Sentences with phrase «of public issuers»

The Sphere ETF invests directly or indirectly in up to 150 Canadian equity securities of public issuers exhibiting relatively high and sustainable yields, as at the time of reconstitution or balancing.

Not exact matches

The input received from reporting issuers, directors, and the investor relations people that work for Canadian companies shows the idea obviously hit a nerve with many Canadian public companies of all sizes, says Tuzyk.

Non-U.S. public accounting firms that audit or play a substantial role in the audit of U.S. issuers, brokers and dealers are subject to oversight by the PCAOB.

There may be less information on the financial condition of municipal issuers than for public corporations.

He represents issuers and underwriters in public and private initial and follow - on offerings of equity and debt securities, banks and hedge funds in secondary market par and distressed debt trading, and sponsors of and liquidity providers to securitization vehicles in connection with transactions and regulation applicable to their activities.

On April 2, 2013, the Securities and Exchange Commission («SEC») issued a report in which it provided guidance to issuers regarding the use of social media to disclose material non − public information.

SCH entered into a registration rights agreement with our founders and their family trusts pursuant to which they obtained demand and other rights to have their shares of our common stock registered for public offer and sale, and we succeeded to this agreement as issuer upon the conversion.

In a bid to improve the market's accessibility for foreign investors, the Brazilian Securities and Exchange Commission («CVM») is holding a public hearing for Brazilian issuers with the purpose of improving the regulations set through the recently implemented Instruction 561 and more specifically, those related to proxy disclosure, regulated by Instruction 481.

Issuers can also use the portal to request a meeting with Glass Lewis, propose a topic for a Proxy Talk conference call (a public forum that enables companies or dissident shareholders to discuss issues in an open dialogue) and to notify Glass Lewis of any updated company disclosure or potential data discrepancies in our analysis.

While during the past proxy season only some of the issuers were required to apply Instruction 561, the CVM is now aiming at engaging all public companies to follow suit.

Developed with the primary aim of assisting Nordic public sector borrowers, the signatories hope that it will prove useful also for issuers from the private sector and from other countries as well as for the investor community.

The Nordic local government funding agencies — set up to provide low cost and stable funding for public investments in Denmark, Finland, Norway and Sweden — are amongst Europe's most creditworthy and important issuers of SSA debt.

A group of ten Nordic public sector issuers have released a joint position paper on green bonds impact reporting.

For the purposes of The Long View, CCBE defined family firms as public issuers with at least 30 % of votes controlled by a family entity.

CCBE examined the impact of the «Comply or Explain» requirement on the diversity of Canada's largest public issuers and found that improvements in the representation of women on boards continues to improve slowly, but Comply or Explain doesn't appear to be a sufficient motivator on its own.

Transparency to shareholders is an important component of good governance, and one that The Long View can help to influence and improve in ways that are valuable to the public, but not overly onerous to issuers.

Through the Issuers section of Glass Lewis» public website, issuers and their representatives can contact us to request a meeting, receive an alert that the Glass Lewis Proxy Paper report for their company has been released, provide notification of a supplemental or amended filing or report purported factual errors / omiIssuers section of Glass Lewis» public website, issuers and their representatives can contact us to request a meeting, receive an alert that the Glass Lewis Proxy Paper report for their company has been released, provide notification of a supplemental or amended filing or report purported factual errors / omiissuers and their representatives can contact us to request a meeting, receive an alert that the Glass Lewis Proxy Paper report for their company has been released, provide notification of a supplemental or amended filing or report purported factual errors / omissions.

Ouisa Capital encourages FINRA to use its position in the regulation of securities to help pursue the increase of issuer thresholds under Regulation CF.. We encourage FINRA to raise with the SEC the possibility of increasing the issuer threshold on a twelve month pilot basis to evaluate whether the increase achieves the desired effect of increasing capital formation while protecting the investing public from unscrupulous issuers that could use Regulation CF for nefarious purposes.

Section 4 (a)(2) of the Act (formerly known as Section 4 (2) prior to the enactment of the J.O.B.S. Act) provides an exemption from registration for «transactions by an issuer not involving any public offering.»

