Sentences with phrase «of trading securities»

If you are far from financial markets - it is a more professional and effective way of trading securities than direct - trade, because of build - in leverage.

However, in Re Sabourin, the OSC rejected the availability of a due diligence defence to allegations of trading securities without registration and without filing a prospectus.

The reason is the prevalence — and profitability of automated trading, a computer - model driven method of trading securities used by pension funds, mutual funds and hedge funds.

The two entities are not registered in Manitoba to engage in the business of trading securities or advising anyone with respect to investing in, buying, or selling securities, the regulator's notice read.

The Canada Revenue Agency has an audit project targeting Canadians it feels are in the business of trading securities and using their tax free savings accounts to shelter the proceeds.

Portfolio for sale will own Treasury bonds in expectation of trading the securities for short - term profits.

The Personal Trading Compliance Program requires designated employees to report to the Ethics office personal accounts capable of trading securities and to confirm the permissibility of a transaction prior to executing the transaction.

It is under the rubrics of this trade security that modernization of the process, via ranching, must be comprehensively discussed; and fashioned out over a target period of time.

Prices of traded securities tend to trend.

If there is any existing instrument — again from the perspective of a traded security — that cryptocurrencies resemble, it is penny stocks

In September, tZERO announced plans to work with the Argon Group and RenGen in order to launch a U.S. regulated Alternative Trading System (ATS) and platform capable of trading both security tokens and app tokens issued via ICOs and SAFTs.

Not exact matches

Twenty - one foreign trading agencies have so far registered at the DCE, according to the China Securities Journal, the official publication of China's top securities regulator, although the DCE has declined to name theSecurities Journal, the official publication of China's top securities regulator, although the DCE has declined to name thesecurities regulator, although the DCE has declined to name the agencies.

British bank Barclays recently started issuing exchange - traded notes on the NYSE Arca exchange (similar to ETFs, only they are derivatives guaranteed by the bank rather than invested in the underlying securities) that track a Women in Leadership index of U.S. companies whose CEOs are women or whose boards are at least one - quarter female.

The U.S. - listed shares of several Canada - based firms were still trading even as their Toronto - listed securities were idled by the outage.

J.P. Morgan (jpm) and many of its competitors have invested millions of dollars in the technology in hopes that it can be adapted to simplify and lower the costs of processes such as securities settlement, loan trading and international money transfers.

The U.S. - listed shares of several Canada - based firms were still trading even as their Toronto - listed securities were idled by the outage.

The U.S. - listed shares of several Canada - based firms were still trading even as their Toronto - listed securities were idled by...

In theory, the U.S. Commerce Department's move earlier this week to slap a seven - year ban on the sale of American products to ZTE Corp., China's second - largest telecommunications equipment manufacturer, was all about national security and had nothing to do with trade.

Trump has invoked a 1962 trade law to erect protections for U.S. steel and aluminum producers on national security grounds, amid a worldwide glut of both metals that is largely blamed on excess production in China.

The U.S. - listed shares of several Canada - based firms continued trading even as their Toronto - listed securities were idled by the outage.

Mutual funds have traditionally invested in baskets of publicly traded securities, which collectively make up the fund's net asset value, or daily share price.

Its backers are financial markets insiders who have become frustrated by the state of affairs today and want to see more competition in securities trading.

Headed by the Department of Commerce, BIS administers export controls, coordinates Department of Commerce security activities, and oversees defense trade.

In conjunction with the fall announcement of a foreign trade and investment protection agreement (FIPA) with China, Canadians will also have increased access to Chinese securities and investment opportunities.

And the default rate of junk - rated «leveraged loans» - loans that are traded like securities or that are packaged into Collateralized Loan Obligations - rose to 2.6 % in Q1, up from 2.4 % in Q4.

Two important goals of the U.S. Customs Facilitation and Trade Enforcement Reauthorization Act of 2009 were enhancement of supply chain security and enhancement of trade facilitaTrade Enforcement Reauthorization Act of 2009 were enhancement of supply chain security and enhancement of trade facilitatrade facilitation.

