Sentences with phrase «on a commission basis in»

Not exact matches

Delta's other trade victory came on Friday, when, in a surprise decision, the U.S. International Trade Commission ruled against Boeing in a bitter trade battle in which the Chicago - based company said its business was harmed by trade practices of its Canadian rival Bombardier.

Similar to independent sales reps in the United States, these folks usually work on a commission basis, and because they don't purchase (take title to) the product, they don't assume any risk or responsibility.

Salespeople earn their commission based on what they sold in a given month.

Silvercorp Metals Inc. a Vancouver - based company that explores, develops and acquires high - grade silver in China and Canada, distributed a press release on Sept. 2 saying that on Aug. 29 it received an anonymous letter (also sent to the Ontario Securities Commission) claiming there was a «potential $ 1.3 billion accounting fraud» at the company.

«I rely on one or more investment advisors who are compensated, at least in part, based upon sales commissions.»

To overcome this, the commission said there was a debate on whether to strip EU countries of their veto rights on tax issues, based on an article in the EU treaties that allows such exceptional action in the event of market distortions.

The IMF and European Commission both estimate that Italy's debt - to - GDP ratio will begin to fall in 2016, but other analysts argue that these estimates are based on overly optimistic growth projections.

In a move that should be welcomed by anyone serious about innovation in financial technology, the Securities and Exchange Commission announced Friday that it would prosecute the creator of two stock - like «ICOs,» or Initial Coin Offerings, which it alleges were sold on the basis of fraudulent claimIn a move that should be welcomed by anyone serious about innovation in financial technology, the Securities and Exchange Commission announced Friday that it would prosecute the creator of two stock - like «ICOs,» or Initial Coin Offerings, which it alleges were sold on the basis of fraudulent claimin financial technology, the Securities and Exchange Commission announced Friday that it would prosecute the creator of two stock - like «ICOs,» or Initial Coin Offerings, which it alleges were sold on the basis of fraudulent claims.

The issue is so pressing in the wake of WannaCry that on May 17 the Securities and Exchange Commission issued a cybersecurity alert for broker - dealers, financial advisors and investment funds that stressed both the importance of undertaking penetration tests and vulnerability scans on critical systems and the necessity of upgrading systems on a timely basis.

«Based on current trends, we believe this will again be the case,» the company said in a regulatory filing Tuesday with the Securities and Exchange Commission.

Based on data from the U.S. Securities and Exchange Commission, the companies are ranked based on increase in profits from 2013 and Based on data from the U.S. Securities and Exchange Commission, the companies are ranked based on increase in profits from 2013 and based on increase in profits from 2013 and 2014.

Actual results, including with respect to our targets and prospects, could differ materially due to a number of factors, including the risk that we may not obtain sufficient orders to achieve our targeted revenues; price competition in key markets; the risk that we or our channel partners are not able to develop and expand customer bases and accurately anticipate demand from end customers, which can result in increased inventory and reduced orders as we experience wide fluctuations in supply and demand; the risk that our commercial Lighting Products results will continue to suffer if new issues arise regarding issues related to product quality for this business; the risk that we may experience production difficulties that preclude us from shipping sufficient quantities to meet customer orders or that result in higher production costs and lower margins; our ability to lower costs; the risk that our results will suffer if we are unable to balance fluctuations in customer demand and capacity, including bringing on additional capacity on a timely basis to meet customer demand; the risk that longer manufacturing lead times may cause customers to fulfill their orders with a competitor's products instead; the risk that the economic and political uncertainty caused by the proposed tariffs by the United States on Chinese goods, and any corresponding Chinese tariffs in response, may negatively impact demand for our products; product mix; risks associated with the ramp - up of production of our new products, and our entry into new business channels different from those in which we have historically operated; the risk that customers do not maintain their favorable perception of our brand and products, resulting in lower demand for our products; the risk that our products fail to perform or fail to meet customer requirements or expectations, resulting in significant additional costs, including costs associated with warranty returns or the potential recall of our products; ongoing uncertainty in global economic conditions, infrastructure development or customer demand that could negatively affect product demand, collectability of receivables and other related matters as consumers and businesses may defer purchases or payments, or default on payments; risks resulting from the concentration of our business among few customers, including the risk that customers may reduce or cancel orders or fail to honor purchase commitments; the risk that we are not able to enter into acceptable contractual arrangements with the significant customers of the acquired Infineon RF Power business or otherwise not fully realize anticipated benefits of the transaction; the risk that retail customers may alter promotional pricing, increase promotion of a competitor's products over our products or reduce their inventory levels, all of which could negatively affect product demand; the risk that our investments may experience periods of significant stock price volatility causing us to recognize fair value losses on our investment; the risk posed by managing an increasingly complex supply chain that has the ability to supply a sufficient quantity of raw materials, subsystems and finished products with the required specifications and quality; the risk we may be required to record a significant charge to earnings if our goodwill or amortizable assets become impaired; risks relating to confidential information theft or misuse, including through cyber-attacks or cyber intrusion; our ability to complete development and commercialization of products under development, such as our pipeline of Wolfspeed products, improved LED chips, LED components, and LED lighting products risks related to our multi-year warranty periods for LED lighting products; risks associated with acquisitions, divestitures, joint ventures or investments generally; the rapid development of new technology and competing products that may impair demand or render our products obsolete; the potential lack of customer acceptance for our products; risks associated with ongoing litigation; and other factors discussed in our filings with the Securities and Exchange Commission (SEC), including our report on Form 10 - K for the fiscal year ended June 25, 2017, and subsequent reports filed with the SEC.

