Not exact matches
Rare earths developer Northern Minerals has lifted the limit on its
share purchase plan to $ 15 million on the back
of strong demand from existing shareholders.
Yahoo
shares plummeted Thursday, after the disclosure
of a second hacking
of unprecedented scale raised fears that Verizon is considering backing out
of its
planned $ 4.83 billion
purchase of the troubled internet giant.
Funds from the
share purchase plan will be used on four «enhancement initiatives» to boost the range and value
of downstream products at Browns Range.
The
share purchase plan was launched in December with a cap
of $ 5 million, however the ceiling was lifted twice after a strong response from shareholders.
His
shares were bought as part
of the company's stock -
purchase plan, so he's also suing on behalf
of the
plan.
«Option» means an ISO or NSO granted under the
Plan entitling the Participant to
purchase Shares upon satisfaction
of the conditions contained in the
Plan and the applicable Award Agreement.
With Domino's Pizza Inc.'s Direct Stock
Purchase Plan investors can purchase common shares of Domino's Pizza, Inc. directly through Domino's Pizza Transfer Agent, Computershare Investor Services under the Direct Stock Purcha
Purchase Plan investors can
purchase common shares of Domino's Pizza, Inc. directly through Domino's Pizza Transfer Agent, Computershare Investor Services under the Direct Stock Purcha
purchase common
shares of Domino's Pizza, Inc. directly through Domino's Pizza Transfer Agent, Computershare Investor Services under the Direct Stock
PurchasePurchase Plan.
However,
Shares used to pay the exercise price or
purchase price
of an option or stock appreciation right or to satisfy tax withholding obligations relating to such awards do not become available for future issuance under the 2013
Plan.
From January 1, 2008 through December 31, 2010, the Registrant granted to its employees, consultants and other service providers options to
purchase an aggregate
of 12,566,833
shares of common stock under the Registrant's Amended and Restated 2003 Stock Incentive
Plan, or the 2003
Plan, at exercise prices ranging from $ 1.50 to $ 14.46 per
share, which includes options to
purchase shares of common stock that were repriced on a one - for - one basis to $ 2.32 per
share in February 2009.
For stockholders
of record: The proxy card you received covers the number
of shares to be voted in your account as
of the record date, including any
shares held for participants in the IBM Investor Services Program and Employees Stock
Purchase Plans.
Accordingly, our approximately 25,050,954 outstanding awards (not including awards under our employee stock
purchase plan) plus 25,865,562
Shares available for future grant under our equity
plans (not including under our employee stock
purchase plan) as
of March 31, 2018 represented approximately 10.5 %
of our Common Stock outstanding (commonly referred to as the «overhang»).
A Freddie Mac spokesman said that, with
shared - equity
plans, it can
purchase loans in which the owner - occupant and owner - investor make a down payment
of at least 5 percent.
From January 1, 2008 through December 31, 2010, the Registrant granted to certain executive officers, directors and other investors options and rights to
purchase an aggregate
of 8,196,662
shares of common stock under the 2003
Plan at exercise prices ranging from $ 2.00 to $ 6.20 per
share, which includes options to
purchase shares of common stock that were repriced on a one - for - one basis to $ 2.32 per
share in February 2009.
In August 2012, to create incentives for continued long - term success from the then - recently launched Model S program as well as from Tesla's then -
planned Model X and Model 3 programs, and to further align executive compensation with increases in stockholder value, the Board granted to Mr. Musk a stock option award to
purchase 5,274,901
shares of Tesla's common stock (the «2012 CEO Performance Award»), representing 5 %
of Tesla's total issued and outstanding
shares at the time
of grant.
AST will administer the
Plan,
purchase and hold
shares acquired for shareholders under the
Plan, keep records, send statements
of account activity and perform other duties related to the
Plan.
Finally, investors may also
purchase shares of a company through a dividend reinvestment
plan.
Shares used to pay the
purchase price or satisfy tax withholding obligations
of awards other than stock options or stock appreciation rights become available for future issuance under the 2013
Plan.
