Sentences with phrase «offer securities in states»

We currently have individuals licensed to offer securities in states of AZ, CA, CT, HI, IA, IL, NC, NV, OR TX and WA.

In all, the TSSB said that R2B committed fraud, failed to disclose the basis for how it calculates the value of the coins it is issuing, and furthermore, must immediately cease and desist from offering securities in the state pursuant to the Texas Securities Act.

New Jersey regulators have sent a cease - and - desist letter to an online cryptocurrency investment site, alleging that the company is fraudulently offering securities in the state.

Not exact matches

This press release shall not constitute an offer to sell or the solicitation of an offer to buy these securities, nor shall there be any sale of these securities in any state or jurisdiction in which such offer, solicitation, or sale would be unlawful prior to registration or qualification under the securities laws of any such state or jurisdiction.

The notes to be offered have not been, and will not be, registered under the Securities Act of 1933 and may not be offered or sold in the United States absent registration or an applicable exemption from the registration requirements of the Securities Act of 1933.

State securities regulators also work with issuers to ensure that securities offerings include legally required disclosures, resulting in a transparent and fluid securities market.

Investors in China contributed up to 2.6 billion yuan, or $ 397 million, worth of cryptocurrencies through initial coin offerings in January - June, state - run media have said, citing data from the National Committee of Experts on Internet Financial Security Technology.

Based in Winston - Salem, N.C., the company operates 2,139 financial centers in 15 states and Washington, D.C., and offers a full range of consumer and commercial banking, securities brokerage, asset management, mortgage and insurance products and services.

This press release is not an offer to sell, nor a solicitation of an offer to buy, any securities, nor shall there be any sale of these securities in any state or jurisdiction in which the offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of such state or jurisdiction.

The Notes will not be registered under the Securities Act of 1933, as amended (the «Securities Act «-RRB-, or any state securities laws, and may not be offered or sold in the United States absent registration or an applicable exemption from, or a transaction not subject to, the registration requirements of the Securities Act and applicable state securiSecurities Act of 1933, as amended (the «Securities Act «-RRB-, or any state securities laws, and may not be offered or sold in the United States absent registration or an applicable exemption from, or a transaction not subject to, the registration requirements of the Securities Act and applicable state securiSecurities Act «-RRB-, or any state securities laws, and may not be offered or sold in the United States absent registration or an applicable exemption from, or a transaction not subject to, the registration requirements of the Securities Act and applicable state securisecurities laws, and may not be offered or sold in the United States absent registration or an applicable exemption from, or a transaction not subject to, the registration requirements of the Securities Act and applicable state securiSecurities Act and applicable state securitiessecurities laws.

During the pilot phase of the program, State Securities Regulators» offices partnered with libraries in 20 states to offer free seminars on investment education.

Any securities described herein may not be registered under the Securities Act or with any securities regulatory authority of any state or other jurisdiction and may not be offered, sold, pledged or otherwise transferred except to persons outside the U.S. in accordance with Regulation S under the Securities Act pursuant to the terms of such ssecurities described herein may not be registered under the Securities Act or with any securities regulatory authority of any state or other jurisdiction and may not be offered, sold, pledged or otherwise transferred except to persons outside the U.S. in accordance with Regulation S under the Securities Act pursuant to the terms of such sSecurities Act or with any securities regulatory authority of any state or other jurisdiction and may not be offered, sold, pledged or otherwise transferred except to persons outside the U.S. in accordance with Regulation S under the Securities Act pursuant to the terms of such ssecurities regulatory authority of any state or other jurisdiction and may not be offered, sold, pledged or otherwise transferred except to persons outside the U.S. in accordance with Regulation S under the Securities Act pursuant to the terms of such sSecurities Act pursuant to the terms of such securitiessecurities.

You can offer your securities outside the United States in reliance on Regulation S.

The FOMC's annoucement after their meeting on Wednesday affirmed the Fed's QE3 policy, offering no changes, while stating, «If the outlook for the labor market does not improve substantially, the Committee will continue its purchases of agency mortgage - backed securities, undertake additional asset purchases, and employ its other policy tools as appropriate until such improvement is achieved in a context of price stability.»

Unless so registered, the Notes may not be offered or sold in the United States, except pursuant to an exemption from the registration requirements of the Securities Act and applicable state securiSecurities Act and applicable state securitiessecurities laws.

