Sentences with phrase «on behalf of its investors by»

Not exact matches

The class action, filed in United States District Court, Southern District of New York, and docketed under 18 - cv - 02213, is on behalf of a class consisting of investors who purchased or otherwise acquired BRF American Depositary Receipts («ADRs») between April 4, 2013 and March 2, 2018, both dates inclusive (the «Class Period»), seeking to recover damages caused by Defendants» violations of the federal securities laws and to pursue remedies under Sections 10 (b) and 20 (a) of the Securities Exchange Act of 1934 (the «Exchange Act») and Rule 10b - 5 promulgated thereunder, against the Company and certain of its top officials.

The class action, filed in United States District Court, for the District of Illinois, Eastern Division, is on behalf of a class consisting of investors who purchased or otherwise acquired Akorn's securities between March 1, 2017 through February 26, 2018, both dates inclusive (the «Class Period»), seeking to recover damages caused by defendants» violations of the federal securities laws and to pursue remedies under Sections 10 (b) and 20 (a) of the Securities Exchange Act of 1934 and Rule 10b - 5 promulgated thereunder, against the Company and certain of its top officials.

But formalized corporate governance is designed to be executed by boards, investors, and government on behalf of the public good, and the active efforts of all three are required.

According to fund tracker Morningstar: «A mutual fund is a basket of stocks, bonds or other types of assets that is professionally managed by an investment company on behalf of investors who don't have the time, know - how or resources to buy a diversified collection of individual securities (stocks, bonds etc.) on their own.

This is the full statement sent by Selene Finance «As a special servicer, Selene services loans on behalf of investors and follows their guidelines to ensure a property is repaired.

Some 70 % of shares in U.S. - listed companies today are held by mutual funds, pension funds, insurance companies, sovereign funds, and other institutional investors, which manage them on behalf of beneficiaries such as households, pensioners, policy holders, and governments.

The class action, filed in United States District Court, for the Central District of California, and docketed under 17 - cv - 09157, is on behalf of a class consisting of investors who purchased or otherwise acquired Crypto securities, seeking to recover compensable damages caused by defendants» violations of the Securities Exchange Act of 1934.

The class action, filed in United States District Court, Southern District of New York, and docketed under 17 - cv - 09903, is on behalf of a class consisting of investors who purchased or otherwise acquired Qudian's American Depositary Receipts («ADRs») pursuant and / or traceable to Qudian's false and misleading Registration Statement and Prospectus, issued in connection with the Company's initial public offering on or about October 18, 2017 (the «IPO» or the «Offering»), seeking to recover damages caused by Defendants» violations of the Securities Act of 1933 (the «Securities Act»).

The class action, filed in United States District Court, for the Southern District of New York, and docketed under 18 - cv - 00646, is on behalf of a class consisting of investors who purchased or otherwise acquired Xunlei securities, seeking to recover compensable damages caused by defendants» violations of the Securities Exchange Act of 1934.

You spend years as a Naval Officer, tough Federal Prosecutor, and as a lawyer who took on Wall Street on behalf of thousands of defrauded investors, holding company officers accountable by making them pay out of their own pockets.

The suit was commenced against NIB by Standard Bank Offshore Trust Company, which was later substituted by Dominion Corporate Trustees Limited, on behalf of investors, who had purchased promissory notes issued by Eland Ghana Limited and guaranteed by NIB

Short sales are normally settled by the delivery of a security borrowed by or on behalf of the investor.

This facility can be availed by existing KYC verified Franklin Templeton investors, resident individuals (including guardians on behalf of minors) and non-resident individuals.

* As stated in the prospectus (pdf) dated 5/1/2018 ** Pursuant to an operating expense limitation agreement between Heartland Advisors and Heartland Group, Inc., on behalf of the Fund, Heartland Advisors has agreed to waive its management fees and / or pay expenses of the Fund to ensure that the Fund's total annual fund operating expenses (excluding front - end or contingent deferred sales loads, taxes, leverage, interest, brokerage commissions, expenses incurred in connection with any merger or reorganization, dividends or interest expenses on short positions, acquired fund fees and expenses, or extraordinary expenses) do not exceed 1.25 % of the Fund's average daily net assets for the Investor Class Shares and 0.99 % for the Institutional Class Shares through at least May 1, 2019, and subject to annual re-approval of the agreement by the Board of Directors, thereafter.

A mutual fund is a portfolio of bonds, stocks, or other investable assets, such as, money market products, that are selected and managed by a professional on behalf of many investors, like yourself.

At Index Fund Advisors, we have repeatedly cautioned investors to avoid getting ensnared in the never - ending pursuit of alpha by either picking stocks or hiring an active manager to pick stocks on their behalf.

Prospective investors are advised to make an investment in any such fund only after carefully considering the risks associated with investing in such funds, as detailed in the offering memorandum, prospectus or similar document that is prepared by or on behalf of the issuer of the investment fund.

