwise; or (iii) engage in any hedging or similar transactions with respect to the Securities.

However, with thousands of ETFs to choose from, more investors, including archerETF clients, are opting to build the bulk of their portfolio with ETFs: Canadian and foreign stocks and even bonds of various issuers and maturities.

Because of the Durbin amendment, as of October 1, 2011, debit interchange is capped for transactions (21 cents, plus 5 basis points -LRB-.05 %), plus an additional penny for issuers that qualify for fraud) for debit cards issued by banks and credit unions with $ 10 billion in assets or more.

Substantially all of the transaction costs excluded from Adjusted Revenue are interchange fees set by payment card networks and are paid to card issuers, with the remainder of such transaction costs consisting of assessment fees paid to payment card networks, fees paid to third - party payment processors, and bank settlement fees.

MacDougall explains: «In the CSA's analysis, they noted that a significant source of unvoted proxies was that the U.S. depositary would send the omnibus proxy to the issuer and, either because the omnibus proxy went to the wrong person at the issuer or the issuer did not know what to do with it, the tabulator was unable to reconcile votes from U.S. holders.»

The arrival of the Chase Sapphire Reserve Card on the premium travel rewards credit card scene is great news for the consumer, because not only are we getting a top - of - the - line credit card with premium perks, but it also puts the pressure on other issuers to up their games.

We've seen some discussion of relying on Rule 701 under the Securities Act (which applies to people in employee - type relationships with the issuer) and we are skeptical.

It's hard to think of an issuer who hasn't had problems with a proxy advisory firm,» he adds.

Institutional shareholders are closely aligned with the proxy firms; law firms make their bread and butter from corporate management, while issuers and academics have concerns about many aspects of the process.

The input received from reporting issuers, directors, and the investor relations people that work for Canadian companies shows the idea obviously hit a nerve with many Canadian public companies of all sizes, says Tuzyk.

CCGG prepares best practices documents for reporting issuers to provide them with guidance on effective communications with shareholders emphasizing the substance of disclosure that investors expect of regulatory filings.

«The merger should allow TMX Group to achieve the cost synergies associated with the combination of technology platforms, leverage the combined company's depth of liquidity to gain new issuer listings, and improve the company's global competitive position in a rapidly changing industry,» it said.

It will be particularly important to understand how this exemption is working with the other changes created by the JOBS Act, both with respect to issuer behavior and the development of any secondary markets.

The recent fast growth of the corporate market has been associated with a changing pattern in the credit ratings of issuers.

The proposal would also ease some of the issuer eligibility requirements to make the rule available to a greater number of businesses seeking financing in state, but ensure that such financing can only occur with a set of baseline investor protections and that issuers have a strong and identifiable presence within the state of offering.

As a non-diversified fund, the fund may invest in a relatively small number of issuers and, as a result, be subject to a greater risk of loss with respect to its portfolio securities.

Pursuant to the Agreement, if the RTO is completed, the Resulting Issuer is required to enter into an agreement with Silver Standard under which it will be bound by the terms of the Agreement and will assume all of Huayra's obligations under the Agreement.

Greylock, a $ 990 million hedge fund run by Willem J. «Hans» Humes, says in a filing with the Securities and Exchange Commission that international junk bonds are «generally considered to be predominantly speculative with respect to the issuer's capacity to pay,» and that defaulters sometimes end up shielded by «principles of sovereign immunity.»

Rule 506 (b) allows for issuer's to raise an unlimited amount of money, from an unlimited number of accredited investors, so long as no «general solicitation» is conducted in connection with the offering, and that each investor has a substantive, pre-existing relationship with the issuer or person offering the securities of its behalf.

The threat of increased regulation is still a dark cloud hanging over Bitcoin sentiment, however, with many fearful the U.S. Securities and Exchange Commission (SEC) is about to crack down on initial coin offering (ICO) issuers.

[1] Where the auditor determines that the issuer's financial statements are not fairly presented in accordance with GAAP, the auditor may issue a qualified opinion, an adverse opinion, or a disclaimer of opinion.

The information we collect and maintain about you is provided during the course of your entering into transactions with private issuers who have engaged Genesis to provide certain services in the context of a private securities, digital currency or other financial asset transaction or trading through Genesis.

Given that the risk profile of green bonds is in line with that of traditional offerings from the issuer, they will typically trade at identical or very similar valuations.