If you vote by proxy card or voting instruction card and sign the card without giving specific instructions, your
shares will be voted in accordance with the recommendations
of the Board (FOR all
of HP's nominees to the Board, FOR ratification
of the appointment
of HP's independent registered public accounting firm, FOR the approval
of the compensation
of HP's named executive officers, FOR the approval
of an annual advisory vote on executive compensation, FOR the Hewlett - Packard Company 2011 Employee Stock
Purchase Plan and FOR the approval of an amendment to the Hewlett - Packard Company 2005 Pay - for - Results Plan to extend the term of the pl
Plan and FOR the approval
of an amendment to the Hewlett - Packard Company 2005 Pay - for - Results
Plan to extend the term of the pl
Plan to extend the term
of the
planplan).
Pursuant to our equity compensation
plans and certain agreements with certain holders
of our capital stock, including Jack Dorsey, Jim McKelvey, Khosla Ventures III, LP, entities affiliated with JPMC Strategic Investments, entities affiliated with Sequoia Capital, entities affiliated with Rizvi Traverse, and an entity affiliated with Mary Meeker, including an amended and restated right
of first refusal and co-sale agreement, we or our assignees have a right to
purchase shares of our capital stock which stockholders propose to sell to other parties.
This Reinstatement Privilege does not apply to: (i) a
purchase of Fund
shares made through a regularly scheduled automatic investment
plan such as a
purchase by a regularly scheduled payroll deduction or transfer from a bank account, or (ii) a
purchase of Fund
shares with proceeds from the sale
of Franklin Templeton fund
shares that were held indirectly through a non-Franklin Templeton individual or employer sponsored IRA.
If you vote by Internet, telephone, or mail, you authorize, as applicable, the 401 (k)
Plan trustee or the Stock
Purchase Plan custodian to designate Michael J. Loughlin, James M. Strother, and Julie M. White, and each
of them, with full power
of substitution, as proxies, to vote your
shares as you instruct at the Annual Meeting.
2,816,100
shares of our Class A common stock issuable upon the exercise
of options to
purchase shares of our Class A common stock granted after September 30, 2015 under our 2015 Equity Incentive
Plan, with an exercise price per
share equal to the public offering price set forth on the cover page
of the final prospectus for this offering;
If you vote by Internet, telephone, or mail, you authorize, as applicable, the 401 (k)
Plan trustee or the Stock
Purchase Plan custodian to designate Patricia R. Callahan, Michael J. Loughlin, and James M. Strother, and each
of them, with full power
of substitution, as proxies, to vote the
shares as you instruct at the Annual Meeting.
The defined contribution
plan category contains a broad range
of plans including profit -
sharing plans, money
purchase plans, 401 (k)
plans, employee stock ownership (ESOP)
plans and two types
of plans especially popular with small businesses: SIMPLE
plans and SEPs (simplified employee pensions).
As
of March 31, 2015, options to
purchase 1,353,659
Shares were outstanding under the 2010 Stock Incentive
Plan and predecessor
plans, with an average exercise price
of $ 47.87 per
Share, all
of which expire no later than April 1, 2024.
Historically, for shareholders participating in the DRIP, American Stock Transfer & Trust Company, LLC (the «
Plan Agent») used cash dividends to
purchase shares of NHF in the secondary market when the price
of NHF's
shares, plus estimated brokerage commissions, was less than NAV, or distributed newly issued common
shares when the price
of NHF's
shares, plus estimated brokerage commissions, was equal to or greater than NAV.
By reinvesting the dividends, or capital gains, you can
purchase more
shares of the business without paying any fees or commissions to brokers... The first
share has to be
purchased through a broker, but with a DRIP (dividend) reinvestment
plan) all future profits may be reinvested automatically with out paying broker fees to
purchase shares on your behalf.
shares by which the
share reserve may increase automatically each year, (3) the class and maximum number
of shares that may be issued on the exercise
of incentive stock options, (4) the class and maximum number
of shares subject to stock awards that can be granted in a calendar year (as established under the 2017
Plan under Section 162 (m)
of the Code), and (5) the class and number
of shares and exercise price, strike price, or
purchase price, if applicable,
of all outstanding stock awards.