The proposal would also allow the commission to explore usage - based pricing at some point, in which consumers are charged based on how much data they use and companies are able to subsidize traffic to their websites or applications.»

According to Securities and Exchange Commission documents, Chen will pull in a base salary of $ 1 million with the possibility of making a $ 2 million bonus, depending on his performance.

Such statements are based on management's current expectations, but actual results may differ materially due to various risks and uncertainties, including, but not limited to the risks related to Cytokinetics» business outlined in Cytokinetics» filings with the Securities and Exchange Commission.

The Securities and Exchange Commission in 2009 (after the financial crisis) enacted a law that directors had to be selected on the basis of qualifications, skills and competencies.

«The Commission will not take adverse action on a license renewal application based upon the subjective determination of a listener or group of listeners that the station has broadcast purportedly inappropriate programming,» the FCC commissioners wrote in a recent decision challenging a local radio station license.

Elon Musk's stake in the company also fell roughly $ 1.8 billion to $ 11.5 billion in the same period, based on the most recent filings with the Securities and Exchange Commission.

We also have audited, in accordance with the standards of the Public Company Accounting Oversight Board (United States), Neiman Marcus, Inc.'s internal control over financial reporting as of July 28, 2012, based on criteria established in Internal Control — Integrated Framework issued by the Committee of Sponsoring Organizations of the Treadway Commission and our report dated September 18, 2012 expressed an unqualified opinion thereon.

