Sentences with phrase «of other advisers»

Not exact matches

Unlike in other countries, though, U.S. advisers are not required to become fiduciaries, and many choose not to - often so they can rake in commissions for selling you products that might not quite satisfy the «best interest of the client» standard.

An adviser who earns a flat fee - such an hourly rate or a set percentage of your portfolio value - is much better aligned with you than an adviser who earns commissions for selling you particular mutual funds, insurance policies, or other products.

I guess if I were to pick one piece of advice for other young entrepreneurs, I would suggest getting a close adviser who has good entrepreneurial experience, is really smart, and is someone you really trust.

«The commercialization of LEO (low Earth orbit) is an exciting prospect, but it will be an exercise in determining what ideas are more real than others,» said Phil Larson, a former space policy adviser to President Barack Obama who worked for Elon Musk's SpaceX, or Space Exploration Technologies Corp..

(Some of his family's other accounts show similar issues, the advisers say.)

WASHINGTON (AP)-- It's a week of reckoning for White House senior adviser Jared Kushner and dozens of other officials who have been working without permanent security clearances for the better part of a year.

Holders of Venezuelan bonds are meeting with each other and considering forming committees, advisers and fund managers told Reuters, as questions mount about the feasibility of President Nicolas Maduro's proposal to restructure $ 60 billion of debt.

While most of us have an accountant, a lawyer, an insurance guy, an investment manager and other individual advisers, for the very rich these issues» complexity is compounded by the sheer amount of capital involved.

In 1981, when he was acting as adviser to then New Jersey gubernatorial candidate (later Governor) Tom Kean, the RNC assembled a ballot security force consisting of off - duty law enforcement officers wearing armbands that read «National Ballot Security Task Force» that was alleged to have engaged in voter intimidation in minority neighborhoods of Newark, Camden, Paterson, and other cities.

But critics in the financial services industry say the rule would limit the ability of advisers to service clients who can not afford to pay for financial advice and must use products that carry commissions or other indirect costs.

Family offices are essentially the quarterbacks who co-ordinate the activities of clients» other advisers and assist in tackling any financial issues that touch the whole family.

Launched in 2003, they were to be the SWAT units of the capital markets — crack, tightly knit groups of financial investigators, legal advisers, forensic accountants and other specialists.

Legal experts told Business Insider that the plea deal struck by Michael Flynn, the former White House national security adviser, with the special counsel Robert Mueller was most likely evidence that Flynn has damaging information to offer prosecutors on other persons of interest in the Russia investigation.

The two conservative senators this week expressed deep concern that MacManus was too close to Clinton during her tenure, doesn't share Trump's «America First» agenda and other conservative foreign - policy goals, and, as one of Clinton's closest advisers, was deeply involved in the State Department's initial response to the Benghazi attack.

And they reinforce the strategic decisions he and his senior adviser Steve Bannon, the former chairman of Breitbart News, made to do an end - run around the traditional media by using Twitter (twtr) and other platforms.

The CEO of $ 6 - million NorthWord Press, a book publisher in Minocqua, Wis., asked six marketing pros from other companies to be his advisers.

By requiring retirement advisers to either meet a «fiduciary» standard or put other safeguards into place, the rule holds financial advisers to the same benchmark already required of doctors and lawyers — that they act in their clients» best interests.

Taking this consultative approach to being a true adviser who cares about the challenges her prospects are facing during the inside sales process is what helps Dunn stand out from the pack of other salespeople who are just clamoring to close a deal.

These people are sitting in the same meetings with Trump and other advocates of protectionist policies, like trade adviser Peter Navarro.

Wired Ventures didn't do this alone: it put together a battery of top - drawer underwriters and other advisers to take it public.

The meeting, Papadopoulos wrote, would be «for August or September in the UK (London) with me and my national chairman, and maybe one other foreign policy adviser and you, members of president putin's office and the mfa to hold a day of consultations and to meet one another.»

So what we are left with, I fear, is the kind of complexity only financial institutions and advisers might love because of administrative and other fees.

They would not be specifically required to meet other transition period requirements of these PTEs, such as to make specific written disclosures and representations of fiduciary status and of compliance with fiduciary standards in investor communications, designate a person or persons responsible for addressing material conflicts of interest and monitoring advisers» adherence to the Impartial Conduct Standards, and comply with new recordkeeping obligations.

He also serves as adviser and investor to a handful of other startups, making him one of the hottest commodities in the New York startup scene.

He was one of the earliest backers of the president's political ambitions, and during the 2016 campaign served as a prominent adviser and spokesman, despite disagreements with others on the campaign.

As adviser to Drip on the sale, we took some time to reflect on the history of the business and some lessons from the deal for other entrepreneurs looking to achieve similar success.

