Sentences with phrase «of the issuers on»

Canso exploits these market inefficiencies by investing in mispriced securities, across the capital structure of issuers on a global basis.

Terminating the Issuer's lease with its landlord, Oyster Point Tech Center, LLC, and settling with the landlord the obligations of the Issuer on the remaining lease payments;

Now about 57 per cent of the issuers on the index have embraced it.

Not exact matches

«Due to the fear of collecting thousands of signatures needed to sign off on the types of strategic decisions common among pre-IPO companies, higher - quality issuers — particularly those with other financing options — are less likely to crowdfund without a single - purpose vehicle,» Tommarello says.

This means issuers under Regulation D have had to previously rely on private networking and word - of - mouth to market their offerings.

That law required the SEC to establish rules eliminating the prohibition on general solicitation and advertising of Regulation D offerings if: sales are limited to accredited investors and the issuer takes reasonable steps to verify that all purchasers are accredited investors.

On top of the risk of federal prosecution, IRS targeting and asset seizure, cannabis entrepreneurs have to cope with the hazards of conducting a business that deals mostly in cash, since a majority of traditional financial institutions — banks, credit card issuers, and payment transaction companies — won't provide services to the industry.

The consensus, though, is now leaning toward scrapping that requirement and allowing issuers of mortgage - backed securities to retain no portion of the loans on their books even in the case of mortgages with very small downpayments.

Wells Fargo, the country's second - largest issuer of private student loans, said the bank does not accelerate debt repayment on the student customer when the co-signer dies or files bankruptcy.

The issuers chose to be available on the ImpactUs website and went through a similar financial due diligence to those required by most brokerage firms, as well as a review of their intent to make a societal difference.

ImpactUs, which is registered not as a funding portal but as a broker dealer, launched in April featuring four issuers that had been vetted on behalf of potential investors.

Of the 40 new issuers listed on TSXV in the first quarter of 2013, 30 emerged from the CPC prograOf the 40 new issuers listed on TSXV in the first quarter of 2013, 30 emerged from the CPC prograof 2013, 30 emerged from the CPC program.

«This has encouraged a game of whack - a-mole between issuers and regulators, which would tighten controls on one industry only to see activity pick up in another,» a Nikkei Asian Review report said.

«We appear to be seeing a coalescing of opinion by international regulators on the securities implications for certain digital token issuers and the intermediaries for token offerings.

One of the questions that needs to be addressed, in conjunction with regulators and industry, is whether issuers on other exchanges would be able to use the CSE's blockchain - powered clearing house, he said.

More than half of the issuers (56 %) in the survey sample have adopted formal policies addressing the representation of women on boards — and they've been swift about it.

On the other hand, researchers suspect that many of the issuers tailored their disclosure to portray a rosier picture than exists in reality.

If an issuer finds that you knowingly provided false information on your application, you could be charged with credit card fraud, which is punishable by up to $ 1 million in fines and / or 30 years of imprisonment.

a program that offers fixed rate senior and subordinated, unsecured obligations from a variety of independent issuers on a weekly basis, with a range of maturities and structures available; maturities range from 9 months to 30 years for both callable and non-callable securities

The CFPB alleges that the firm operates like a factory, producing hundreds of thousands of debt collection lawsuits against consumers on behalf of its clients, which mainly include banks, debt buyers, and major credit card issuers.

The United States government is the monopoly issuer of the U.S. dollar — the only entity on the planet that can legally create the currency.

Maxwell Gold is director of investment strategy and research at ETF Securities, an issuer focused on commodity and currency exchange - traded funds, including the ETFS Bloomberg All Commodity Strategy K - 1 Free ETF (BCI).

There are plenty of reasons your issuer may reject your request for an increase on your credit card limit.

The arrival of the Chase Sapphire Reserve Card on the premium travel rewards credit card scene is great news for the consumer, because not only are we getting a top - of - the - line credit card with premium perks, but it also puts the pressure on other issuers to up their games.

We've seen some discussion of relying on Rule 701 under the Securities Act (which applies to people in employee - type relationships with the issuer) and we are skeptical.