in the case
of our directors, officers, and security holders, (i) the receipt by the locked - up party from us
of shares of Class A common stock or Class B common stock upon (A) the exercise or settlement
of stock options or RSUs granted under a stock incentive
plan or other equity award
plan described in this prospectus or (B) the exercise
of warrants outstanding and which are described in this prospectus, or (ii) the transfer
of shares of Class A common stock, Class B common stock, or any securities convertible into Class A common stock or Class B common stock upon a vesting or settlement event
of our securities or upon the exercise
of options or warrants to
purchase our securities on a «cashless» or «net exercise» basis to the extent permitted by the instruments representing such options or warrants (and any transfer to us necessary to generate such amount
of cash needed for the payment
of taxes, including estimated taxes, due as a result
of such vesting or exercise whether by means
of a «net settlement» or otherwise) so long as such «cashless exercise» or «net exercise» is effected solely by the surrender
of outstanding stock options or warrants (or the Class A common stock or Class B common stock issuable upon the exercise thereof) to us and our cancellation
of all or a portion thereof to pay the exercise price or withholding tax and remittance obligations, provided that in the case
of (i), the
shares received upon such exercise or settlement are subject to the restrictions set forth above, and provided further that in the case
of (ii), any filings under Section 16 (a)
of the Exchange Act, or any other public filing or disclosure
of such transfer by or on behalf
of the locked - up party, shall clearly indicate in the footnotes thereto that such transfer
of shares or securities was solely to us pursuant to the circumstances described in this bullet point;
The table above does not include (i) 5,952,917
shares of Class A common stock reserved for issuance under our 2015 Incentive Award
Plan (as described in «Executive Compensation — New Employment Agreements and Incentive
Plans»), consisting
of (x) 2,689,486
shares of Class A common stock issuable upon exercise
of options to
purchase shares of Class A common stock granted on the date
of this prospectus to our directors and certain employees, including the named executive officers, in connection with this offering as described in «Executive Compensation — Director Compensation» and «Executive Compensation — New Equity Awards,» and (y) 3,263,431 additional
shares of Class A common stock reserved for future issuance and (ii) 24,269,792
shares of Class A common stock issuable to the Continuing SSE Equity Owners upon redemption or exchange
of their LLC Interests as described in «Certain Relationships and Related Party Transactions — SSE Holdings LLC Agreement.»
No participant will have the right to
purchase shares of our Class A common stock in an amount, when aggregated with
purchase rights under all our employee stock
purchase plans that are also in effect in the same calendar year, that have a fair market value
of more than $ 25,000, determined as
of the first day
of the applicable
purchase period, for each calendar year in which that right is outstanding.
5,897,398
shares of Class B common stock reserved for future issuance under our 2007
Plan as
of March 31, 2015 (which reserve does not reflect the options to
purchase shares of Class B common stock granted after March 31, 2015); and
You will experience additional dilution when those holding options exercise their right to
purchase common stock under our equity incentive
plans, when RSUs vest and settle, when we issue restricted stock to our employees under our equity incentive
plans, or when we otherwise issue additional
shares of our common stock.
The number
of shares of our Class A common stock outstanding after this offering as shown in the tables above is based on the number
of shares outstanding as
of September 24, 2014, after giving effect to the Transactions and the Assumed Redemption, and excludes 5,952,917
shares of Class A common stock reserved for issuance under our 2015 Incentive Award
Plan (as described in «Executive Compensation — New Employment Agreements and Incentive
Plans»), consisting
of (i) 2,689,486
shares of Class A common stock issuable upon the exercise
of options to
purchase shares of Class A common stock granted on the date
of this prospectus to our directors and certain employees, including the named executive officers, in connection with this offering as described in «Executive Compensation --
The Company's board
of directors also approved an additional distribution to its members, to the extent the gross proceeds
of the Company's
planned initial public offering exceed the anticipated gross proceeds (including as a result
of the exercise by the underwriters
of their option to
purchase additional
shares of Class A common stock), in an amount equal to the product
of (A) the increased gross proceeds and (B) 0.273, to be paid from the proceeds
of the Company's
planned initial public offering.
The number
of shares of our Class A common stock outstanding after this offering as shown in the tables above is based on the number
of shares outstanding as
of September 24, 2014, after giving effect to the Transactions and the Assumed Redemption, and excludes
shares of Class A common stock reserved for issuance under our 2015 Incentive Award
Plan (as described in «Executive Compensation — New Employment Agreements and Incentive
Plans»), consisting
of (i)
shares of Class A common stock issuable upon the exercise
of options to
purchase shares of Class A common stock granted on the date
of this prospectus to our directors and certain employees, including the named executive officers, in connection with this offering as described
5,897,398
shares of Class B common stock reserved for future issuance under our Amended and Restated 2007 Stock
Plan, as amended, or 2007
Plan, as
of March 31, 2015 (which reserve does not reflect the options to
purchase shares of Class B common stock granted after March 31, 2015); and
As
of June 30, 2013, options to
purchase 325,630
shares of our common stock remained outstanding under the Crashlytics
Plan at a weighted - average exercise price
of approximately $ 0.54 per
share.