A NextShares fund may permit cash to be substituted for some or all of the Basket instruments when: (a) the instruments are, for the purchase of a Creation Unit, not available in sufficient quantity; (b) the instruments are not eligible for trading by the Authorized Participant or the investor on whose behalf the Authorized Participant is acting; or (c) a holder of Fund shares investing in foreign instruments would be subject to unfavorable income tax treatment if the holder receives redemption proceeds in kind.

Research conducted by YouGov on behalf of digital wealth manager Scalable Capital, has found that investors still don't understand the reality of investment risk, ten years on from the global financial crisis.

Discretionary portfolios opened on behalf of an investor and overseen by an appointed asset manager.

The services to be provided by Recipients may include, but are not limited to, the following: assistance in the offering and sale of Fund shares and in other aspects of the marketing of the shares to clients or prospective clients of the respective recipients; answering routine inquiries concerning the Funds; assisting in the establishment and maintenance of accounts or sub-accounts in the Funds and in processing purchase and redemption transactions; making the Funds» investment plan and shareholder services available; and providing such other information and services to investors in shares of the Funds as the Distributor or the Trust, on behalf of the Funds, may reasonably request.

Management Rights are very popular in Queensland and smaller accommodation complexes are run by couples that purchase a unit in the building along with the business rights to manage the balance of the strata titled holiday apartments on behalf of the property investors as holiday letting accommodation.

But there is a growing argument — most notably by Pope Francis in his encyclical on the climate and his speech to the U.S. Congress — that dealing with climate change is a moral obligation, said Tim Smith, senior vice president of Boston - based Walden Asset Management, which promotes environmental, social and corporate responsibility on behalf of investors.

Such an institute could provide a single bargaining agency on behalf of all lawyers in Canada, by which to obtain the automation of routine legal services, and not have to endure ownership by a commercial investor to get it, as proposed by the ABS investors.

Enid Investors Corporation v IBRC Ltd (2012) Instructed on behalf of a noteholder seeking to challenge the validity of a substantial debt restructuring carried out by Anglo - Irish Bank.

A Canadian accounting firm, Schwartz Levitsky Feldman («SLF»), had provided a clean audit opinion regarding the company as part of the private placement and was sued for alleged negligence and misrepresentations in its audit report by the one Ontario - based investor, Excalibur, on behalf of a proposed global class comprised of all worldwide investors.

Former director of Bernard Madoff's London trading entity — claims brought by English and US liquidators seeking to recover funds on behalf of investors in Mr Madoff's Ponzi schemes.

Often negotiated at a time when the investment vehicle has no outstanding debt, sometimes the buy - sell provision contemplates only a disengagement of the parties» equity interests, but fails to cover off adequately other «investments» that may be made by investors on behalf of the business.

I'm tempted to list some of the huger mistakes that courts have made, ranging from the RIM saga [of which the New Yorker has a great piece today] and the collapse of the BCCI brought by Deloittes on behalf of BCCI investors against the Bank of England, which collapsed after 12 years... [more]

Experts believe that this first - in - two - months fall can be explained by «normal» consolidation of profits on behalf of traders and investors.

A financial product of Grayscale, which is owned by Digital Currency Group, GBTC is meant to track the bitcoin market price on behalf of investors, who then don't have to buy and safekeep bitcoins for themselves.

ACTUAL «CASE HISTORIES»: For many years I have counseled and negotiated on behalf of employees when their employers (a) are being purchased by Private Equity investors, (b) are owned by Private Equity investors, and (c) are being sold by Private Equity investors.

Capri Capital Partners LLC, on behalf of Capri Urban Investors LLC, formed a joint venture partnership with JBG Urban LLC, an entity jointly - owned by The JBG Cos. and MacFarlane Partners, to acquire a majority interest in North Bethesda Market in North Bethesda, Md., for $ 200 million.

HFF worked to secure a fixed - rate loan through New York Life Insurance Co. and New York State Teachers Retirement System on behalf of institutional investors advised by J.P. Morgan Asset Management and Samuels & Associates.

HFF worked on behalf of a joint venture between a subsidiary of a fund managed by Oaktree Capital Management, L.P. («Oaktree») and ScanlanKemperBard Companies, to arrange an adjustable - rate loan through Latitude Management Real Estate Investors, Inc..

The key to our success lies in taking control of the entire process for our investors by acquiring and renovating - or more and more, building from the ground up - properties that our in - house management company then takes care of on our investors» behalf.

It might seem that TIAA - CREF funds investments on behalf of investors in stocks offered by companies like Boston Properties and Vornado Realty Trust, posing a potential conflict with the TIAA - CREF's real estate activities.

Blackstone Real Estate Partners VII, a real estate fund managed by Blackstone on behalf of its investors, will own 95 percent of the common equity of the joint venture and an affiliate of DDR will own the remaining 5 percent.

As PREI is the part of the Prudential Insurance Co. of America that invests on behalf of pension fund clients, it sought professional management of the properties that were now owned by its institutional investors.

Working on behalf of a partnership of investors advised by JP Morgan Asset Management and IDI Logistics, Cushman & Wakefield secured the loan for the refinancing of eight properties located in Illinois, Ohio, Texas and California.