Sentences with phrase «on a commission basis for»

This exception, known as the breach of the implied covenant of good faith and fair dealing, prohibits an employer from terminating an employee who is paid on a commission basis for the purposes of preventing that employee from earning his or her commission that is about to become due.

Not exact matches

The issue is so pressing in the wake of WannaCry that on May 17 the Securities and Exchange Commission issued a cybersecurity alert for broker - dealers, financial advisors and investment funds that stressed both the importance of undertaking penetration tests and vulnerability scans on critical systems and the necessity of upgrading systems on a timely basis.

The casinos pay the operators a commission based on the amount their clients bet, and are on the hook for the gamblers» winnings.

It has lodged a prospectus with the Australian Securities and Investments Commission for the issue of up to 17,867,600 fully - paid shares at an issue price of 25 cents together with a free attaching option, on the basis of one attaching option for every two shares to raise up to $ 4.466 million.

Actual results, including with respect to our targets and prospects, could differ materially due to a number of factors, including the risk that we may not obtain sufficient orders to achieve our targeted revenues; price competition in key markets; the risk that we or our channel partners are not able to develop and expand customer bases and accurately anticipate demand from end customers, which can result in increased inventory and reduced orders as we experience wide fluctuations in supply and demand; the risk that our commercial Lighting Products results will continue to suffer if new issues arise regarding issues related to product quality for this business; the risk that we may experience production difficulties that preclude us from shipping sufficient quantities to meet customer orders or that result in higher production costs and lower margins; our ability to lower costs; the risk that our results will suffer if we are unable to balance fluctuations in customer demand and capacity, including bringing on additional capacity on a timely basis to meet customer demand; the risk that longer manufacturing lead times may cause customers to fulfill their orders with a competitor's products instead; the risk that the economic and political uncertainty caused by the proposed tariffs by the United States on Chinese goods, and any corresponding Chinese tariffs in response, may negatively impact demand for our products; product mix; risks associated with the ramp - up of production of our new products, and our entry into new business channels different from those in which we have historically operated; the risk that customers do not maintain their favorable perception of our brand and products, resulting in lower demand for our products; the risk that our products fail to perform or fail to meet customer requirements or expectations, resulting in significant additional costs, including costs associated with warranty returns or the potential recall of our products; ongoing uncertainty in global economic conditions, infrastructure development or customer demand that could negatively affect product demand, collectability of receivables and other related matters as consumers and businesses may defer purchases or payments, or default on payments; risks resulting from the concentration of our business among few customers, including the risk that customers may reduce or cancel orders or fail to honor purchase commitments; the risk that we are not able to enter into acceptable contractual arrangements with the significant customers of the acquired Infineon RF Power business or otherwise not fully realize anticipated benefits of the transaction; the risk that retail customers may alter promotional pricing, increase promotion of a competitor's products over our products or reduce their inventory levels, all of which could negatively affect product demand; the risk that our investments may experience periods of significant stock price volatility causing us to recognize fair value losses on our investment; the risk posed by managing an increasingly complex supply chain that has the ability to supply a sufficient quantity of raw materials, subsystems and finished products with the required specifications and quality; the risk we may be required to record a significant charge to earnings if our goodwill or amortizable assets become impaired; risks relating to confidential information theft or misuse, including through cyber-attacks or cyber intrusion; our ability to complete development and commercialization of products under development, such as our pipeline of Wolfspeed products, improved LED chips, LED components, and LED lighting products risks related to our multi-year warranty periods for LED lighting products; risks associated with acquisitions, divestitures, joint ventures or investments generally; the rapid development of new technology and competing products that may impair demand or render our products obsolete; the potential lack of customer acceptance for our products; risks associated with ongoing litigation; and other factors discussed in our filings with the Securities and Exchange Commission (SEC), including our report on Form 10 - K for the fiscal year ended June 25, 2017, and subsequent reports filed with the SEC.

This person typically works offsite, is paid on a per - job or commission basis, and sends invoices for his or her services.

Based on a skeletal development plan, studies commissioned by the promoter, and an array of optimistic assumptions, the appraiser then projects the development costs and income for the imagined business.

