Sentences with phrase «on behalf of investors who»

Mutual fund companies usually assign a fund manager who is given the ability and legal authority to make trades on behalf of the investors who have bought into the pool.

According to fund tracker Morningstar: «A mutual fund is a basket of stocks, bonds or other types of assets that is professionally managed by an investment company on behalf of investors who don't have the time, know - how or resources to buy a diversified collection of individual securities (stocks, bonds etc.) on their own.

Servicers work as intermediaries, handling homeowners» mortgage payments on behalf of investors who own the loans.

More broadly, the regulatory agencies in the United States and the Financial Stability Board internationally have work under way focusing on possible fire - sale risk associated with the growing share of less liquid bonds held in asset management portfolios on behalf of investors who may be counting on same - day redemption when valuations fall.

The lawsuit seeks damages on behalf of investors who acquired Chipotle shares from February 2015 to January 2016.

Not exact matches

The class action, filed in United States District Court, Southern District of New York, and docketed under 18 - cv - 02213, is on behalf of a class consisting of investors who purchased or otherwise acquired BRF American Depositary Receipts («ADRs») between April 4, 2013 and March 2, 2018, both dates inclusive (the «Class Period»), seeking to recover damages caused by Defendants» violations of the federal securities laws and to pursue remedies under Sections 10 (b) and 20 (a) of the Securities Exchange Act of 1934 (the «Exchange Act») and Rule 10b - 5 promulgated thereunder, against the Company and certain of its top officials.

The class action, filed in United States District Court, for the District of Illinois, Eastern Division, is on behalf of a class consisting of investors who purchased or otherwise acquired Akorn's securities between March 1, 2017 through February 26, 2018, both dates inclusive (the «Class Period»), seeking to recover damages caused by defendants» violations of the federal securities laws and to pursue remedies under Sections 10 (b) and 20 (a) of the Securities Exchange Act of 1934 and Rule 10b - 5 promulgated thereunder, against the Company and certain of its top officials.

«We're going to YouTube,» Musk said, referring to the owner of a channel on the video - streaming service who had lobbied the CEO ahead of time for the chance to ask questions on behalf of retail investors.

We include corporate CEOs, the head of the Canadian public pension fund and an activist investor, and the heads of a number of institutional investors who manage money on behalf of a broad range of Americans.

There can be all sorts of answers to those questions, and we'll pursue our discipline on behalf of those who share our full - cycle perspective, but every investor should ask those questions seriously.

The class action, filed in United States District Court, for the Central District of California, and docketed under 17 - cv - 09157, is on behalf of a class consisting of investors who purchased or otherwise acquired Crypto securities, seeking to recover compensable damages caused by defendants» violations of the Securities Exchange Act of 1934.

After a pause, Musk said «We're going to YouTube,» referring to the owner of a channel on the video - streaming service who lobbied the CEO ahead of time for the chance to ask questions on behalf of retail investors.

The class action, filed in United States District Court, Southern District of New York, and docketed under 17 - cv - 09903, is on behalf of a class consisting of investors who purchased or otherwise acquired Qudian's American Depositary Receipts («ADRs») pursuant and / or traceable to Qudian's false and misleading Registration Statement and Prospectus, issued in connection with the Company's initial public offering on or about October 18, 2017 (the «IPO» or the «Offering»), seeking to recover damages caused by Defendants» violations of the Securities Act of 1933 (the «Securities Act»).

In that regard, Poloz has called for caution on behalf of forecasters and investors who may be overzealous to capitalize on this new performance.

In response, Mr. Gross led the vanguard, developing the ground - breaking legal theory of applying common law to individual actions in state court on behalf of large institutional investors who purchased shares on foreign exchanges.

Principals are investors who buy or sell for their own account, rather than on behalf of clients.

The class action, filed in United States District Court, for the Southern District of New York, and docketed under 18 - cv - 00646, is on behalf of a class consisting of investors who purchased or otherwise acquired Xunlei securities, seeking to recover compensable damages caused by defendants» violations of the Securities Exchange Act of 1934.

Investor advocate, Mark Elliott — who recently won a class action on behalf of investors in Downer EDI — lodged the claim on behalf of investor John Webster, who will act as «lead plaintiff» in the case on behalf of other investors who join theInvestor advocate, Mark Elliott — who recently won a class action on behalf of investors in Downer EDI — lodged the claim on behalf of investor John Webster, who will act as «lead plaintiff» in the case on behalf of other investors who join theinvestor John Webster, who will act as «lead plaintiff» in the case on behalf of other investors who join the action.

You spend years as a Naval Officer, tough Federal Prosecutor, and as a lawyer who took on Wall Street on behalf of thousands of defrauded investors, holding company officers accountable by making them pay out of their own pockets.

The suit was commenced against NIB by Standard Bank Offshore Trust Company, which was later substituted by Dominion Corporate Trustees Limited, on behalf of investors, who had purchased promissory notes issued by Eland Ghana Limited and guaranteed by NIB

are a great option for investors since they're a team of experts who have already conducted the due diligence on your behalf.

There can be all sorts of answers to those questions, and we'll pursue our discipline on behalf of those who share our full - cycle perspective, but every investor should ask those questions seriously.

The minimum initial investment for Institutional class shares is $ 1 million; however, it may be modified for certain financial intermediaries who submit trades on behalf of eligible investors.

A financial product of Grayscale, which is owned by Digital Currency Group, GBTC is meant to track the bitcoin market price on behalf of investors, who then don't have to buy and safekeep bitcoins for themselves.