Further, ERISA's reference to «render [ing] investment advice for a fee or other compensation» incorporates terminology in the IAA, which — in accordance with the industry understanding and practice when the IAA was enacted — excludes broker - dealers executing sales from the definition of «investment adviser.»

All along, there has been a camp of advisers in the administration who have been pushing for tariffs and other «tougher» trade policies — including White House aide Peter Navarro and Commerce Secretary Wilbur Ross.

You are an authorized representative of a bank, broker - dealer, insurance company, registered investment adviser or other professional client (together, «Financial Institutions») engaged in business activities outside the United States of America (a «Non-U.S. Adviser») and the Financial Institution has authorized you to access and use the Holdings Information.

Another top Trump adviser, Kellyanne Conway, is wealthy as well, but modestly so when compared with Mr. Cohn and some of her other superrich colleagues.

Despite the president's tough stance on trade, many of his advisers are leery of initiating trade clashes that could destabilize stock markets and put other political goals at risk, like updating the North American Free Trade Agreement.

A move by British regulators to ban financial advisers from accepting commissions for selling mutual funds and other products after 2012 is likely to cause lot of soul searching elsewhere, including in Canada.

The University of Alberta's Alberta School of Business will also be involved in CDL — Rockies by having faculty members act as expert advisers and as a link to other strong researchers on their campus.

In a meeting with the president and other advisers, Summers warned that even after the economy recovered, large swaths of the population would be left without jobs.

In other words, many people people with a low level of assets under management are under - serviced by human financial advisers.

Others are happy to pay financial advisers for the convenience of not having to think about their investing.

Mr. Mnuchin will be joined on the trip by Robert Lighthizer, the United States trade representative, and Larry Kudlow, the director of the White House's National Economic Council, and potentially other Trump advisers as well.

Alliance Wealth Management, LLC («Alliance») is a registered investment adviser offering advisory services in the State (s) of Illinois and in other jurisdictions where exempted.

Wells Fargo Investment Institute, Inc. is a registered investment adviser and wholly - owned subsidiary of Wells Fargo & Company and provides investment advice to Wells Fargo Bank, N.A., Wells Fargo Advisors and other Wells Fargo affiliates.

If the sales chump (er, I mean «licensed professional financial adviser») can't give you a complete and total rundown of every fee (expense, charge, penalty, cost or whatever other lame - ass euphemism he wants to use), run away and invest in a Vanguard index fund — just compare the expense ratio.

Jeffery Immelt, the CEO of GE, was a Phi Delt, as were a number of other prominent trustees, among them Morgan Stanley senior adviser R. Bradford Evans, billionaire oilman Trevor Rees - Jones and venture capitalist William W. Helman IV.

This account of Trump's tumultuous first days in office comes from interviews with nearly a dozen senior White House officials and other Trump advisers and confidants, some of whom spoke on the condition of anonymity to describe private conversations and moments.

Unlike other senior aides — Chief of Staff Reince Priebus, chief strategist Stephen K. Bannon, counselor Kellyanne Conway and senior adviser Jared Kushner, the president's son - in - law — Spicer does not enjoy a close and long - standing personal relationship with Trump.

In return, those advisers would agree not to solicit other clients from their old shop to join their new firm unless it was compensated for the loss of business.

A joint statement this week from more than 60 conservatives, including former attorney general Edwin Meese and Family Research Council President Tony Perkins, demanded that Facebook and other tech giants «rectify their credibility with the conservative movement» by explaining why content is taken down and accounts deleted and by including more conservative groups on its list of advisers.

As a result of Trump's desire to keep everyone off - kilter, every other government is going to spend Friday wondering if they're about to deal with not just a new secretary of state but also a new national security adviser.

I measure my success as an adviser with one eye on the growth of the core business and the other on how much equity the founders are able to hold on to through that process.

«Their theft costs us over $ 350 billion per year, so the bigger the better,» said Daniel DiMicco, a steel executive and trade adviser to the Trump campaign, referring to the forced transfer of intellectual property and other unfair practices alleged by the administration.

In a recent speech, Julie M. Riewe, Co-Chief of the AMU, discussed the AMU's collaboration with other SEC divisions; detailed the AMU's 2015 enforcement priorities with respect to registered investment companies, hedge funds, private equity funds and separately managed accounts; and discussed the AMU's focus on conflicts — their ubiquity, the difficulty or impossibility of eliminating them, the limited extent to which disclosure can cure conflicts, the salience of conflicts when an investment adviser and broker - dealer are affiliated, and related considerations.

As the SEC increases investigations and enforcement of hedge fund managers and other registered investment advisers to private funds, it is honing its focus on certain topics.