Not exact matches
Comments received by the Department and media reports also indicate that many
financial institutions already had completed or largely completed work to establish policies and procedures necessary to make the business structure and practice shifts required by the Impartial Conduct Standards earlier this year (e.g., drafting and implementing training for staff, drafting client correspondence and explanations
of revised product and service
offerings, negotiating changes to agreements with product manufacturers as part
of their approach to compliance with the PTEs, changing employee and agent
compensation structures, and designing conflict - free product
offerings), and the Department believes that
financial institutions may use this compliance infrastructure to ensure that they meet the Impartial Conduct Standards after taking the additional Start Printed Page 16910sixty days for an orderly transition between June 9, 2017, and January 1, 2018.
However, following this
offering, the salary and bonus payments to our senior Carlyle professionals, including our named executive officers, will be reflected as
compensation expense in our financial statements and we have reflected these amounts in the applicable columns of the Summary Compensation Table below even though they are not recorded as compensation expense in our historical financial
compensation expense in our
financial statements and we have reflected these amounts in the applicable columns
of the Summary
Compensation Table below even though they are not recorded as compensation expense in our historical financial
Compensation Table below even though they are not recorded as
compensation expense in our historical financial
compensation expense in our historical
financial statements.
on a pro forma basis, giving effect to (i) the automatic conversion
of all
of our outstanding shares
of convertible preferred stock other than Series FP preferred stock into shares
of Class B common stock and the conversion
of Series FP preferred stock into shares
of Class C common stock in connection with our initial public
offering, (ii) stock - based
compensation expense
of approximately $ 1.1 billion associated with outstanding RSUs subject to a performance condition for which the service - based vesting condition was satisfied as
of December 31, 2016 and which we will recognize on the effectiveness
of our registration statement in connection with a qualifying initial public
offering, as further described in Note 1 to our consolidated
financial statements included elsewhere in this prospectus, (iii) the increase in accrued expenses and other current liabilities and an equivalent decrease in additional paid - in capital
of $ 187.2 million in connection with the withholding tax obligations, based on $ 16.33 per share, which is the fair value
of our common stock as
of December 31, 2016, as we intend to issue shares
of Class A common stock and Class B common stock on a net basis to satisfy the associated withholding tax obligations, (iv) the net issuance
of 7.6 million shares
of Class A common stock and 5.5 million shares
of Class B common stock that will vest and be issued from the settlement
of such RSUs, (v) the issuance
of the CEO award, as described below, and (vi) the filing and effectiveness
of our amended and restated certificate
of incorporation which will be in effect on the completion
of this
offering.
The pro forma consolidated balance sheet data gives effect to (i) the automatic conversion
of all
of our outstanding shares
of convertible preferred stock other than Series FP preferred stock into shares
of Class B common stock and the conversion
of Series FP preferred stock into shares
of Class C common stock in connection with our initial public
offering, (ii) stock - based
compensation expense
of approximately $ 1.1 billion associated with outstanding RSUs subject to a performance condition for which the service - based vesting condition was satisfied as
of December 31, 2016 and which we will recognize on the effectiveness
of our registration statement in connection with this
offering, as further described in Note 1 to our consolidated
financial statements included elsewhere in this prospectus, (iii) the increase in accrued expenses and other current liabilities and an equivalent decrease in additional paid - in capital
of $ 187.2 million in connection with the withholding tax obligations, based on $ 16.33 per share, which is the fair value
of our common stock as
of December 31, 2016, as we intend to issue shares
of Class A common stock and Class B common stock on a net basis to satisfy the associated withholding tax obligations, (iv) the net issuance
of 7.6 million shares
of Class A common stock and 5.5 million shares
of Class B common stock that will vest and be issued from the settlement
of such RSUs, (v) the issuance
of the CEO award, as described below, and (vi) the filing and effectiveness
of our amended and restated certificate
of incorporation which will be in effect on the completion
of this
offering.