After building up a base of customers our own online store will get more popular (customers will see our url on invoices and will hopefully have a look at our shop as well) and we'll mainly sell about our own platform (increasing margin as we don't have to pay commission for ebay and so on).

When all is said and done, it seems that firms are recognizing that the best interest contract exemption is the way forward for advisors who wish to continue selling financial products on a commission basis — and that now is the time for preparing for compliance in advance of the applicability date.

Neutral factor means, for example, «that it can't be based on the commission paid to the broker - dealer.

The Company charges restaurants a commission fee based on total food order value for these services.

Kevin Martin, a Republican former chairman of the Federal Communications Commission who has worked for the social media platform since 2015, will take on the role on an interim basis, the company said.

The Securities and Exchange Commission (SEC) is expected to make a decision by March 11 whether to approve Cameron and Tyler Winklevoss's proposal for an ETF (exchange traded fund) based on bitcoin.

- The U.S. International Trade Commission ruled that U.S. solar panel manufacturers are harmed by cheap imports, which could be the basis for President Trump issuing tariffs on imported panels.

«Based on the record before it, the Commission believes that the significant markets for bitcoin are unregulated,» the SEC said in a statement.

Historically, advisors have been compensated for the sale of variable annuity products on a commission basis, which is believed to motivate advisors to recommend products because of their high commission value, rather than because they are in the client's best interests.

Activist investor Carl Icahn plans to nominate a slate of directors for Oklahoma - based SandRidge Energy, he and various investment vehicles said in a filing with the Securities and Exchange Commission on April 4.

If you are truly confident, all you've got to do is negotiate with the seller with staggered commission levels based on the selling price e.g. flat fee of $ 20,000 under $ 2M, $ 100,000 commission if sold for $ 2.1 M, etc..

Average mortality and expense charges on a commission - based VA is 135 basis points compared to a charge of 20 to 30 basis points for a fee - based VA..

On Monday, for example, news surfaced that the U.S. Securities and Exchange Commission (SEC) filed a complaint against a Dallas - based financial firm seeking to launch what might be the largest initial coin offering (ICO) in history.

Individual investors hoping to buy fund shares for their IRA have to convert to an advisory account, which charges a a fee based on the amount of assets under management rather than on sales commissions.

«The Commission could consider leaving the current income and net worth thresholds in the accredited investor definition in place, but limiting investments for individuals who qualify as accredited investors solely based on those thresholds to a percentage of their income or net worth (e.g., 10 % of prior year income or 10 % of net worth, as applicable, per issuer, in any 12 - month period).»

«Based on the assessment of risks and opportunities and the suitability of the existing regulatory framework for these instruments, the Commission will determine if regulatory action at EU level is required,» said Dombrovskis.

After incorporating it into an easy to use platform, he is making it available to all online traders for a small commission based on all the generated profits.

«Thrivent's longstanding practice of paying these representatives on a commission basis would — for the first time — be treated as a «prohibited transaction» under ERISA.»

The first volume will incorporate her findings among Anglican charismatics, based on work she did for the Church of England's Doctrine Commission.

Using the 1974 Filer Commission religion estimate of $ 11.7 billion as a base point, and then using available denominational data on giving, a series of annual figures for the years 1968 through 1973 and 1975 through 1995 can be calculated.

In spite of the fact that Karl Barth in the Commission on the Life and Work of Women at the Amsterdam Conference attempted to put the relation of women to the work of the Church on the theological basis of Adam's rib and Ephesians 5:23 («For the husband is the head of the wife as Christ is the head of the church» [R.S.V.]-RRB-, most of us still believe that Paul comes nearest to the mind of Christ in Galatians 3:28.

We call on the European Commission to propose to member states a ban on glyphosate, to reform the pesticide approval procedure, and to set EU - wide mandatory reduction targets for pesticide use.We call for the ban of glyphosate - based herbicides, exposure... more

The Commission has based its case solely on there being a separate market for the wholesale supply to independent retailers of packaged groceries, as defined.

