Sentences with phrase «offered under an exemption»

Not exact matches

In its recently published rulemaking agenda, the SEC set a target date of October 2015 to adopt final rules regarding the offer and sale of securities through crowdfunding and small and additional issues exemptions under Regulation A +.

The notes to be offered have not been, and will not be, registered under the Securities Act of 1933 and may not be offered or sold in the United States absent registration or an applicable exemption from the registration requirements of the Securities Act of 1933.

The Offer is being made in the U.S. pursuant to Section 14 (e) of, and Regulation 14E under, the U.S. Securities Exchange Act of 1934, as amended (the U.S. Exchange Act), subject to the exemptions provided by Rule 14d - 1 and Rule 14e - 5 under the U.S. Exchange Act and any exemptions from such requirements granted by the U.S. Securities and Exchange Commission (the SEC), and otherwise in accordance with the requirements of Swiss law.

The Notes will not be registered under the Securities Act of 1933, as amended (the «Securities Act «-RRB-, or any state securities laws, and may not be offered or sold in the United States absent registration or an applicable exemption from, or a transaction not subject to, the registration requirements of the Securities Act and applicable state securities laws.

Under Rule 506 (c), a company can broadly solicit and generally advertise the offering and still be deemed to be in compliance with the exemption's requirements if:

All offers and sales of securities must be made in accordance with registration under the Securities Act or an exemption from that registration.

Under the federal securities laws, any offer or sale of a security must either be registered with the SEC or meet an exemption.

Under the federal securities laws, a company that offers or sells its securities must register the securities with the SEC or find an exemption from the registration requirements.

The securities are offered pursuant to an exemption from the registration requirements of the Securities Act of 1933, as amended, and are not required to comply with specific disclosure requirements that apply to registration under the Securities Act.

In 2014, private issuers raised $ 8 billion in British Columbia under the accredited investor and offering memorandum exemptions.

The Debentures have not been and will not be registered under the U.S. Securities Act of 1933 (the «U.S. Securities Act»), and may not be offered or sold in the United States or to, or for the account or benefit of U.S. persons (as defined in Regulation S under the U.S. Securities Act), absent registration or an applicable exemption from registration requirements.

In Alberta, private issuers raised $ 4.2 billion in 2014 under the accredited investor and offering memorandum exemption.

If you are not an accredited investor you may invest up to $ 2,500 in any one offering under the Integrated Crowdfunding Exemption with a maximum aggregate amount of $ 10,000 in a 12 - month period in all equity crowdfunding offerings by different issuers.

If you are an accredited investor you may invest up to $ 25,000 in any one offering under the Integrated Crowdfunding Exemption with a maximum aggregate amount of $ 50,000 in a 12 - month period in all equity crowdfunding offerings by different issuers.

This exemption provides that any issue of securities offered only to investors residing within one state, where the issuer is a resident of the same state, is exempt from registration under the federal securities laws.

Each state has its own intrastate offering regulations, and exemptions for crowdfunding proposals must generally fall under this exemption or they are preempted by federal securities laws.

Where the offering of any cryptocurrency - related product involves an invitation to the Hong Kong public to acquire «securities» or «structured products», or to participate in a «collective investment scheme», authorisation or registration requirements under the SFO or the Companies (Winding Up and Miscellaneous Provisions) Ordinance (if relevant) may be triggered unless an exemption applies.

Where an ICO involves an offer to the Hong Kong public to acquire «securities» or participate in a CIS, registration4 or authorisation5 requirements under the law may be triggered unless an exemption applies.

Under the startup exemption, companies in those provinces can raise up to $ 500,000 per year — but no more than $ 250,000 in one offering.

Important Notice Regarding Private Placements Any securities offered by Superdate in the United States under Regulation D, Rule 506 (c) would be offered in reliance on an exemption from the registration requirements of the Securities Act of 1933, as amended, and we would not be required to comply with full disclosure requirements that apply to the offering of registered securities under the Securities Act.

CCSA offers an Incorporation Services Program under which qualifying CCSA members can receive pro bono or reduced rate legal support with the incorporation and tax exemption process from outside attorneys.

Under Section 5 of the Securities Act of 1933, all offers and sales of securities must be registered with the SEC or qualify for some exemption from the registration requirements.

MELA or FAME Student Loan Revenue Bonds described in an Official Statement may not be offered or sold in any jurisdiction in which such offer or sale would be unlawful prior to their registration, qualification or exemption under the securities laws of such jurisdiction.

The information contained herein shall not constitute an offer to sell or a solicitation of an offer to buy, nor shall there be any sale of securities in any jurisdiction in which such offer, solicitation or sale would be illegal prior to their registration or receiving of an exemption from the registration or qualification under the securities laws of any such jurisdiction.

For any future distributions of shares or securities, it will need to rely on another prospectus exemption, such as the accredited investor exemption, $ 150,000 exemption or the offering memorandum exemption, and it will need to file reports with the OSC and pay the applicable fees in respect of the shares or securities it issues under these exemptions.

First, under § 5 of the Securities Act, securities can not be offered or sold absent exemption or registration.

Prior to 2010, smaller issuers largely conducted their exempt offerings under Rule 506 of Regulation D under the Securities Act of 1933, and advisers to private equity funds generally relied on the former federal de minimis exemption to avoid federal and state registration.

One of the most worthwhile benefits offered the life insurance policy is income tax exemption under section 80C of the Income Tax Act 1961.

The plan also offers tax exemption on the premium paid and claim settlement under section 80C and 10 (10D) of Income Tax Act.

Tax exemption under Sec 80C and Sec 10 (10D) of IT Act, 1961, and offers the benefit of EEE structure wherein no tax is levied on the maturity amount

They offer tax exemption under Section 80C and 10 (10D) of the Income Tax Act, 1961..

