Sentences with phrase «of running a brokerage»

Since corporately, Royal LePage owns brokerages in Toronto and Vancouver, we have intimate knowledge and experience of the challenges of running a brokerage.

After he couldn't find one that was affordable or scalable, his team collaborated with developers to create a one - stop shop for every aspect of running a brokerage.

Broker Office Solutions is a Web - based system centered on the daily requirements of running a brokerage.

The often unseen and even unaccounted for costs of running a brokerage are so high.

Tech Should Be Efficient When building new technology, it should be created to take the drudgery out of running your brokerage.

Not exact matches

It's also the company behind one of the first crypto brokerage desks run by an exchange.

Before you get started, learn about these five regulatory and practical requirements of starting and running a freight brokerage.

Ms. Lebenthal, who runs one of the largest woman - owned brokerages on Wall Street, said she was unmoved by client concerns.

Let me give you an example: One breakthrough company is Staubach, the commercial brokerage business run by Roger Staubach, the same Roger Staubach who was the quarterback of the Dallas Cowboys for many years.

While running a little - known lender, Commercial Credit, Weill piled on brokerages (Smith Barney and the retail arm of Drexel Burnham Lambert), investment banks (Salomon Brothers and Shearson Lehman, which he bought back from AmEx), and insurers (Primerica and Travelers, the latter of which names the company ultimately kept).

Last month she was tapped to run Bank of America's brokerage business, which is largely made up of the former Merrill Lynch operations.

They also allow those investors to avoid the high costs of stock - brokerage commissions and financial planning fees that eat into returns, as well as the risks of investing in individual companies that may choose less - competent leaders or run into unforeseen problems.

«I own and operate one of the longest running independent brokerage firms in the industry.

He has significant experience running large investment platforms and brokerages — including as President, COO and CIO of TD Ameritrade, the world's largest online broker.

Running a commercial loan brokerage business can be very rewarding and profitable, but it could also be a struggle if a commercial loan broker falls in to some of the bad habits that we see in the market today.

5 Big Mistakes A Commercial Loan Broker Can Make Running a commercial loan brokerage business can be very rewarding and profitable, but it could also be a struggle if a commercial loan broker falls in to some of the bad...

Running Forest Partners LTD of London, England, owns the brokerage.

In 1994 he established and ran the Paris office of The Europe Company Limited, a specialist research - driven European small cap brokerage (purchased by Jefferies & Co in 2000).

He modeled his candidacy on that of Michael Bloomberg's, talking up his managerial skills and ability to successfully run a large brokerage, Massey Knakal Realty Services, which he sold for a reported $ 100 million to Cushman & Wakefield at the end of 2014.

The law requires notarization of documents providing the personal data of Korean men seeking foreign brides and raised the punishment for running an unregistered marriage brokerage business to a maximum five years» imprisonment and 50M won in fines from three years and 20M won.

The Fund's advisor & administrator have entered into a series of agreements that run through September 30, 2017 which limit the Fund's operating expenses to 1.70 % of the average daily net assets of the Fund, exclusive of brokerage fees and commissions, taxes, borrowing costs (such as interest or dividend expenses on securities sold short), acquired fund fees and expenses, extraordinary expenses, and distribution and / or service (12b - 1) fees.

For instance, I know of one company that used to run a national ad campaign that said «invest with advice» even as it continued to sell its products through the no - advice discount brokerage channel.

For DIY investors, Canadian discount brokerages have quite a few treats in the form of deals and promotions running this month, and perhaps even a few tricks.

Brokerage fees today run the gamut: they can be as insignificant as what Interactive Brokers charges to as high as a full service broker that could charge hundreds of USD for a few thousand USD trade.

Frequent online traders making dozens of trades a day are the target, especially if their trading patterns causes the CRA to view them as running businesses inside their TFSAs: if you or I traded that often we'd be losing a lot in trading commissions, even at the $ 5 or $ 10 a pop that most online brokerages charge.

Compared to other brokerages, Capital One Investing has run of the mill research tools.