In California, the risk capital test considers whether there is attempt by an issuer to (1) raise funds for a business venture or enterprise (2) through an indiscriminate offering to the public at large, (3) where the investor is in a passive position to affect the success of the enterprise, and (4) the investor's money is substantially at risk because it is inadequately secured.

In our Securities Practice, we act as counsel to more than 80 public companies (including 20 Chinese issuers), as well as, numerous FINRA (formerly NASD) licensed underwriters and placement agents in connection with their financing activities, including private placements and public offerings of equity and debt securities.

With all crowdfunding models, issuers (fundraisers) are seeking to harness the power of many small contributions from the general public whether «the crowd» is providing financial support, product / service ideation or access to their social networks.

As the inter-relationship of the global financial markets becomes more complex, the Firm has participated in several initiatives involving both foreign public issuers also seeking listing on U.S. exchanges and markets, as well as U.S. issuers exploring foreign listings, including on the AIM Market of the London Stock Exchange, the Toronto Stock Exchange and Euronext Amsterdam.

However, most of America's largest card issuers continue to offer this type of service to just their customers, as opposed to the general public.

Public float value: The aggregate market value of common equity securities held by persons who are not affiliated with the issuer.

There may be less information available on the financial condition of issuers of municipal securities than for public corporations.

Actively traded securities: Securities that have a current worldwide average daily trading volume over 60 consecutive calendar days (ADTV) of at least $ 1 million and an issuer with common equity securities having a public float value of at least $ 150 million.

Illiquid asset Immediate - or - cancel Income bond Income statement Indenture Index Indication of interest Individual Retirement Account (IRA) Industrial revenue bonds Inflation Inflation rate Initial public offering Inside market Insider Instinet Institutional investor Intangible drilling and development costs Integration Interbank market Interest Intermarket Trading System (ITS) Interpositioning In - the - money Intrastate offering Intrinsic value Introducing broker / dealers Inventory Inverted head and shoulders pattern Investment Investment adviser Investment Advisers Act of 1940 Investment banker Investment Company Investment Company Act of 1940 Investment contract Investment grade securities Investor brochure In - whole call IOC IPO Issue Issuer

Restricted securities: Securities that have been purchased directly from the issuer or an affiliate of the issuer rather than through a public offering.

Rewards programs are individual card issuers» way of incentivizing the public to use their card over a competitor's.

It is now possible for trained OPMI's, like the various Third Avenue analysts and portfolio managers, to learn from public records tremendous amounts of pertinent information about a tremendous number of issuers.

Fixed income investments (also known as bonds) seem straightforward on the surface: The investor earns a fixed rate of return from the bond issuer (a public or corporate entity) for a specified term.

Fifth Third Securities Public Finance Group provides a broad range of debt underwriting, placement and financial advisory services to municipal issuers including state level issuers, cities, villages, townships, counties, school districts, water and sewer districts and other public utility systems, health care facilities, and higher education instituPublic Finance Group provides a broad range of debt underwriting, placement and financial advisory services to municipal issuers including state level issuers, cities, villages, townships, counties, school districts, water and sewer districts and other public utility systems, health care facilities, and higher education institupublic utility systems, health care facilities, and higher education institutions.

By whether the issuer is part of the public or private sector.

Screening Process: Non-corporate issuers present a unique opportunity to focus on three key themes: • Increasing access to capital, especially for those historically underserved • Creating public goods, especially for those most in need • Filling capital gaps left by current financial practice These three themes flow from our belief that healthy economies must be built on a strong foundation of fairness and opportunity for all.

Municipal issuers have a key role to play in terms of: • Low - carbon technologies • Pollution control • Climate adaptation, such as disaster prevention and recovery We will seek to avoid purchasing the relatively few government - issued bonds that are explicitly issued to finance the development of projects, such as nuclear power plants or casinos, which are fundamentally misaligned with our investment objectives Sovereign Debt National governments around the world issue bonds (debt) to finance a wide variety of public goods including education, infrastructure, national defense, the judiciary and social welfare.