In addition to factors previously disclosed in Tesla's and SolarCity's reports filed with the U.S. Securities and Exchange Commission (the «SEC») and those identified elsewhere in this document, the following factors, among others, could cause actual results to differ materially from forward - looking statements and historical performance: the ability to obtain regulatory approvals and meet other closing conditions to the transaction, including requisite approval by Tesla and SolarCity stockholders, on a timely basis or at all; delay in closing the transaction; the ultimate outcome and results of integrating the operations of Tesla and SolarCity and the ultimate ability to realize synergies and other benefits; business disruption following the transaction; the availability and access, in general, of funds to meet debt obligations and to fund ongoing operations and necessary capital expenditures; and the ability to comply with all covenants in the indentures and credit facilities of Tesla and SolarCity, any violation of which, if not cured in a timely manner, could trigger a default of other obligations under cross-default provisionIn addition to factors previously disclosed in Tesla's and SolarCity's reports filed with the U.S. Securities and Exchange Commission (the «SEC») and those identified elsewhere in this document, the following factors, among others, could cause actual results to differ materially from forward - looking statements and historical performance: the ability to obtain regulatory approvals and meet other closing conditions to the transaction, including requisite approval by Tesla and SolarCity stockholders, on a timely basis or at all; delay in closing the transaction; the ultimate outcome and results of integrating the operations of Tesla and SolarCity and the ultimate ability to realize synergies and other benefits; business disruption following the transaction; the availability and access, in general, of funds to meet debt obligations and to fund ongoing operations and necessary capital expenditures; and the ability to comply with all covenants in the indentures and credit facilities of Tesla and SolarCity, any violation of which, if not cured in a timely manner, could trigger a default of other obligations under cross-default provisionin Tesla's and SolarCity's reports filed with the U.S. Securities and Exchange Commission (the «SEC») and those identified elsewhere in this document, the following factors, among others, could cause actual results to differ materially from forward - looking statements and historical performance: the ability to obtain regulatory approvals and meet other closing conditions to the transaction, including requisite approval by Tesla and SolarCity stockholders, on a timely basis or at all; delay in closing the transaction; the ultimate outcome and results of integrating the operations of Tesla and SolarCity and the ultimate ability to realize synergies and other benefits; business disruption following the transaction; the availability and access, in general, of funds to meet debt obligations and to fund ongoing operations and necessary capital expenditures; and the ability to comply with all covenants in the indentures and credit facilities of Tesla and SolarCity, any violation of which, if not cured in a timely manner, could trigger a default of other obligations under cross-default provisionin this document, the following factors, among others, could cause actual results to differ materially from forward - looking statements and historical performance: the ability to obtain regulatory approvals and meet other closing conditions to the transaction, including requisite approval by Tesla and SolarCity stockholders, on a timely basis or at all; delay in closing the transaction; the ultimate outcome and results of integrating the operations of Tesla and SolarCity and the ultimate ability to realize synergies and other benefits; business disruption following the transaction; the availability and access, in general, of funds to meet debt obligations and to fund ongoing operations and necessary capital expenditures; and the ability to comply with all covenants in the indentures and credit facilities of Tesla and SolarCity, any violation of which, if not cured in a timely manner, could trigger a default of other obligations under cross-default provisionin closing the transaction; the ultimate outcome and results of integrating the operations of Tesla and SolarCity and the ultimate ability to realize synergies and other benefits; business disruption following the transaction; the availability and access, in general, of funds to meet debt obligations and to fund ongoing operations and necessary capital expenditures; and the ability to comply with all covenants in the indentures and credit facilities of Tesla and SolarCity, any violation of which, if not cured in a timely manner, could trigger a default of other obligations under cross-default provisionin general, of funds to meet debt obligations and to fund ongoing operations and necessary capital expenditures; and the ability to comply with all covenants in the indentures and credit facilities of Tesla and SolarCity, any violation of which, if not cured in a timely manner, could trigger a default of other obligations under cross-default provisionin the indentures and credit facilities of Tesla and SolarCity, any violation of which, if not cured in a timely manner, could trigger a default of other obligations under cross-default provisionin a timely manner, could trigger a default of other obligations under cross-default provisions.

On November 22, 2013, the Texas Military Preparedness Commission and Southwest Defense Alliance unanimously passed a joint resolution affirming a partnership of cooperation to preserve, and promote military missions, assets, infrastructures and the defense industrial base in Texas.

Ask your investment advisor or broker to explain their exact professional status, and to detail whether he or she earns a direct commission on any specific stock, bond or fund that winds up in your portfolio based on their advice.

When all is said and done, it seems that firms are recognizing that the best interest contract exemption is the way forward for advisors who wish to continue selling financial products on a commission basis — and that now is the time for preparing for compliance in advance of the applicability date.

The commission was ruling on an appeal by Uber of a labor commissioner's award of about $ 4,000 in expenses to San Francisco - based driver Barbara Ann Berwick, who filed her claim in September.

We sell our units on a continuous basis at initial offering prices of $ 10.00 per Class A unit, $ 9.576 per Class C unit, and $ 9.186 per Class I unit; however, to the extent that our net asset value on the most recent valuation date increases above or decreases below our net proceeds per unit as stated in the Company's prospectus, our board of managers will adjust the offering prices of all classes of units to ensure that no unit is sold at a price, after deduction of selling commissions, dealer manager fees and organization and offering expenses, that is above or below our net asset value per unit as of such valuation date.

Big broker - dealers will seek to serve small balances in individual retirement accounts on a flat - fee and fiduciary basis using developing technology, the report predicts, while insurance companies will have to lower variable annuity expenses and commissions to be in line with other financial products.

In support of Playground Builders, Peekaboo Beans invites Play Stylists to donate a portion of their commission on a monthly / annual basis, and in turn, Peekaboo Beans matches every donatioIn support of Playground Builders, Peekaboo Beans invites Play Stylists to donate a portion of their commission on a monthly / annual basis, and in turn, Peekaboo Beans matches every donatioin turn, Peekaboo Beans matches every donation.