In connection with our acquisition
of Mixer Labs, Inc. in December 2009, we assumed options issued under the Mixer Labs, Inc. 2008 Stock
Plan, or the Mixer Labs
Plan, held by Mixer Labs employees who continued employment with us after the closing, and converted them into options to
purchase shares of our common stock.
As
of March 31, 2014, options to
purchase 8,025,384
shares of our common stock and 2,061,650 RSUs remained outstanding under the 2005 Stock
Plan.
In the event
of a change
of control (as defined in the
plan), the compensation committee may, in its discretion, provide for any or all
of the following actions: (i) awards may be continued, assumed, or substituted with new rights, (ii) awards may be
purchased for cash equal to the excess (if any)
of the highest price per
share of common stock paid in the change in control transaction over the aggregate exercise price
of such awards, (iii) outstanding and unexercised stock options and stock appreciation rights may be terminated, prior to the change in control (in which case holders
of such unvested awards would be given notice and the opportunity to exercise such awards), or (iv) vesting or lapse
of restrictions may be accelerated.
Rule 701 generally allows a stockholder who
purchased shares of our Class A common stock pursuant to a written compensatory
plan or contract and who is not deemed to have been an affiliate
of our company during the immediately preceding 90 days to sell these
shares in reliance upon Rule 144, but without being required to comply with the public information, holding period, volume limitation or notice provisions
of Rule 144.
As
of November 11, 2013, a total
of 20.873 million
shares of the Company's common stock were subject to all outstanding awards granted under the Company's equity compensation
plans (including the
shares then subject to outstanding awards under the 2003
Plan and the Director
Plan, as well as outstanding awards assumed by the Company in connection with acquisitions, but exclusive
of shares that employees may
purchase under the Employee Stock Purchase Plan), of which 17.265 million shares were then subject to outstanding restricted stock unit awards and 3.608 million shares were then subject to outstanding stock
purchase under the Employee Stock
Purchase Plan), of which 17.265 million shares were then subject to outstanding restricted stock unit awards and 3.608 million shares were then subject to outstanding stock
Purchase Plan),
of which 17.265 million
shares were then subject to outstanding restricted stock unit awards and 3.608 million
shares were then subject to outstanding stock options.
Upon the completion
of this offering and after giving effect to the
planned recapitalization
of our common stock into a single class
of common stock and stock split, SIH will own
shares of our outstanding common stock (representing %
of the
shares outstanding), our founders and their family trusts will own an aggregate
shares of our outstanding common stock (representing %
of the
shares outstanding) and our employees who received
shares upon the liquidation
of the special purpose employee ownership vehicle will own
shares of our outstanding common stock under a restricted stock award (representing %
of the
shares outstanding), in each case as it relates to the percentage ownership assuming that the underwriters do not exercise their option to
purchase additional
shares.
As
of June 30, 2013, options to
purchase 496,439
shares of our common stock remained outstanding under the Bluefin
Plan at a weighted - average exercise price
of approximately $ 2.22 per
share.
In connection with our acquisition
of Bluefin Labs, Inc. in February 2013, we assumed options granted under the Bluefin Labs, Inc. 2008 Stock
Plan, or the Bluefin
Plan, held by Bluefin employees who continued employment with us or one
of our subsidiaries after the closing, and converted them into options to
purchase shares of our common stock.
Participants may be required to pay cash or other legal consideration to the Company at the time
of a stock grant, but the 2014
Plan does not establish a minimum
purchase price for
shares awarded as stock grants.
hold rights to
purchase shares of our common stock under all
of our employee stock
purchase plans that accrue at a rate that exceeds $ 25,000 worth
of shares of our common stock for each calendar year.
Rule 701 generally allows a stockholder who
purchased shares of our capital stock pursuant to a written compensatory
plan or contract and who is not deemed to have been an affiliate
of our company during the immediately preceding 90 days to sell these
shares in reliance upon Rule 144, but without being required to comply with the public information, holding period, volume limitation or notice provisions
of Rule 144.
As
of June 30, 2013, options to
purchase 103,176
shares of our common stock remained outstanding under the Mixer Labs
Plan at a weighted - average exercise price
of approximately $ 0.11 per
share.