This press release shall not constitute an offer to sell or the solicitation of an offer to buy nor shall there be any sale of the Debentures in any state in which such offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of any such state.

This is not an offer to sell securities in any other state or jurisdiction.

The Debentures have not been and will not be registered under the U.S. Securities Act of 1933 (the «U.S. Securities Act»), and may not be offered or sold in the United States or to, or for the account or benefit of U.S. persons (as defined in Regulation S under the U.S. Securities Act), absent registration or an applicable exemption from registration requirements.

This press release shall not constitute an offer to sell or the solicitation of an offer to buy, nor shall there be any sale of these securities in any state or jurisdiction in which such offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of any such state or jurisdiction.

This press release does not constitute or form a part of any offer or solicitation to purchase or subscribe for securities in the United States, and interests in the Fund will not be offered or sold in the United States or to, or for the account or benefit of, any U.S. person (as such term is defined in Regulation S under the U.S. Securities Actsecurities in the United States, and interests in the Fund will not be offered or sold in the United States or to, or for the account or benefit of, any U.S. person (as such term is defined in Regulation S under the U.S. Securities ActSecurities Act of 1933).

The class action, filed in United States District Court, Southern District of New York, and docketed under 17 - cv - 09903, is on behalf of a class consisting of investors who purchased or otherwise acquired Qudian's American Depositary Receipts («ADRs») pursuant and / or traceable to Qudian's false and misleading Registration Statement and Prospectus, issued in connection with the Company's initial public offering on or about October 18, 2017 (the «IPO» or the «Offering»), seeking to recover damages caused by Defendants» violations of the Securities Act of 1933 (the «Securities Act»).

Also exempted from the ban are cases when a bank underwrites a securities offering, and for trading in U.S. government, state and local bonds.

In July of this year, the United States Securities and Exchange Commission (SEC) took a critical first step to rein in the growingly speculative bubble surrounding these start - ups when it issued a report concluding that such coin offerings should be predominantly classified as securities offerings, and hence mandated to fall under registration, disclosure and other requirements that apply to securities, regardless of whether those securities are purchased with virtual currencies or distributed with blockchain technologIn July of this year, the United States Securities and Exchange Commission (SEC) took a critical first step to rein in the growingly speculative bubble surrounding these start - ups when it issued a report concluding that such coin offerings should be predominantly classified as securities offerings, and hence mandated to fall under registration, disclosure and other requirements that apply to securities, regardless of whether those securities are purchased with virtual currencies or distributed with blockchain tSecurities and Exchange Commission (SEC) took a critical first step to rein in the growingly speculative bubble surrounding these start - ups when it issued a report concluding that such coin offerings should be predominantly classified as securities offerings, and hence mandated to fall under registration, disclosure and other requirements that apply to securities, regardless of whether those securities are purchased with virtual currencies or distributed with blockchain technologin the growingly speculative bubble surrounding these start - ups when it issued a report concluding that such coin offerings should be predominantly classified as securities offerings, and hence mandated to fall under registration, disclosure and other requirements that apply to securities, regardless of whether those securities are purchased with virtual currencies or distributed with blockchain tsecurities offerings, and hence mandated to fall under registration, disclosure and other requirements that apply to securities, regardless of whether those securities are purchased with virtual currencies or distributed with blockchain tsecurities, regardless of whether those securities are purchased with virtual currencies or distributed with blockchain tsecurities are purchased with virtual currencies or distributed with blockchain technology.

As with the proposals in other states, the Texas rules rely on the intrastate offering exemption set forth in Section 3 (a)(11) of the Securities Act.

Unfortunately, one of the benefits of filing a Form D and complying with Regulation D is that the company does not need to separately comply with a securities law exemption in each state where the securities are offered.

The representatives of Compass are also registered in their individual capacity to offer securities and certain investment advisory services in various states through The Strategic Financial Alliance, Inc., an independent broker - dealer and member FINRA / SIPC.

Let me just say that if I were starting a software company in the United States today, given the noises being made by the SEC and by other financial services regulators I would not put an exchange - tradable token at the center of the offering unless that token were a representation of a legally - recognized interest and structured on the basis that the token will be regulated by the securities laws.

