Sentences with phrase «of reporting issuers»

«Azeff knew or ought to have known that Finkelstein obtained the information in his capacity as a lawyer and that Finkelstein stood in a special relationship to each of the reporting issuers.»

This case provides greater insight and certainty into the meaning of «material change» and the obligations of reporting issuers when such changes occur.

The continuous disclosure review program consisted of 221 full and 770 issue - oriented reviews of reporting issuers.

Canadian Public Accountability Board (CPAB) CPAB exists to benefit investors and Canadians in general, by promoting high quality, independent auditing in order to contribute to public confidence in the integrity of financial reporting of reporting issuers in Canada.

In the absence of an actual impact on market price, a careful analysis of detailed evidence of the reporting issuer's business and operations, market conditions and various other market - related factors would be sufficient.

Not exact matches

«The reporting persons intend to have conversations with members of the issuer's management to discuss strategic alternatives which may enhance shareholder value, including, among other things, asset sales or potential corporate restructuring.

Ratings agency Moody's reported Monday that the rolls of «potential fallen angels,» or issuers with investment - grade debt currently in danger of becoming junk, swelled by 17 in the third quarter, while no companies fell into the opposite category, called «potential rising stars.»

«This has encouraged a game of whack - a-mole between issuers and regulators, which would tighten controls on one industry only to see activity pick up in another,» a Nikkei Asian Review report said.

Rating service Moody's tracks covenant quality, essentially a measure of standards that bond issuers must meet, and reported Thursday that the latest reading remains near record highs, which indicates weak restrictions.

Amanda, we have a list of how major credit card issuers report to personal in this article: https://www.nav.com/resource/do-business-credit-cards-report-to-personal-credit/ Also, you can work with vendors and suppliers that report to the business credit agencies.

Have you asked your line of credit and credit card issuer if they report business account activity to Dun & Bradstreet or Experian?

If you were denied because of information in your credit report, the issuer will send an adverse action notice that includes which credit reporting agency was used and how to contact the agency.

The Reporting Persons may, from time to time and at any time: (i) acquire additional Shares and / or other equity, debt, notes, instruments or other securities (collectively, «Securities») of the Issuer (or its affiliates) in the open market or otherwise; (ii) dispose of any or all of their Securities in the open market or otherwise; or (iii) engage in any hedging or similar transactions with respect to the Securities.

«It's not that there's been one or two cases where people found mistakes in proxy reports, it seems that almost every issuer who wrote in had a specific experience where they believed factual errors have been made in their proxy reports which then leads to all sorts of problems,» says Tuzyk, who has had clients who have experienced this problem.

The input received from reporting issuers, directors, and the investor relations people that work for Canadian companies shows the idea obviously hit a nerve with many Canadian public companies of all sizes, says Tuzyk.

CCGG prepares best practices documents for reporting issuers to provide them with guidance on effective communications with shareholders emphasizing the substance of disclosure that investors expect of regulatory filings.

Tuzyk says most issuers would be happy if there was an established process for the review of proxy reports so factual inaccuracies could be addressed.

This release of proposed amendments to «Prospectus and Registration Exemptions» include an Offering Memorandum (OM) Prospectus Exemption, a Family, Friends, and Business Associates Prospective Exemption (FFBA), a prospectus exemption for distributions by a reporting issuer to it's existing shareholders and the Crowdfunding Prospectus Exemption and regulatory requirements applicable to a Crowdfunding Portal which we addressed in the presentation.

One red flag for lenders is that the volume of energy debt rated CCC or below — the weakest ratings among junk bond issuers — has more than doubled to $ 62 billion from a year ago, Fitch said in a June 12 report.

The Issuer Data Report (IDR) service gives issuers access to a data - only version of their Glass Lewis Proxy Paper reports — for free — prior to our completing the Proxy Paper analysis that is derived largely from the data featured in the ID

A 2014 Standard & Poor's report found that «corporate issuers see green bonds as an alternative financing avenue, offering access to a diversified investor base, plus a means of implementing and maintaining efficiency measures considered environmentally sustainable.»

In view of Glass Lewis» tight deadlines for issuing its proxy research reports, issuers have a maximum of 48 hours to respond to their IDR.

Not later than 270 days after the date of enactment of the Dodd - Frank Wall Street Reform and Consumer Protection Act, the Commission shall issue final rules that require each resource extraction issuer to include in an annual report of the resource extraction issuer information relating to any payment made by the resource extraction issuer, a subsidiary of the resource extraction issuer, or an entity under the control of the resource extraction issuer to a foreign government or the Federal Government for the purpose of the commercial development of oil, natural gas, or minerals...

Just as individuals have their own credit report and rating issued by credit bureaus, bond issuers generally are evaluated by their own set of ratings agencies to assess their creditworthiness.

TORONTO — The Ontario Securities Commission (OSC) today published an existing security holder prospectus exemption for reporting issuers listed on the Toronto Stock Exchange, TSX Venture Exchange, Canadian Securities Exchange or Aequitas NEO Exchange (upon the effective date of its recognition order).

On April 2, 2013, the Securities and Exchange Commission («SEC») issued a report in which it provided guidance to issuers regarding the use of social media to disclose material non − public information.