Given the absence
of a public trading market
of our common stock, and in accordance with the American Institute
of Certified Public Accountants Accounting and Valuation Guide, Valuation
of Privately - Held Company Equity Securities Issued as
Compensation, our board
of directors exercised reasonable judgment and considered numerous and subjective factors to determine the best estimate
of fair value
of our common stock, including independent third - party valuations
of our common stock; the prices at which we sold shares
of our convertible preferred stock to outside investors in arms - length transactions; the rights, preferences, and privileges
of our convertible preferred stock relative to those
of our common stock; our operating results,
financial position, and capital resources; current business conditions and projections; the lack
of marketability
of our common stock; the hiring
of key personnel and the experience
of our management; the introduction
of new products; our stage
of development and material risks related to our business; the fact that the option grants involve illiquid securities in a private company; the likelihood
of achieving a liquidity event, such as an initial public
offering or a sale
of our company given the prevailing market conditions and the nature and history
of our business; industry trends and competitive environment; trends in consumer spending, including consumer confidence; and overall economic indicators, including gross domestic product, employment, inflation and interest rates, and the general economic outlook.
My company has a
financial relationship with the following companies mentioned in this article: Within the last two years, Mackie Research Capital has managed or comanaged an
offering of securities for, and received
compensation for investment banking and related services from Prairie Provident Resources Inc., Point Loma Resources Ltd and Pulse Oil Corp..
In addition to «flat - fee - only» and «fee - offset» models, the SunAmerica Advisory Opinion provides that asset allocation services
offered to participants (involving advice and even discretionary management) that are the product
of a computer model developed and overseen by an independent
financial expert, and subject to certain additional conditions, would allow a service provider (the broker - dealer, in this case) to avoid PTs when receiving variable / indirect
compensation from its platform
of investment
offerings.
The study's three China - based authors have been removed from their posts, while parents
of the children who participated have been
offered generous
financial compensation.
The ongoing global
financial crisis is forcing many employers, from General Motors to local general stores, to take a hard look at the costs
of the
compensation packages they
offer employees.
While some
of these proposals
offer higher
compensation or other
financial incentives for educators to work in the neediest schools, others reward high - level performance focused on improved student achievement and other identified criteria.
MagnifyMoney is an independent, advertising - supported comparison service which receives
compensation from some
of the
financial providers whose
offers appear on our site.
Financial advisors and other professionals
offering advice to recipients
of stock options may wish to consider our other book on this subject, Equity
Compensation Strategies.
HURRICANE POLICY: No refunds for cancellations as a result
of weather conditions, travel advisories, acts
of God, and hurricanes, therefore we strongly encourage the purchase
of Travel Insurance in order to minimize any potential
financial loss, as Portofino Beach Resort is under no legal obligation to
offer any form
of compensation related to any storm or act
of nature.
Worldwide Travel Accident Insurance is a type
of coverage that you hope to never need, but it may
offer some
financial help to you or your loved ones if a tragic accident does occur, up to $ 1,000,000 in
compensation.
The UK Court
of Appeal last week overturned a decision staying a complex
financial fraud prosecution on the ground that no suitably qualified lawyer was willing to be retained to defend the case at the reduced
compensation rates being
offered by the State.
We will take the course
of action we believe will
offer our client the best opportunity at the highest amount
of financial compensation possible.
Main areas
of work The firm
offers legal representation in antitrust, banking, business fraud, capital markets, corporate finance, corporate governance, energy, executive
compensation,
financial restructuring, healthcare, intellectual property, litigation, mergers and acquisitions, private equity, private wealth, real estate, regulation, securitization, structured finance and tax.
