Sentences with phrase «on common stock holdings»

The study emphasizes controlling for any self - selection bias associated with the type of investors who seek advice, and focuses on common stock holdings to avoid any conflicts associated with mutual fund incentives.
The study emphasizes controlling for any self - selection bias associated with the type of investors who seek advice, and focuses on common stock holdings to avoid any conflicts associated with mutual fund incentives.

Not exact matches

Under the terms of the merger agreement, Dell stockholders will receive $ 13.75 in cash for each share of Dell common stock they hold, plus payment of a special cash dividend of $ 0.13 per share to stockholders of record as of the close of business on Oct. 28, 2013, for total consideration of $ 13.88 per share in cash.
The number of shares of our common stock to be issued in connection with our corporate reorganization and upon exchange of the exchangeable shares of Lulu Canadian Holding, Inc. depends in part on the initial offering price and the date of our corporate reorganization.
The number of shares of our common stock to be issued in connection with our corporate reorganization and upon exchange of the exchangeable common stock of Lulu Canadian Holding depends in part on the initial offering price and the date of our corporate reorganization.
q Proxy Solicited by the Board of Directors for the Annual Meeting of Stockholders — April 26, 2016 Virginia M. Rometty, Martin J. Schroeter, Michelle M. Browdy and Christina M. Montgomery, or any of them with the power of substitution, are hereby appointed Proxies of the undersigned to vote all common stock of International Business Machines Corporation owned on the record date by the + undersigned at the Annual Meeting of Stockholders to be held in the Savannah International Trade & Convention Center, One International Drive, Hutchinson Island, Savannah, Georgia 31402, at 10 a.m. on Tuesday, April 26, 2016, or any adjournment or postponement thereof.
THIS CARD WILL ALSO BE USED TO PROVIDE VOTING INSTRUCTIONS TO THE TRUSTEE FOR ANY SHARES OF COMMON STOCK OF INTERNATIONAL BUSINESS MACHINES CORPORATION HELD IN THE IBM STOCK FUND INVESTMENT ALTERNATIVE UNDER THE IBM 401 (k) PLUS PLAN ON THE RECORD DATE, AS SET FORTH IN THE NOTICE OF 2016 ANNUAL MEETING AND PROXY STATEMENT.
The Firefighters» Pension System of the City of Kansas City, Missouri, Trust, 414 East 12th Street, Kansas City, MO 64106, which held 100 shares of our common stock on November 7, 2008; along with the following co-filers: Miami Fire Fighters» Relief and Pension Fund, 2980 N.W. South River Drive, Miami, FL 33125 - 1146, which held 10,785 shares of our common stock on November 8, 2008; and the City of Philadelphia Public Employees Retirement System, Two Penn Center Plaza, 16th Floor,
We have made the proxy materials available to you over the internet or, in some cases, mailed you paper copies of these materials because the Board is soliciting your proxy to vote your shares of our common stock at the annual meeting to be held on Tuesday, April 27, 2010 or at any adjournments or postponements of this meeting.
If an entity or arrangement treated as a partnership for U.S. federal income tax purposes holds shares of our common stock, the tax treatment of a person treated as a partner generally will depend on the status of the partner and the activities of the partnership.
The New York City Employees» Retirement System; the New York City Fire Department Pension Fund; the New York City Teachers» Retirement System; the New York City Police Pension Fund; and the New York Board of Education Retirement System, as joint filers (NYC Retirement System), c / o The City of New York, Officer of the Comptroller, 633 Third Avenue, 31st Floor, New York, New York 10017, which in the aggregate held 12,707,578 shares of common stock on November 15, 2011, the New York State Common Retirement Fund, whose address is the same as that of the NYC Retirement System, which held 19,560,008 shares of common stock on November 22, 2011, and the Illinois State Board of Investment on behalf of the State Employees» Retirement System of Illinois, c / o 180 N. LaSalle Street, Suite 2015, Chicago, Illinois 60601, which in the aggregate held 928,927 shares of common stock on November 18, 2011, the Judges» Retirement System of Illinois and the General Assembly Retirement System of Illinois, as co-filers, intend to submit a resolution to stockholders for approval at the annual mecommon stock on November 15, 2011, the New York State Common Retirement Fund, whose address is the same as that of the NYC Retirement System, which held 19,560,008 shares of common stock on November 22, 2011, and the Illinois State Board of Investment on behalf of the State Employees» Retirement System of Illinois, c / o 180 N. LaSalle Street, Suite 2015, Chicago, Illinois 60601, which in the aggregate