New Zealand recently issued guidance saying all cryptocurrencies are securities, whereas the SEC in the United States seems to only be concerned with so - called «initial coin offerings» (ICOs).

This press release shall not constitute an offer to sell or a solicitation of an offer to buy, nor shall there be any sale of these securities in any state or jurisdiction in which such an offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of any such state or jurisdiction.

Cryptocurrency exchanges operating in the United States are now required to register with the Securities and Exchange Commission when offering tokens the agency regards as sSecurities and Exchange Commission when offering tokens the agency regards as securitiessecurities.

Unless so registered, the notes may not be offered or sold in the United States, except pursuant to an exemption from the registration requirements of the Securities Act and applicable state securiSecurities Act and applicable state securitiessecurities laws.

Specifically, the SEC's action alleges that a registered fund manager invested fund assets in two high - risk private technology companies he founded without disclosing the attendant conflicts of interest to investors, and in contravention of fund offering documents which stated that he would invest fund assets primarily in publicly traded securities.

As stated in the document, «the issue of CNCs to the token sale participants within the ICO procedure is not а public offer of securities.

There will be no public offer of the securities referred to herein and on the pages that follow in the United States, Australia, Canada, the Republic of Ireland, Japan, South Africa or any other jurisdiction where it is unlawful to offer the securities.

The securities offered in the private placement have not been registered under the Securities Act, or any state secursecurities offered in the private placement have not been registered under the Securities Act, or any state securSecurities Act, or any state securitiessecurities law.

Until the shares underlying the preferred stock and shares underlying the warrants are registered, they may not be offered or sold in the United States except pursuant to an exemption from the registration requirements of the Securities Act and applicable state laws.

That this House notes that ISIL poses a direct threat to the United Kingdom; welcomes United Nations Security Council Resolution 2249 which determines that ISIL constitutes an «unprecedented threat to international peace and security» and calls on states to take «all necessary measures» to prevent terrorist acts by ISIL and to «eradicate the safe haven they have established over significant parts of Iraq and Syria»; further notes the clear legal basis to defend the UK and our allies in accordance with the UN Charter; notes that military action against ISIL is only one component of a broader strategy to bring peace and stability to Syria; welcomes the renewed impetus behind the Vienna talks on a ceasefire and political settlement; welcomes the Government's continuing commitment to providing humanitarian support to Syrian refugees; underlines the importance of planning for post-conflict stabilisation and reconstruction in Syria; welcomes the Government's continued determination to cut ISIL's sources of finance, fighters and weapons; notes the requests from France, the US and regional allies for UK military assistance; acknowledges the importance of seeking to avoid civilian casualties, using the UK's particular capabilities; notes the Government will not deploy UK troops in ground combat operations; welcomes the Government's commitment to provide quarterly progress reports to the House; and accordingly supports Her Majesty's Government in taking military action, specifically airstrikes, exclusively against ISIL in Syria; and offers its wholehearted support to Her Majesty's ArmedSecurity Council Resolution 2249 which determines that ISIL constitutes an «unprecedented threat to international peace and security» and calls on states to take «all necessary measures» to prevent terrorist acts by ISIL and to «eradicate the safe haven they have established over significant parts of Iraq and Syria»; further notes the clear legal basis to defend the UK and our allies in accordance with the UN Charter; notes that military action against ISIL is only one component of a broader strategy to bring peace and stability to Syria; welcomes the renewed impetus behind the Vienna talks on a ceasefire and political settlement; welcomes the Government's continuing commitment to providing humanitarian support to Syrian refugees; underlines the importance of planning for post-conflict stabilisation and reconstruction in Syria; welcomes the Government's continued determination to cut ISIL's sources of finance, fighters and weapons; notes the requests from France, the US and regional allies for UK military assistance; acknowledges the importance of seeking to avoid civilian casualties, using the UK's particular capabilities; notes the Government will not deploy UK troops in ground combat operations; welcomes the Government's commitment to provide quarterly progress reports to the House; and accordingly supports Her Majesty's Government in taking military action, specifically airstrikes, exclusively against ISIL in Syria; and offers its wholehearted support to Her Majesty's Armedsecurity» and calls on states to take «all necessary measures» to prevent terrorist acts by ISIL and to «eradicate the safe haven they have established over significant parts of Iraq and Syria»; further notes the clear legal basis to defend the UK and our allies in accordance with the UN Charter; notes that military action against ISIL is only one component of a broader strategy to bring peace and stability to Syria; welcomes the renewed impetus behind the Vienna talks on a ceasefire and political settlement; welcomes the Government's continuing commitment to providing humanitarian support to Syrian refugees; underlines the importance of planning for post-conflict stabilisation and reconstruction in Syria; welcomes the Government's continued determination to cut ISIL's sources of finance, fighters and weapons; notes the requests from France, the US and regional allies for UK military assistance; acknowledges the importance of seeking to avoid civilian casualties, using the UK's particular capabilities; notes the Government will not deploy UK troops in ground combat operations; welcomes the Government's commitment to provide quarterly progress reports to the House; and accordingly supports Her Majesty's Government in taking military action, specifically airstrikes, exclusively against ISIL in Syria; and offers its wholehearted support to Her Majesty's Armed Forces.

