Sentences with phrase «of total client assets»

of total client assets in the several years leading up to the 2000 market peak, and John Hussman has experienced similar investor attrition over the last few years as his valuation models have kept him largely on the sidelines during the market's current bull market run.

Not exact matches

Today, through our many subsidiaries, we offer investing and trading services for more than eleven million funded client accounts that total more than $ 1 trillion in assets, investor education services boasting hundreds of thousands of graduates, and custodial services for more than 6,000 independent registered investment advisors (RIAs).

Assets in client wrap accounts totaled $ 257 billion, an increase of $ 5.7 billion in the quarter.

One advisor this reporter spoke to in the room said his firm, which had not been charging clients for their cash holdings, now includes those assets in the total assets on which it levies its fees, based on the advice of the firm's outside attorney.

RIAs are eligible to participate in the Program if they represent to Fidelity Investments that they meet the following criteria: (1) RIA is an investment adviser registered and in good standing with the U.S. Securities and Exchange Commission and / or any applicable state securities regulatory authorities or is exempt from such registration; (2) RIA's representatives who provide services to referred clients are appropriately registered / licensed as «Investment Advisers Representatives» in required jurisdictions; (3) RIA charges fee - based, asset - based, or flat - rate investment advisory service fees (which may include hourly fees); (4) RIA will maintain a minimum of $ 350,000,000 in total regulatory assets under management, as reported in response to Item 5 in Part 1A of the RIA's Form ADV, throughout the duration of RIA's participation in the Program; (5) RIA and all associated persons of the RIA who manage client assets or who supervise such associated persons shall at all times be covered through both Errors and Omissions Liability Insurance and Fidelity Bond Coverage; and (6) RIA maintains a minimum of two principals or officers as well as a minimum of five employees.

If the client's combined assets across all accounts are less than $ 15,000, a total fee of $ 25 per quarter split across all accounts with apply.

For example, a client who started the year with a simple 60/40 portfolio comprised of the $ 287 billion Vanguard Total Stock Market Fund (VTSMX) and the $ 247 billion Pimco Total Return Fund (PTTAX), the two largest mutual funds in the world, would now have 66.3 % invested in stocks and just 33.7 % invested in bonds, pushing beyond the typical 5 % leeway most advisers give their asset allocation.

There are also some full service brokers that charge an annual fee between 1 % and 1.5 % of total assets managed for a client who don't charge per trade.

In January, the company topped $ 2 trillion in total client assets for the first time ever, and as of February, it had seen a 13 % jump in assets.

Net new asset inflows continued in the first quarter of 2014 when total client assets reached a record high of $ 2.31 trillion according to Charles Schwab's first quarter earnings release.

With $ 2.31 trillion in total client assets, Charles Schwab is the second largest brokerage business after Bank of America Merrill Lynch which pulled in a total of $ 2.40 trillion.

Total client assets stood at $ 2.25 trillion at the end of 2013 which compares against client assets of $ 1.42 trillion at the end of 2009.

(50 % + of my total assets and 80 % + of my liquid assets are invested exactly the same as my clients.)

Wealthfront occupies third place in the ranking of total assets under management (AuM), managing more than $ 10 billion in assets and servicing nearly 200,000 clients as of March 1, 2018.

As of Mar 31, 2013, Schwab had total client assets of $ 2.08 trillion (up 14 % year over year).

At lower levels of assets (below $ 500,000 in a total portfolio) the prospective client should really use mutual funds, as these are much more efficient when transactions and custodial costs are taken into account.

• Both client and spouse can have up to five investment assets each (for a total of ten «buckets»).

At FeeX, we enable financial managers to show their consumer clients exactly how much is being charged by the asset managers — and then compare returns adjusted for fees — which on average, can consume 30 % of the total account over time.

As a result, its clients can now trade in a total of eight digital assets: Bitcoin, Ethereum, Ripple, Bitcoin Cash, Dash, Litecoin, Ethereum Classic and Stellar.

The client knows in advance that it will cost, say $ 1500 for an LLC or 0.5 percent of the client's total assets to obtain the value of your services.

Instead of stating in your resume or an interview that you «manage a book of 40 clients with a fleet potential of over 1500 vehicles, totaling more than $ 400 million», you might instead say that your «book of business consists of 40 clients, totaling more than $ 400 million in asset management.»

While it's generally safe to mention the size of your total client portfolio, such as the $ 3 billion portfolio discussed in the portfolio manager resume sample, use your best judgment when disclosing your firm's total assets under management.

M&M Mars Inc. (Boston, MA / Los Angeles, CA) 9/2003 — 5/2005 Region Sales Manager • Oversaw all aspects of both the Massachusetts and Los Angeles sales territory for the Mars Inc. brand Flavia, a gourmet, single cup office coffee system • Held responsibility for managing five independent distributor partners, five outside sales representatives, and two customer service representatives, ensuring client service, brand development, market penetration, and profit growth • Led the territory from inception in September of 2003 to $ 3.5 million territory for the calendar year 2005, utilizing a sales team that finished 2004 at 21 % over target and 36 % over target in 2005 • Earned award for territory profitability — based on return on total assets — in 2004, also achieving the ranking of the top territory nationwide based on sales growth and cost reduction

Chancellor Capital Management / Invesco, Inc. (City, ST) 1995 — 2000 Partner and Managing Director — Institutional Fixed Income • Manage in excess of $ 44 billion, approximately $ 20 billion of which were managed with a total rate of return objective • Focus in mortgage - backed and asset - backed securities • Create and implement strategy for all MBS and ABS investments for total rate of return portfolios • Responsible for risk management including establishing and monitoring appropriate risk levels • Collaborate with CIO in management of all core portfolios benchmarked against the Lehman Aggregate Index • Run weekly strategy meetings defining portfolio construction in conjunction with Investment Policy Committee guidelines • Oversee assets in excess of $ 10 billion including pension funds, public funds, and insurance funds • Conduct client reviews and new business presentations on a regular basis • Serve as point person for key strategic partnerships based out of New York

Bentall Kennedy serves the interests of more than 500 institutional clients across 140 million square feet of office, retail, industrial, and residential assets totaling over $ 30 billion.