Principal broker / broker of records is the individual who runs the mortgage brokerage and they are allowed to hire other mortgage brokers and agents to work with the brokerage.

In 1994 he established and ran the Paris office of The Europe Company Limited, a specialist research - driven European small cap brokerage (purchased by Jefferies & Co in 2000).

Some of the brokerage firms run a separate PR department to just generate a positive virtual repute for the brokerage firm and win more clients.

As of the beginning of May, HSBC InvestDirect, National Bank Direct Brokerage and Virtual Brokers all let the clocks on their respective offers run out.

Midway through the month, TD Direct Investing's free trade offer expired and at the end of the month, Desjardins Online Brokerages» long running commission credit promo technically expired (see update in extended offer below).

One problem with that method is that I suspect a lot of investors will set up the account at TD but they won't switch to a discount brokerage at the right time or at all which means in the long run they will end up paying more fees compared to if they had just started buying ETFs even when the account was fairly small.

The person who runs a mortgage brokerage is known as the principal broker or broker of record.

A mortgage professional who runs a mortgage brokerage is the broker of record or principal broker.

People need to be totally aware of the extremely High Risk elements involved in trading the Forex as well as added risks run by using inefficient, unreliable online platforms and brokerage peculiarities such as trading hours and funding / withdrawal requirements.

A mortgage brokerage can have more than one broker, but the broker that runs the brokerage is referred to as the principal broker or broker of record.

This is essentially what you pay to cover the cost of running the LIC (research, brokerage, management and admin salary etc) and to «reward» management for good performance.

One of the most well - known, influential and longest running rankings of Canadian discount brokerages has been Rob Carrick's ranking of online brokers [See the full post at: http://www.sparxtrading.com/special-series-globe-mail-online-discount-broker-rankings-explained/]

One of the most well - known, influential and longest running rankings of Canadian discount brokerages has been Rob Carrick's ranking of online brokers which appears in the Globe and Mail.

Also, for comparison, the selfie contest that Scotia iTrade ran this past summer for the prize of a movie pass shows the magnitude of difference between what RBC is putting forward and how other brokerages are responding.

Next, we take a look at the current contests being run by Canadian brokerages as a slightly different approach to get the attention of investors.

This individual must ensure proper running of the brokerage including ensuring that agents follow all regulations.

If youâ $ ™ re investing small amounts every couple of weeks, the brokerage fees that you run up in buying ETFs will probably amount to more than your potential savings, but if youâ $ ™ re investing only once a year, or investing large amounts, the savings from ETFs can be worthwhile.

In hindsight, it appears that I'm encountering a culture of overworked, understaffed, and potentially under qualified New Accounts and Transfers staff... I've worked for a national discount brokerage in the past (in a compliance / director capacity), and I say in as objective a manner as possible, that I've never encountered a financial organization that is run as poorly as Questrade.

In the case above, it is highly unreasonable (although standard practice) for a brokerage firm to ask $ 450 to run a credit check when most mortgage companies charge less than $ 100 for the same service (some simply bill for the cost of the credit pull $ 12).

Online discount stock broker TradeKing is offering $ 50 bonus during the month of October for anyone who opens and funds a new brokerage account and make at least one trade when the promotion is running.

National Bank Direct Brokerage is running the «Take Control of the Markets!»

This is to prevent the broker from misusing the clients» money for the running of the brokerage's operations.

For most people saving up a few million dollars, they run out of tax deferred space after a while and have to save in a taxable brokerage account.

Notable examples include acting for accountants in long - running litigation arising out of a failed tax avoidance scheme; acting for the developer and manufacturer of an offshore drilling system following an accident in operation; representing one of the Defendants in Novoship v Mikhaylyuk & Others, concerning allegations of bribery and secret profits; appearing in a substantial LCIA arbitration about the theft of oil stocks in East Africa;, successfully representing a broker in litigation against a former client under a futures brokerage contract in Sucden v Fluxo - Cane [2010] 2 CLC 216; and The «Ekha» [2011] 1 All ER Comm 1077, long - running litigation in the Commercial Court and Court of Appeal about an offshore drilling contract.