Filed Under: Student Loans Tagged With: deferment, forbearance, Public Service Loan Forgiveness, Student Loan Debt, Student Loans Editorial Disclaimer: Opinions expressed here are author's alone, not those of any bank, credit card issuer, airlines or hotel chain, or other advertiser and have not been reviewed, approved or otherwise endorsed by any of these entities.

Contact your creditors, particularly your credit card issuers, and let them know that you are disabled, out of work or surviving on public benefits.

Exploring ways to monetize the Issuer as a «public shell,» including the utilization of the Issuer's Substantial Net Operating Losses; and

BA Value Investors has disclosed a 5.1 % holding in VaxGen Inc (OTC: VXGN) and, in a letter to the board of directors, called on VXGN to «act promptly to reduce the size of the board to three directors; reduce director compensation; change to a smaller audit firm; terminate the lease of its facilities; otherwise cut costs; make an immediate $ 10 million distribution to shareholders; make a subsequent distribution of substantially all the remaining cash after settling the lease termination; distribute any royalty income to shareholders; and explore ways to monetize the public company value of the Issuer and use of its net operating losses.»

Filed Under: Investing Tagged With: Facebook, Facebook IPO, Facebook Stock, Initial Public Offering, Invest in the stock market, Investment, IPO, Stock, Stock Market Editorial Disclaimer: Opinions expressed here are author's alone, not those of any bank, credit card issuer, airlines or hotel chain, or other advertiser and have not been reviewed, approved or otherwise endorsed by any of these entities.

BA Value Investors had previously disclosed an activist holding and, in a June 12 letter to the board, called on VXGN to «act promptly to reduce the size of the board to three directors; reduce director compensation; change to a smaller audit firm; terminate the lease of its facilities; otherwise cut costs; make an immediate $ 10 million distribution to shareholders; make a subsequent distribution of substantially all the remaining cash after settling the lease termination; distribute any royalty income to shareholders; and explore ways to monetize the public company value of the Issuer and use of its net operating losses.»

VXGN has now also attracted the attention of BA Value Investors, which has disclosed an activist holding and called on VXGN to «act promptly to reduce the size of the board to three directors; reduce director compensation; change to a smaller audit firm; terminate the lease of its facilities; otherwise cut costs; make an immediate $ 10 million distribution to shareholders; make a subsequent distribution of substantially all the remaining cash after settling the lease termination; distribute any royalty income to shareholders; and explore ways to monetize the public company value of the Issuer and use of its net operating losses.»

Filed Under: Investing Tagged With: Coupon, coupons, Groupon, GRPN, Initial Public Offering, IPO, Online Coupons, Retailmenot, RetailMeNot succeed, SALE Editorial Disclaimer: Opinions expressed here are author's alone, not those of any bank, credit card issuer, airlines or hotel chain, or other advertiser and have not been reviewed, approved or otherwise endorsed by any of these entities.

Filed Under: Career Tagged With: career, career in public service Editorial Disclaimer: Opinions expressed here are author's alone, not those of any bank, credit card issuer, airlines or hotel chain, or other advertiser and have not been reviewed, approved or otherwise endorsed by any of these entities.

There may be less information on the financial condition of municipal issuers than for public corporations.

Many of the major card issuers have developed relationships with ticket providers and arrange for certain cardholders to have access to ticket purchases before tickets go on sale to the general public, or to buy special seats set aside for the bank's cardholders.

She has represented both underwriters and issuers in a variety of financing transactions, such as initial public offerings, secondary equity offerings, high - yield, investment - grade and convertible bond offerings, and debt restructurings.

James Lewis has over 25 years» experience in a broad range of international and domestic corporate finance transactions; IPOs and equity and debt issues, acting for the issuer and the sponsor / broker; public and private mergers and acquisitions (including by takeover offer and scheme of arrangement); and redomicile transactions and reorganisations.

In Pulse Data the ASC declined to exercise its public interest jurisdiction to cease trade a shareholder rights plan, primarily because a large majority of the shareholders of the issuer had voted to adopt the plan at a time where the take - over bid was pending with full disclosure of the implications of the shareholder rights plan.