However, pockets of stress continue to emerge and lend adversity to a limited amount of issuers, according to a new report «Retail REITs — US: Credit risks limited across retail REITs, concentrated in weak malls,» available to Moody's subscribers at

The issue is that most of the ICO issuers, in their haste to exploit a truly insane speculative bubble, don't want to go through the trouble and expense of registering these tokens as securities, or comply with the ongoing reporting which so doing would necessarily entail.

The Saxo Bank Group's research reports are never disclosed to nor discussed with any of the subject of the analysis, e.g. issuers of securities or others.

The timing of reports and the issuer's reporting practices determine how long it takes before your card appears on your credit file.

Amortisations will gradually reduce the issuer's reported environmental impact of a project, but will free up capacity to finance new projects, says Bergstrand.

Realising that there would be benefits both to issuers and to investors from a harmonisation of impact reporting efforts, Kommuninvest initiated a working group together with other Nordic issuers.

I, Andrew S. Fein and Li Wang Watsek, certify that 1) all of the views expressed in this report accurately reflect my personal views about any and all subject securities or issuers discussed; and 2) no part of my compensation was, is, or will be directly or indirectly related to the specific recommendation or views expressed in this research report; and 3) neither myself nor any members of my household is an officer, director or advisory board member of these companies.

A group of ten Nordic public sector issuers have released a joint position paper on green bonds impact reporting.

Through the Issuers section of Glass Lewis» public website, issuers and their representatives can contact us to request a meeting, receive an alert that the Glass Lewis Proxy Paper report for their company has been released, provide notification of a supplemental or amended filing or report purported factual errors / omiIssuers section of Glass Lewis» public website, issuers and their representatives can contact us to request a meeting, receive an alert that the Glass Lewis Proxy Paper report for their company has been released, provide notification of a supplemental or amended filing or report purported factual errors / omiissuers and their representatives can contact us to request a meeting, receive an alert that the Glass Lewis Proxy Paper report for their company has been released, provide notification of a supplemental or amended filing or report purported factual errors / omissions.

The «officially tabulated» mainstream b.s. reports are not picking up the numbers, but the large credit card issuers (like Capital One) and auto debt issuers (like Santander Consumer USA) have been showing a dramatic rise in troubled credit card and auto debt loans for several quarters, especially in the sub-prime segment which is now, arguably the majority of consumer debt issuance at the margin.

For these types of meetings, Glass Lewis may engage with an issuer or shareholder during the solicitation period, if such dialogue will lead to a better understanding of a party's position regarding certain issues, thus enhancing our report.

The final report of the Executive Remuneration Working Group aimed to encourage issuers to take decisions and craft remuneration structures that were right for their own business, thus avoiding the push for homogeneity at UK plc, which the IA's group felt may have led to a one - size - fits - all approach to crafting incentive structures.

The Treasury Department's 2017 Capital Markets report recommended that «issuers of less - liquid stocks, in consultation with their underwriter and listing exchange, be permitted to partially or fully suspend UTP for their securities and select the exchanges and venues upon which their securities will trade.»

Already Buhari has started giving excuses for the abysmal performance.He attributed the quagmire to drop in the price of oil globally and cleverly laid the blame on the doorsteps of all Nigerian accusing them of relying solely on oil.All renowned rating agencies including fitch continue to downgrade Nigeria ever since Buhari took over and it is projected that Nigeria will not be able to repay its debt obligations.Fitch for instance downgraded Nigeria's longterm foreign currency issuer default rating to B + from BB - and longterm local currency IDR to BB - from BB.The general position expressed by almost all the Briton wood institutions is that Nigeria's fiscal and external vulnerability has worsened under Buhari and it is projected that the government's general fiscal deficit could grow up to 4.2 % by the end of 2016 after averaging 1.5 % under the previous regime.A recent capital importation report by Nigeria Bureau of Statistics confirms that, last year, the country recorded total inflow of capital into the economy stood at $ 9.6 billion which was a 53 % drop from previous year and the lowest recorded total since 2011.

Of 166 first - time defaults by municipal issuers in the past two years, 11 were charter schools, Bloomberg reported.

Legally, if you report credit card fraud, you can only be held liable for a maximum of $ 50 in charges, and often banks and card issuers have a zero - liability policy, so you won't owe anything at all.

Luckily, most of the nation's largest credit card issuers report authorized users to either TransUnion, Equifax, or Experian.

Most major card issuers report authorized user accounts to at least one of the three major credit bureaus: Experian, Equifax and TransUnion.

The card issuers are a customer of the credit reporting agencies, they don't dictate the rules.

Furthermore, some banks and credit card issuers may request that you send them a copy of the police report as evidence, so that when you dispute fraudulent charges, you have some proof your identity was stolen.

If one of your goals is to build or rebuild your credit be sure the card issuer reports your transactions to the three major credit bureaus.

The CFPB says that card issuers report the status of 74 % (3,151) of these complaints as either «full resolution» or «partial resolution.»

Your credit card issuer updates your credit card information only once a month, and report to the major credit bureaus just after your statement closing date — which is at the end of your monthly billing cycle.

First, not every credit card issuer reports accounts to an authorized user's credit report, so you may find that even though you're an authorized user, the card still doesn't show up as part of your credit history.