The U.S. Securities and Exchange Commission yesterday suspended trading in the stock of a small business called The Crypto Company, citing concerns about the «accuracy and adequacy» of information it provided about marketing costs and insiders» plans to sell shares.

The XLP's relative strength index, a measure of the overbought or oversold conditions of a security, currently trades at 32.

It's a concept another Canadian, Brad Katsuyama, has already championed on Wall Street, and one embraced by an emerging faction of securities markets participants beleaguered by the ongoing arms race for ever - faster trading technology.

GBTC bills itself as the first publicly traded security «solely invested in and deriving value from the price of bitcoin,» according to trust creator Grayscale.

There's growing pressure for the U.S. Securities Exchange Commission to enact rules requiring disclosure of political spending by publicly - traded corporations, although it has yet to move on the issue.

In a joint op - ed in the New York Times, Swensen, a former Wall Streeter, and Jonathan Macey, a professor of securities law at Yale, said trades are supposed to be executed on the exchange that offers the lowest price and quickest transaction time.

On Monday, 85 % of NYSE American's trading volume was of NYSE American - listed securities, according to data from Bloomberg.

Within a framework of sustainable development — including a cap - and - trade system and thorough environmental assessments — New Democrats would prioritize our own energy security and with it the creation of high - paying, value - added jobs, refining and upgrading our own natural resources right here in Canada — just as other resource - rich developed nations like Norway already have.

The company's principals attended countless trade shows to generate brand awareness, and even signed up for a few trade missions organized by Canadian consulates in Boston and Washington D.C. Targeting government contracts, Novolker's team looked into obtaining U.S. security clearances and getting Prospero listed on a registry of approved suppliers.

In all other US securities, NYSE American charges a small fee to both sides of the trade.

His clients include executives and business leaders in a broad range of industries, including all varieties of financial services (securities and commodities trading and sales, banking, investment and hedge funds), automobile manufacturing and sales, professional sports agency, pharmaceuticals, and high technology.

«With it ends a 70 - year geopolitical era of Pax Americana, one in which globalization and Americanization were tightly linked, and American hegemony in security, trade, and promotion of values provided guardrails for the global economy,» they continued.

Earlier this month, the Commerce Department recommended imposing heavy tariffs or quotas on foreign producers of steel and aluminum in the interest of national security, following a trade investigation of imports.

During the dotcom boom of the late»90s, many securities - law firms traded legal fees for equity to take high - flying tech companies public.

Dana Peterson, a Citigroup economist, said the use of tariffs for national security reasons is a centerpiece of Trump's trade policy and the use takes trade disputes into a new territory.

And if the U.S. invokes the national security argument to get out of World Trade Organization rules on tariffs — rules we led the way in creating — what's to stop the rest of the world from doing the same thing?

Canadians who view foreign control of the economy as a threat to national security are less willing to support trade agreements with Asian countries.

«The cost of a trade war will be tremendous and it will make everyone unhappy,» Junichi Makino, chief economist at SMBC Nikko Securities in Tokyo, said in a report on Friday.

Signs that the U.S. - China trade dispute is easing will benefit Asian markets, says Mark Jolley of CCB International Securities.

Before coming to Florida last week to talk trade, plan out East Asian security and play a round of golf, Japan's Prime Minister Shinzo Abe kicked off in Tokyo a series of meetings with China's visiting State Councillor Wang Yi.

The NYSE floor began to allow trading in all listed securities (including those listed on Nasdaq) on April 9 of this year.

Index mutual funds and exchange - traded funds are a low - cost way to access passive strategies, giving investors exposure to hundreds, if not thousands, of securities with one purchase.

Yahoo, which is no longer publicly traded, neither admitted nor denied the allegations but did agree to refrain from further violations of securities laws.

Even as China shutters Bitcoin exchanges and the U.S. Securities and Exchange Commission signals heavier scrutiny of initial coin offerings, clients of trading giant Goldman Sachs are still trying to get in on the cryptocurrency trade.