«That this house notes that ISIL poses a direct threat to the United Kingdom; welcomes United Nations Security Council Resolution 2249 which determines that ISIL constitutes an «unprecedented threat to international peace and security» and calls on states to take «all necessary measures» to prevent terrorist acts by ISIL and to «eradicate the safe haven they have established over significant parts of Iraq and Syria»; further notes the clear legal basis to defend the UK and our allies in accordance with the UN Charter; notes that military action against ISIL is only one component of a broader strategy to bring peace and stability to Syria; welcomes the renewed impetus behind the Vienna talks on a ceasefire and political settlement; welcomes the Government's continuing commitment to providing humanitarian support to Syrian refugees; underlines the importance of planning for post-conflict stabilisation and reconstruction in Syria; welcomes the Government's continued determination to cut ISIL's sources of finance, fighters, and weapons; notes the requests from France, the US and regional allies for UK military assistance; acknowledges the importance of seeking to avoid civilian causalities; using the UK's particular capabilities; notes the Government's will not deploy UK troops in ground combat operations; welcomes the Government's commitment to provide quarterly progress reports to the House; and accordingly supports Her Majesty's Government in taking military action, specifically airstrikes, exclusively against ISIL in Syria; and offers its wholehearted support to Her Majesty's Armed ForcesSecurity Council Resolution 2249 which determines that ISIL constitutes an «unprecedented threat to international peace and security» and calls on states to take «all necessary measures» to prevent terrorist acts by ISIL and to «eradicate the safe haven they have established over significant parts of Iraq and Syria»; further notes the clear legal basis to defend the UK and our allies in accordance with the UN Charter; notes that military action against ISIL is only one component of a broader strategy to bring peace and stability to Syria; welcomes the renewed impetus behind the Vienna talks on a ceasefire and political settlement; welcomes the Government's continuing commitment to providing humanitarian support to Syrian refugees; underlines the importance of planning for post-conflict stabilisation and reconstruction in Syria; welcomes the Government's continued determination to cut ISIL's sources of finance, fighters, and weapons; notes the requests from France, the US and regional allies for UK military assistance; acknowledges the importance of seeking to avoid civilian causalities; using the UK's particular capabilities; notes the Government's will not deploy UK troops in ground combat operations; welcomes the Government's commitment to provide quarterly progress reports to the House; and accordingly supports Her Majesty's Government in taking military action, specifically airstrikes, exclusively against ISIL in Syria; and offers its wholehearted support to Her Majesty's Armed Forcessecurity» and calls on states to take «all necessary measures» to prevent terrorist acts by ISIL and to «eradicate the safe haven they have established over significant parts of Iraq and Syria»; further notes the clear legal basis to defend the UK and our allies in accordance with the UN Charter; notes that military action against ISIL is only one component of a broader strategy to bring peace and stability to Syria; welcomes the renewed impetus behind the Vienna talks on a ceasefire and political settlement; welcomes the Government's continuing commitment to providing humanitarian support to Syrian refugees; underlines the importance of planning for post-conflict stabilisation and reconstruction in Syria; welcomes the Government's continued determination to cut ISIL's sources of finance, fighters, and weapons; notes the requests from France, the US and regional allies for UK military assistance; acknowledges the importance of seeking to avoid civilian causalities; using the UK's particular capabilities; notes the Government's will not deploy UK troops in ground combat operations; welcomes the Government's commitment to provide quarterly progress reports to the House; and accordingly supports Her Majesty's Government in taking military action, specifically airstrikes, exclusively against ISIL in Syria; and offers its wholehearted support to Her Majesty's Armed Forces.»