Endowment plans offer tax exemptions under section 10 (10) D on the amount that you receive as maturity benefit.

Tax Exemption u / s 10 (10D): The policy proceeds such as death benefit, maturity benefit, bonus (if any) under a child plan, not only offers financial assistance to your child, it also provides tax exemptions on policy payouts under section 10 (10D) of the Income Tax Act.

Where an ICO involves an offer to the Hong Kong public to acquire «securities» or participate in a CIS, registration or authorization requirements under the law may be triggered unless an exemption applies.

The tZERO SAFT is being issued in a private placement offering solely to accredited investors pursuant to one or more exemptions from the registration requirements of the Securities Act of 1933, as amended (the «Securities Act»), including in compliance with Rule 506 (c) of Regulation D, as promulgated under the Securities Act.

The SEC recently drew a line when it comes to Intial Coin Offerings noting that any security related offer must be filed under a specific exemption.

The securities have not been and will not be registered under the United States Securities Act of 1933, as amended (the «1933 Act»), or any state securities laws and may not be offered or sold within the United States or to, or for the account or benefit of U.S. persons (as defined in Regulation S under the 1933 Act) absent such registration or an applicable exemption from such registration requirements.

The BCAP tokens are being offered on a limited basis to a maximum of 99 accredited US investors under exemptions from registration with the U.S. Securities and Exchange Commission pursuant to Regulation D, Section 506 (c) and Regulation S of the Securities and Exchange Act of 1933.

The Offered Securities will be offered on a private placement basis, pursuant to prospectus exemptions under National Instrument 45 - 106 Prospectus and Registration Exemptions in all provinces and territories of Canada, in the United States by way of private placement to selected accredited investors and / or to qualified institutional investors and outside of Canada and the United States on a private placement or equivalent basis in accordance with applicable laws, provided that such laws permit offers and sales of the Offered Securities on a private placement basis and without any obligation on the part of the Company to prepare or file any registration statement, prospectus or other disclosure document and without triggering any disclosure obligations or submission to the jurisdiction on the part of the COffered Securities will be offered on a private placement basis, pursuant to prospectus exemptions under National Instrument 45 - 106 Prospectus and Registration Exemptions in all provinces and territories of Canada, in the United States by way of private placement to selected accredited investors and / or to qualified institutional investors and outside of Canada and the United States on a private placement or equivalent basis in accordance with applicable laws, provided that such laws permit offers and sales of the Offered Securities on a private placement basis and without any obligation on the part of the Company to prepare or file any registration statement, prospectus or other disclosure document and without triggering any disclosure obligations or submission to the jurisdiction on the part of the Coffered on a private placement basis, pursuant to prospectus exemptions under National Instrument 45 - 106 Prospectus and Registration Exemptions in all provinces and territories of Canada, in the United States by way of private placement to selected accredited investors and / or to qualified institutional investors and outside of Canada and the United States on a private placement or equivalent basis in accordance with applicable laws, provided that such laws permit offers and sales of the Offered Securities on a private placement basis and without any obligation on the part of the Company to prepare or file any registration statement, prospectus or other disclosure document and without triggering any disclosure obligations or submission to the jurisdiction on the part of thexemptions under National Instrument 45 - 106 Prospectus and Registration Exemptions in all provinces and territories of Canada, in the United States by way of private placement to selected accredited investors and / or to qualified institutional investors and outside of Canada and the United States on a private placement or equivalent basis in accordance with applicable laws, provided that such laws permit offers and sales of the Offered Securities on a private placement basis and without any obligation on the part of the Company to prepare or file any registration statement, prospectus or other disclosure document and without triggering any disclosure obligations or submission to the jurisdiction on the part of thExemptions in all provinces and territories of Canada, in the United States by way of private placement to selected accredited investors and / or to qualified institutional investors and outside of Canada and the United States on a private placement or equivalent basis in accordance with applicable laws, provided that such laws permit offers and sales of the Offered Securities on a private placement basis and without any obligation on the part of the Company to prepare or file any registration statement, prospectus or other disclosure document and without triggering any disclosure obligations or submission to the jurisdiction on the part of the COffered Securities on a private placement basis and without any obligation on the part of the Company to prepare or file any registration statement, prospectus or other disclosure document and without triggering any disclosure obligations or submission to the jurisdiction on the part of the Company.

The use of terms such as higher, above average, safe or successful, express the opinion of the Company and are not a promise or guarantee for any possible offering Luxmana Investments, LLC may choose to make by registration or exemption, under relevant securities laws and regulations, in the future.

The use of terms such as higher, above average, safe or successful, express the opinion of the Company and are not a promise or guarantee for any possible offering Picco Partners, LLC may choose to make by registration or exemption, under relevant securities laws and regulations, in the future.

Any securities made will only be offered or sold directly or indirectly in the states or in the states in which they have been registered or have been offered under an appropriate exemption.

Business Tax Items • Permanently extends the 2001/2003 tax rates for adjusted gross income levels under $ 450,000 ($ 400,000 single); good for small business and home builders, 80 % of whom are pass - thru entities who pay taxes on the individual side of the code • Permanently extends the Alternative Minimum patch; again, good for small business owners who are frequently at risk of paying AMT • Permanently sets the parameters of the estate tax; positive for family - owned construction firms; codifies the 2010 $ 5 million exemption amount (indexed to inflation) and a 40 percent estate tax rate • Extends present law section 179 small business expensing through the end of 2013; offers cash flow and administrative cost benefits for small firms • Extends the section 45L new energy - efficient home tax credit through the end of 2013; allows a $ 2,000 tax credit for the construction of for sale and for - lease energy - efficient homes in buildings with fewer than three floors above grade