Sentences with phrase «on behalf of investors in»

It might seem that TIAA - CREF funds investments on behalf of investors in stocks offered by companies like Boston Properties and Vornado Realty Trust, posing a potential conflict with the TIAA - CREF's real estate activities.

A new class action lawsuit has been filed in the United States District Court Eastern District of New York on behalf of investors in Nano (XRB, formerly Raiblocks), according to a class action complaint signed April 5.

The portion of the action that sought to claim on behalf of investors in the secondary market under Part XXIII.1 of the Ontario Securities Act was dismissed outright.

Former director of Bernard Madoff's London trading entity — claims brought by English and US liquidators seeking to recover funds on behalf of investors in Mr Madoff's Ponzi schemes.

Azzad engages in shareholder advocacy on behalf of investors in accordance with our ethical proxy voting guidelines.

Investor advocate, Mark Elliott — who recently won a class action on behalf of investors in Downer EDI — lodged the claim on behalf of investor John Webster, who will act as «lead plaintiff» in the case on behalf of other investors who join the action.

Not exact matches

The class action, filed in United States District Court, Southern District of New York, and docketed under 18 - cv - 02213, is on behalf of a class consisting of investors who purchased or otherwise acquired BRF American Depositary Receipts («ADRs») between April 4, 2013 and March 2, 2018, both dates inclusive (the «Class Period»), seeking to recover damages caused by Defendants» violations of the federal securities laws and to pursue remedies under Sections 10 (b) and 20 (a) of the Securities Exchange Act of 1934 (the «Exchange Act») and Rule 10b - 5 promulgated thereunder, against the Company and certain of its top officials.

The class action, filed in United States District Court, for the District of Illinois, Eastern Division, is on behalf of a class consisting of investors who purchased or otherwise acquired Akorn's securities between March 1, 2017 through February 26, 2018, both dates inclusive (the «Class Period»), seeking to recover damages caused by defendants» violations of the federal securities laws and to pursue remedies under Sections 10 (b) and 20 (a) of the Securities Exchange Act of 1934 and Rule 10b - 5 promulgated thereunder, against the Company and certain of its top officials.

CASPERSEN and Park Hill Group were working on behalf of Firm - 1 to solicit investors for the loan, but, at some point after Firm - 1 agreed to take the loan, it transpired that Firm - 1 did not need the loan in order to purchase the secondary private equity interests.

ImpactUs, which is registered not as a funding portal but as a broker dealer, launched in April featuring four issuers that had been vetted on behalf of potential investors.

More broadly, the regulatory agencies in the United States and the Financial Stability Board internationally have work under way focusing on possible fire - sale risk associated with the growing share of less liquid bonds held in asset management portfolios on behalf of investors who may be counting on same - day redemption when valuations fall.

Rigrodsky & Long, P.A., with offices in Wilmington, Delaware, Garden City, New York, and San Francisco, California, has recovered hundreds of millions of dollars on behalf of investors and achieved substantial corporate governance reforms in numerous cases nationwide, including federal securities fraud actions, shareholder class actions, and shareholder derivative actions.

Added to the $ 2.95 billion settlement achieved in early January 2018, Pomerantz's recovery on behalf of Petrobras investors has now reached $ 3 billion.

As of March 31, 2018, the firm manages approximately $ 6.317 trillion in assets on behalf of investors worldwide.

Most investors on SeedInvest simply invest in deals as an individual while others invest on behalf of a legal entity (ie.

In Trust For (or ITF) accounts are non-registered plans that allow investors to save on behalf of a child.

You will either have to create a self - directed IRA that allows you to set up your own investment, or invest in the Bitcoin Investment Trust that owns Bitcoins on the behalf of its investors.

Some 70 % of shares in U.S. - listed companies today are held by mutual funds, pension funds, insurance companies, sovereign funds, and other institutional investors, which manage them on behalf of beneficiaries such as households, pensioners, policy holders, and governments.

Beyond that, R2B's statements to prospective investors included claims that the coin would be an «unlimited» growth opportunity following bitcoin's surge in valuation, and that the nature of the investment would be «passive,» requiring no actions on the investor's behalf beyond providing an initial sum.

Carried interest in and of itself is not a bad thing — it incentivizes fund managers to put investors» money to productive use and make sound investment decisions on their behalf (because if the fund doesn't perform well, the manager doesn't receive any carry).

The URF, which owns $ 1.3 billion of US residential properties in the New York area, has attracted some controversy in recent weeks after The Australian Financial Review revealed a KPMG due diligence report conducted on behalf of Evans and Partners showed the fees extracted from investors in the fund accounted for 67 per cent of Dixon's total revenues.

I work in real estate investment (invest on behalf of family offices and high net worth investors), and it recently occurred to me that while you invest in P2P lending, you haven't invested with real estate crowdfunding sites which claim to yield better returns than the ~ 7 % you've achieved via P2P.

Last week, New York City comptroller Scott Stringer called for similar changes in Facebook's board structure on behalf of the city's municipal pension fund, a significant investor in Facebook.

Negotiated a platform joint venture agreement with Morgan Stanley Real Estate Investment Funds on behalf of co - investor / managers for management, development and investment in retail property located in the People's Republic of China and India (venture size of $ 300 million)

The class action, filed in United States District Court, for the Central District of California, and docketed under 17 - cv - 09157, is on behalf of a class consisting of investors who purchased or otherwise acquired Crypto securities, seeking to recover compensable damages caused by defendants» violations of the Securities Exchange Act of 1934.