But Sunday's tragic massacre of 58 concertgoers by gunman Stephen Paddock could prompt a reassessment of procedures and even state regulations regarding security measures at New York's three new casinos, including Rivers Casino & Resort in Schenectady, as well as the state's older racinos offering harness racing and video lottery machines.

Aregbesola however warned suspected militants who PDP might have engaged to turn down the offer as the state in collaboration with security agencies will do everything possible to ensure that Osun remains peaceful as ever.

UPDATED, 10:19 a.m., April 14: Architect - turned - developer Peter Moore is banned from offering or selling real estate securities in New York state for six months, as part of a settlement with Attorney General Eric Schneiderman, the AG's office said today.

Gibson offered a brief outline of his platform, stating, «I believe our state can rally around four points: growing the economy through meaningful tax cuts and policy changes, achieving excellence in education by returning power to parents, students and teachers, cleaning up corruption and restoring our faith in our ability to be self - governing and protecting our freedoms while improving on the safety and security of all New Yorkers.»

Connecticut Senate Republican President Len Fasano of East Haven says it's concerning that the deal offers state workers job security for the next five years and locks in benefits including wage increases of nine to 11 percent.

In the United States, offers and sales of securities would only be made in the future in compliance with Regulation D, Rule 506 (c) or another available exemption from the registration requirements of the Securities Act of 1933, as amended, and then, only pursuant to the offering materials provided to potential investors by SuperdatIn the United States, offers and sales of securities would only be made in the future in compliance with Regulation D, Rule 506 (c) or another available exemption from the registration requirements of the Securities Act of 1933, as amended, and then, only pursuant to the offering materials provided to potential investors by securities would only be made in the future in compliance with Regulation D, Rule 506 (c) or another available exemption from the registration requirements of the Securities Act of 1933, as amended, and then, only pursuant to the offering materials provided to potential investors by Superdatin the future in compliance with Regulation D, Rule 506 (c) or another available exemption from the registration requirements of the Securities Act of 1933, as amended, and then, only pursuant to the offering materials provided to potential investors by Superdatin compliance with Regulation D, Rule 506 (c) or another available exemption from the registration requirements of the Securities Act of 1933, as amended, and then, only pursuant to the offering materials provided to potential investors by Securities Act of 1933, as amended, and then, only pursuant to the offering materials provided to potential investors by Superdate.

If Superdate offers securities in the United States through Regulation D, Rule 506 (c) in the future, the offer and sale of such securities will only be made to «Accredited Investors,» which is generally defined for natural persons as persons having a net worth of over $ 1 million (exclusive of the value of their primary residence) or gross income in excess of $ 200,000 individually or $ 300,000 jointly with a spouse in each of the last two years with the same expectation to match or exceed such thresholds in the current year

Important Notice Regarding Private Placements Any securities offered by Superdate in the United States under Regulation D, Rule 506 (c) would be offered in reliance on an exemption from the registration requirements of the Securities Act of 1933, as amended, and we would not be required to comply with full disclosure requirements that apply to the offering of registered securities under the Secursecurities offered by Superdate in the United States under Regulation D, Rule 506 (c) would be offered in reliance on an exemption from the registration requirements of the Securities Act of 1933, as amended, and we would not be required to comply with full disclosure requirements that apply to the offering of registered securities under the SecurSecurities Act of 1933, as amended, and we would not be required to comply with full disclosure requirements that apply to the offering of registered securities under the Secursecurities under the SecuritiesSecurities Act.

Unions fear that extending Social Security coverage will significantly cut into existing pensions, which are more generous to full - career workers in states that do not offer Social Security coverage.

However, public pensions in states without Social Security coverage offer more generous benefits because they were designed as a stand alone benefit.

The average full - career state employee pension, combined with Social Security where it's offered, provides an 87 percent replacement rate, meaning these workers can expect to receive $.87 in retirement for every $ 1 they were earning pre-retirement.

Choosing to teach in New Hampshire offers high potential for job security and the reward of impacting the lives of children all over the state.