Business Development: Brokering various business dealings that further the diversification
of Indian economies Developing and accessing commercial
financial programs and services for tribal governments, including tax - exempt
offerings and federally - guaranteed housing loans Serving as issuer or underwriter's counsel in tribal bond issuances Ensuring tribal compliance with Bank Secrecy Act and other federal
financial regulatory requirements Handling federal and state income, excise, B&O, property and other tax matters for tribes and tribal businesses Chartering tribal business enterprises under tribal, state and federal law Registering and protecting tribal trademarks and copyrights Negotiating franchise agreements for restaurants and retail stores on Indian reservations Custom - tailoring construction contracts for tribes and general contractors Helping secure federal SBA 8 (a) and other contracting preferences for Indian - owned businesses Facilitating contractual relations between tribes and tribal casinos, and gaming vendors Building tribal workers»
compensation and self - insurance programs Government Relations: Handling state and federal regulatory matters in the areas
of tribal gaming, environmental and cultural resources, workers»
compensation, taxation, health care and education Negotiating tribal - state gaming compacts and fuel and cigarette compacts, and inter-local land use and law enforcement agreements Advocacy before the Washington State Gambling Commission, Washington Indian Gaming Association and National Indian Gaming Commission Preparing tribal codes and regulations, including tribal court, commercial, gaming, taxation, energy development, environmental and cultural resources protection, labor & employment, and workers»
compensation laws Developing employee handbooks, manuals and personnel policies Advocacy in areas
of treaty rights, gaming, jurisdiction, taxation, environmental and cultural resource protection Brokering fee - to - trust and related real estate and jurisdictional transactions Litigation & Appellate Services: Handling complex Indian law litigation, including commercial, labor & employment, tax, land use, treaty rights, natural and cultural resource matters Litigating tribal trust mismanagement claims against the United States, and evaluating tribal and individual property claims under the Indian Claims Limitation Act Defending tribes and tribal insureds from tort claims brought against them in tribal, state and federal courts, including defense tenders pursuant to the Federal Tort Claims Act Assisting tribal insureds in insurance coverage negotiations, and litigation Representing individual tribal members in tribal and state civil and criminal proceedings, including BIA prosecutions and Indian probate proceedings Assisting tribal governments with tribal, state and federal court appeals, including the preparation
of amicus curiae briefs Our Indian law & gaming attorneys collaborate to publish the quarterly «Indian Legal Advisor ``, designed to provide Indian Country valuable information about legal and political developments affecting tribal rights.
If a fair
offer is not forthcoming, your Logan car accident lawyer will represent you in court and seek
compensation for all
of your
financial losses and non-economic damages:
With 35 years
of experience, Brain & Injury Law (Webster & Associates) will listen to your needs,
offer trustworthy advice, and fight for the
compensation needed to assist with the emotional, physical and
financial trauma you and your family may be facing.
If the defendant in the personal injury case is refusing to
offer a settlement that accurately reflects the extent
of damages, then a trial might be the only option to secure maximum
financial compensation.
Another factor could be the limited remedies that internal harassment policies
offer the harassed employee: it's unlikely that an employer will
offer financial compensation for any pain or other losses they might have suffered as a result
of the harassment.
We want to make sure that, on top
of getting the
financial compensation you require to get better, you also understand why you deserve all the help that an experienced and compassionate personal injury lawyer in Toronto can
offer.
To safeguard your
financial interest, TATA AIG has devised an excellent two - wheeler insurance policy, which
offers comprehensive coverage to the insured that include third party coverage,
compensation in case
of theft etc..
An ordinary travel insurance policy
offers financial compensation for things such as medical expenses, cost
of emergency evacuation, loss
of travel investment due to cancellation
of vacation, loss
of baggage, as well as loss
of personal belongings.
Factors that they will take into consideration when rating a company includes the premiums
of policies, the
compensation offered, travel assistance services, reputation, and
financial stability.
Some airlines do
offer reimbursement for
financial losses that are incurred because
of flight delays, but the
compensation amount may be far from satisfactory.
With this type
of policy, there is a chance that they may be
offered upfront
financial assistance, or they may get
compensation in a shorter time.
Rockdale renters insurance
offers financial compensation to renters in Rockdale is a number
of different ways.
A bit about Creative
Financial Staffing (CFS): CFS is an employee - owned company — all employees share in the success and growth
of the company through our ESOP We
offer competitive
compensation plan (salary + uncapped commission), full benefits, 401k + mat
Though fees based on a percentage
of a candidate's salary are industry standard, they
offer financial incentive for executive recruiters to inflate the
compensation of the executives they recruit.
Not only are REIT boards
of directors working harder than ever to achieve the delicate balance between monitoring
financial controls and
offering insight on corporate strategy, they're also getting paid more to do so, a new
compensation study...
offer or provide any disclosed or undisclosed
financial compensation directly or indirectly to any real estate agent, real estate broker, or real estate company for referrals or for inclusion on lists
of preferred and / or affiliated inspectors or inspection companies.