The class action, filed in United States District Court, Southern District of New York, and docketed under 17 - cv - 09903, is on behalf of a class consisting of investors who purchased or otherwise acquired Qudian's American Depositary Receipts («ADRs») pursuant and / or traceable to Qudian's false and misleading Registration Statement and Prospectus, issued in connection with the Company's initial public offering on or about October 18, 2017 (the «IPO» or the «Offering»), seeking to recover damages caused by Defendants» violations of the Securities Act of 1933 (the «Securities Act»).

In that regard, Poloz has called for caution on behalf of forecasters and investors who may be overzealous to capitalize on this new performance.

As of March 31, 2018, MFS manages US $ 482.2 billion in assets on behalf of individual and institutional investors worldwide.

Global Finance's global awards include our 14th annual listing of the world's best subcustodians, the institutions that most effectively handle securities portfolios in regional and local markets on behalf of global custodians and investors.

In response, Mr. Gross led the vanguard, developing the ground - breaking legal theory of applying common law to individual actions in state court on behalf of large institutional investors who purchased shares on foreign exchangeIn response, Mr. Gross led the vanguard, developing the ground - breaking legal theory of applying common law to individual actions in state court on behalf of large institutional investors who purchased shares on foreign exchangein state court on behalf of large institutional investors who purchased shares on foreign exchanges.

Private class action securities suits on behalf of investors have been a driving force in holding bad actors accountable.

The class action, filed in United States District Court, for the Southern District of New York, and docketed under 18 - cv - 00646, is on behalf of a class consisting of investors who purchased or otherwise acquired Xunlei securities, seeking to recover compensable damages caused by defendants» violations of the Securities Exchange Act of 1934.

You will either have to create a self - directed IRA that allows you to set your own investment, or invest in the Bitcoin Investment Trust that owns Bitcoins on the behalf of its investors.

In the event of a default, PeerStreet will handle the workout process and work on behalf of investors to protect their investment and maximize proceeds.

A Department of Homeland Security watchdog report blasted the agency's No. 2 official for repeatedly intervening on behalf of well - connected participants in an investor - visa program, including Gov. Terry McAuliffe and Tony Rodham, a brother of former Secretary of State Clinton.

The New York State Attorney General's office has weighed - in on behalf of investors, and active share.

While it's true he hasn't detailed his approach in a book of his own — many other authors have attempted to do so on his behalf — he has gotten close via his many letters to investors that accompany Berkshire Hathaway's annual report each year.

In order to turn a projected return figure into a «fair value» number, you have to take the extra step of assuming, on behalf of investors, what level of long - term returns is «fair» - and this is one of the ways that the Fed Model invites absurdity.

* As stated in the prospectus (pdf) dated 5/1/2018 ** Pursuant to an operating expense limitation agreement between Heartland Advisors and Heartland Group, Inc., on behalf of the Fund, Heartland Advisors has agreed to waive its management fees and / or pay expenses of the Fund to ensure that the Fund's total annual fund operating expenses (excluding front - end or contingent deferred sales loads, taxes, leverage, interest, brokerage commissions, expenses incurred in connection with any merger or reorganization, dividends or interest expenses on short positions, acquired fund fees and expenses, or extraordinary expenses) do not exceed 1.25 % of the Fund's average daily net assets for the Investor Class Shares and 0.99 % for the Institutional Class Shares through at least May 1, 2019, and subject to annual re-approval of the agreement by the Board of Directors, thereafter.

However, there are now numerous ETFs that represent a share of gold bullion stored in a vault on behalf of investors.

At Index Fund Advisors, we have repeatedly cautioned investors to avoid getting ensnared in the never - ending pursuit of alpha by either picking stocks or hiring an active manager to pick stocks on their behalf.

Prospective investors are advised to make an investment in any such fund only after carefully considering the risks associated with investing in such funds, as detailed in the offering memorandum, prospectus or similar document that is prepared by or on behalf of the issuer of the investment fund.

FGP invested these donations in its flagship fund, the FGP Canadian Equity Fund, on behalf of the Holland Bloorview Investor Challenge.

On behalf of its clients, Brookfield is also an active investor in the public securities markets, where its experience extends over 30 years.

You will either have to create a self - directed IRA that allows you to set up your own investment, or invest in the Bitcoin Investment Trust that owns Bitcoins on the behalf of its investors.

A NextShares fund may permit cash to be substituted for some or all of the Basket instruments when: (a) the instruments are, for the purchase of a Creation Unit, not available in sufficient quantity; (b) the instruments are not eligible for trading by the Authorized Participant or the investor on whose behalf the Authorized Participant is acting; or (c) a holder of Fund shares investing in foreign instruments would be subject to unfavorable income tax treatment if the holder receives redemption proceeds in kind.

The choice investors have about how their money is invested in any form of pooled investment fund where a fund manager makes investment decisions on the investor's behalf.

A mutual fund accumulates money from investors or financiers and invests that money in shares, bonds, and money market securities on the behalf of the investors.

Asked how much different investing in a thoroughbred is to investing in a stock, mutual fund or company, Klarman said, «In my regular life, I'm a long - term investor, so we make patient, long - term investments on behalf of our clientin a thoroughbred is to investing in a stock, mutual fund or company, Klarman said, «In my regular life, I'm a long - term investor, so we make patient, long - term investments on behalf of our clientin a stock, mutual fund or company, Klarman said, «In my regular life, I'm a long - term investor, so we make patient, long - term investments on behalf of our clientIn my regular life, I'm a long - term investor, so we make patient, long - term investments on behalf of our clients.

This blog series takes Swensen's axiom on taxes and considers the ramifications for Australia's institutional investors, as agents, in managing financial assets on behalf of their principals.