Eagle ID (December 2015)-- On December 1, 2015, Stanley Trout joins the Idaho Potato Commission (IPC) foodservice marketing team as Promotions Director for the Southeast, based in Nashville, TN.

Commission doctors must have examined him early in the morning and, based on how much more weight he had to cut and his overall health (blood pressure, heart rate, etc.) they deemed it unsafe for him to continue cutting weight prior to weigh ins.

He is based in east London, but works across Europe, shooting for documentary, landscape and education commissions, and writes on the subject of photography for blogs and magazines.

The Canadian Government recommends meat and other iron - rich foods as baby's first foods and base this recommendation on a joint commission to examine evidence - based feeding practices which included the Canadian Pediatric Society, Dieticians of Canada, and the Breastfeeding Committee for Canada.

Following the «Expert Consultation on Complementary Feeding (2001)», WHO commissioned this review to identify options for indicator development that could be used in large - scale, population based surveys.

Not to do so is tragic for all, because the relationship between parent and child can not be enduringly strong if it's based on lies, either those of omission or commission.

Based on their findings, COA's volunteer - based Accreditation Commission voted that Five Acres had successfully met the criteria for accreditaBased on their findings, COA's volunteer - based Accreditation Commission voted that Five Acres had successfully met the criteria for accreditabased Accreditation Commission voted that Five Acres had successfully met the criteria for accreditation.

That is why we must insist on a radical plan for fair tax which we developed in opposition through the Tax Commission: lifting low earners out of tax; shifting the tax base from income to wealth, especially high priced property; and cracking down hard on the shocking tax dodging culture - personal and corporate - which disfigures our country.

«Although the ECOWAS Commission has anchored its pursuit of the new impetus to monetary integration on «the information presented to the Heads of State which were the basis for their recommendations», we are concerned that we have not properly articulated and analyzed a comprehensive picture of the state of preparedness of individual countries for monetary integration in ECOWAS by 2020.

The European Parliament, for example, on the basis of a text prepared by the International Trade Committee, submitted recommendations to the Commission on its negotiations with the US on the TTIP agreement, in a Resolution of 8 July 2015.

Members of the state Commission on Legislative, Judicial and Executive Compensation today are set to meet in New York City to determine whether to increase the pay for 213 members of the state Legislature, hiking their salaries from the base $ 79,500 to as much as $ 116,900 a year.

«This is completely unacceptable and far exceeds the mandate of the Commission, which was to evaluate the need for an increase in compensation based primarily on economic factors.

The latest sign of the rise of Ukip — which campaigns for the UK to leave the EU — follows an unexpected attempt by the European commission to get the UK to pay # 1.7 bn more into European coffers following a budgetary readjustment, based on the gross national incomes of member countries.

The Smith Commission reported in November 2014 and in January 2015 the UK government published draft proposals for legislation based on his report.

While it is up to the federal Nuclear Regulatory Commission to determine whether plants are licensed to operate, the state licenses the facilities» use of river water for operations, and can theoretically put a halt to operations by withholding or limiting permission on the basis of concerns over water quality.

It suggested that the federal government should «commence the implementation of the 2014 National Conference, Set up a Truth and Reconciliation Commission as the basis of providing healing, reconciliation and forgiveness in Nigeria, Set up machineries to develop a new Constitution for Nigeria based on Democracy as the only National Ideology.

In addition to finalizing the size of the legislature, lawmakers also approved a resolution calling for the creation of an Independent Redistricting Commission to help draw the boundaries for the new 19 legislative districts — based on population numbers form the 2010 census.

The list of clients includes Syracuse University, COR Development, Crouse Hospital, Bristol Myers Squibb, Oneida HealthCare, and MedTech, a Syracuse - based trade group for New York's biomedical industry, according to records filed with the New York State Joint Commission on Public Ethics (JCOPE).

«For the first time in the history of the Commission, citizens who have attained the voting age of 18 years and those who could not register during the previous CVR exercises, now have the opportunity to do so on a continuous basis as envisaged by the Electoral Act.

Filings with the Federal Elections Commission show that Democrat Zephyr Teachout has outraised Republican John Faso in the race for the 19th Congressional District by relying largely on small donations from her activist base.