The most effective sales compensation plans will typically have approximately 50 — 80 % of «on - target income» (the amount of total income that should be earned if the sales person meets the basic goals of their job) guaranteed in the form of a salary, with the remaining 20 — 50 % coming as performance - based bonuses or commissions.

The rule requires that distributors of financial products into retirement accounts proceed on the basis of a fiduciary relationship and is aimed at removing potential conflicts of interest in which distributors steer clients into products because of higher commission revenue — unless distributors operate under an exemption.

Results based on ratings in the following categories: Commissions and Fees, Breadth of Investment Choices, Tools, Research, Ease of Use, Mobile, and Advisory.

Plain and simple: as an incoming sales development rep, you'll get the chance to fast track your career in B2B technology sales, plus increase your own income on a monthly basis through your commission plan.

«Based on the record before it, the Commission believes that the significant markets for bitcoin are unregulated,» the SEC said in a statement.

We ranked the online brokerages in our study based on the number of commission free ETFs available through their platform.

Historically, advisors have been compensated for the sale of variable annuity products on a commission basis, which is believed to motivate advisors to recommend products because of their high commission value, rather than because they are in the client's best interests.

I put it in all caps because I do not recommend working with someone who gets a commission based on selling you specific products.

Results based on ratings in the following categories: Total Commissions Score, Breadth of Investment Choices, Tools, Research, Ease of Use, Mobile Access, and Advisory Services.

Based on the above, UKTI commissioned the ECR program in combination with the PIB service to, among other things, allow companies to employ foreign - language - speaking students at U.K. universities and other British institutions of higher learning to address issues related to language and cultural barriers that companies may face in entering particular foreign markets.

Activist investor Carl Icahn plans to nominate a slate of directors for Oklahoma - based SandRidge Energy, he and various investment vehicles said in a filing with the Securities and Exchange Commission on April 4.

like i wrote you in the past, i am based on Israel and using an israeli bank like a broker (~ 13 $ commissions!).

On Monday, for example, news surfaced that the U.S. Securities and Exchange Commission (SEC) filed a complaint against a Dallas - based financial firm seeking to launch what might be the largest initial coin offering (ICO) in history.

In April 2012, JPMC paid $ 20 million to settle claims by the Commodity Futures Trading Commission that the bank improperly extended credit to Lehman Brothers based, in part, on commingled customer funds that it was required to keep separatIn April 2012, JPMC paid $ 20 million to settle claims by the Commodity Futures Trading Commission that the bank improperly extended credit to Lehman Brothers based, in part, on commingled customer funds that it was required to keep separatin part, on commingled customer funds that it was required to keep separate.

While senior sales professionals focus heavily on «total income potential» — meaning they consider performance - based commissions and bonuses heavily in their decision - making — in our experience new graduates are a little more risk averse and often lean toward the biggest salary.

Gannett and Tribune Publishing leadership met in Chicago Thursday, but no progress was made on an unsolicited bid to buy the Chicago - based newspaper chain, according to a Securities and Exchange Commission filing.The meeting, held at the suggestion of...

«The Commission could consider leaving the current income and net worth thresholds in the accredited investor definition in place, but limiting investments for individuals who qualify as accredited investors solely based on those thresholds to a percentage of their income or net worth (e.g., 10 % of prior year income or 10 % of net worth, as applicable, per issuer, in any 12 - month period).»

According to Giancarlo, the $ 31.5 million and 36 FTE increase above the fiscal year 2017 level is justified based on an analysis of areas that will improve efficiency in Commission market structures.

The Commission has the authority to fine companies a sum equivalent to 1 % of annual turnover which, in Facebook's case, could have amounted to $ 276 million based on its reported 2016 revenue total of $ 27.638 billion.

The Toronto - based alternative mortgage lender suffered a run on deposits in April after the Ontario Securities Commission accused it of making materially misleading statements to investors.

A law allowing schools in the UK to hire teachers on the basis of their religion has been upheld by the European Commission.

So eventually they came up with a reform, with liberal laws based on lay - off and dismissal system was agreed in the first commission of the assembly.

On the one hand, this vision, with the commissions in Matthew 28:18 - 20 and Mark 16:15 as its biblical basis, was used to resist the church leaders of the time who argued that if God intended to convert the heathen He would do it without man's help.