Last year, while shareholders were generally supportive of the 180 issuers in Canada who held say - on - pay votes, rejecting just two proposals — Canadian Pacific Railway Ltd. (TSX: CP) and Crescent Point Energy Corp. (TSX: CPG)-- the numbers are shifting.

‡ Cash back rewards for similar cards of compared issuers: Chase Freedom: 5 % in rotating categories each quarter, up to a quarterly max each time you activate; 1 % on other purchases.

First of all, the parameters that the card issuer used to generate your preapproval or prequalification are approximate, and the card issuer still reserves the right to deny you based on additional information that you provide in your application.

He also reminds issuers that prevention should not start now, on the eve of the AGM.

While most secondary trades (as long as the seller isn't an «affiliate» of the issuer) are able to rely on the «resale exemption» at the federal level, there is a complete patchwork of regulation at the state level.

CCGG prepares best practices documents for reporting issuers to provide them with guidance on effective communications with shareholders emphasizing the substance of disclosure that investors expect of regulatory filings.

Many of these are boilerplate benefits you will find on most other credit cards and issuers, though one perk worth highlighting is Citi Price Rewind.

On top of that, if you show good credit habits for 9 to 12 months, some issuers will allow you to convert your secured credit card to an unsecured credit card.

Out of the nine rising stars, seven were upgraded to «BBB -» from «BB +» due to the deleveraging efforts taken on by the issuers.

According to Standard & Poor's, about 40 emerging - market bond issuers were on the brink of default as of year - end 2016.

Regulatory action would be a more straightforward issue if the questioning hinged less on issuer complaints and suspicions and more on clear - cut examples of proxy adviser transgression.

A variety of third parties — including banks, credit card issuers, insurance companies, leasing firms, investors, and so on — pull business credit scores to evaluate risk and reliability.

Section 201 (a) of the JOBS Act requires the SEC to eliminate the prohibition on using general solicitation under Rule 506 where all purchasers of the securities are accredited investors and the issuer takes reasonable steps to verify that the purchasers are accredited investors.

As yields on preferred shares rose over the past year and a half, many corporate issuers turned to debt markets as a cheaper source of financing for their funding needs.

Callable and puttable The issuer of a callable corporate bond maintains the right to redeem the security on a set date prior to maturity and pay back the bond's owner either par (full) value or a percentage of par value.

The metals, mining, and steel sector leads in positive bias (the proportion of issuers with rating with positive outlooks or on CreditWatch Positive) at around 18 %.

Among the topics on the agenda: the evolution of shareholder activism and research findings about activist funds» returns, the amended Shareholder Rights Directive (EU) 2017/828, litigation and its effectiveness as tool for activist investors, and what can an issuer do to adequately address activists» new challenges.

The threat of increased regulation is still a dark cloud hanging over Bitcoin sentiment, however, with many fearful the U.S. Securities and Exchange Commission (SEC) is about to crack down on initial coin offering (ICO) issuers.

It's important to pay attention to changes in the credit quality of the issuer, as less creditworthy issuers may be more likely to default on interest payments or principal repayment.

Kiran Vasantham, Director of Investor Engagement, said «Now in its third year, this survey provides issuers with valuable insights on investor expectations.

-- An issuer may not include in its proxy materials a shareholder proposal submitted by a person in such person's capacity as a proxy, representative, agent, or person otherwise acting on behalf of a shareholder.».

‡ Cash back rewards for similar cards of compared issuers: Citi ® Thankyou Preferred Card: 2 points on dining out and entertainment; 1 point on other purchases.

Any recommendations are solely determined by the result of this research and model, and is never influenced by any fees, commissions, or other forms of compensation that SmartAsset may receive from credit card issuers for leads generated on our website.

Also, among the other handful of cards that offer users 2 % cash back on all purchases, most require you to also sign up for a checking, savings or investment account with the card issuer.

The card issuer offers 50,000 miles, which are worth $ 500 in total, to new cardholders, who must spend at least $ 3,000 on purchases within the first 3 months of opening the account.