held 928,927 shares of common stock on November 18, 2011, the Judges» Retirement System of Illinois and the General Assembly Retirement System of Illinois, as co-filers, intend to submit a resolution to stockholders for approval at the annual meCommon Retirement Fund, whose address is the same as that of the NYC Retirement System, which held 19,560,008 shares of common stock on November 22, 2011, and the Illinois State Board of Investment on behalf of the State Employees» Retirement System of Illinois, c / o 180 N. LaSalle Street, Suite 2015, Chicago, Illinois 60601, which in the aggregate held 928,927 shares of common stock on November 18, 2011, the Judges» Retirement System of Illinois and the General Assembly Retirement System of Illinois, as co-filers, intend to submit a resolution to stockholders for approval at the annual mecommon stock on November 22, 2011, and the Illinois State Board of Investment on behalf of the State Employees» Retirement System of Illinois, c / o 180 N. LaSalle Street, Suite 2015, Chicago, Illinois 60601, which in the aggregate held 928,927 shares of common stock on November 18, 2011, the Judges» Retirement System of Illinois and the General Assembly Retirement System of Illinois, as co-filers, intend to submit a resolution to stockholders for approval at the annual mecommon stock on November 18, 2011, the Judges» Retirement System of Illinois and the General Assembly Retirement System of Illinois, as co-filers, intend to submit a resolution to stockholders for approval at the annual meeting.
On July 23, 2014, we entered into an Amended and Restated Investors» Rights Agreement, or IRA, with certain holders of our common stock and the holders of our outstanding convertible preferred stock, including Yahoo!, Teradata, entities affiliated with Benchmark and Index Ventures and Hewlett - Packard Company, which each hold more than five percent of our outstanding capital stock.
Norges Bank Investment Management, a division of Norges Bank, the central bank of the Government of Norway, P.O. Box 1179 Sentrum, 0107 Oslo, Norway, which held on November 22, 2011, shares of common stock having a market value of at least $ 2,000, intends to submit a resolution to stockholders for approval at the annual meeting.
NHF shareholders received one share of NXRT common stock for every three NHF common shares held on the Record Date.
The table above does not include (i) 5,952,917 shares of Class A common stock reserved for issuance under our 2015 Incentive Award Plan (as described in «Executive Compensation — New Employment Agreements and Incentive Plans»), consisting of (x) 2,689,486 shares of Class A common stock issuable upon exercise of options to purchase shares of Class A common stock granted on the date of this prospectus to our directors and certain employees, including the named executive officers, in connection with this offering as described in «Executive Compensation — Director Compensation» and «Executive Compensation — New Equity Awards,» and (y) 3,263,431 additional shares of Class A common stock reserved for future issuance and (ii) 24,269,792 shares of Class A common stock issuable to the Continuing SSE Equity Owners upon redemption or exchange of their LLC Interests as described in «Certain Relationships and Related Party Transactions — SSE Holdings LLC Agreement.»
Georgeson Inc. will distribute proxy materials to banks, brokers, and other nominees for forwarding to beneficial owners, may solicit proxies by personal interview, mail, telephone, and electronic communications, and will request brokerage houses and other custodians, nominees, and fiduciaries to forward soliciting materials to the beneficial owners of the common stock held on the record date by such persons.
After payment of the full liquidation preference of the Series A, Series A-1, Series B, and Series C, the entire remaining amounts legally available for distribution will be distributed to the holders of our common stock pro rata based on the number of shares held by each holder.
Provided, however, that an incentive stock option held by a participant who owns more than 10 % of the total combined voting power of all classes of our stock, or of certain of our parent or subsidiary corporations, may not have a term in excess of five years and must have an exercise price of at least 110 % of the fair market value of our common stock on the grant date.
If you own common stock in street name and do not either provide voting instructions or vote at the Annual Meeting, the institution that holds your shares may nevertheless vote your shares on your behalf with respect to the ratification of the appointment of Ernst & Young LLP as our independent auditors for the fiscal year ending December 31, 2018, but can not vote your shares on any other matters being considered at the meeting.
If shares of our common stock are held on your behalf in a brokerage account or by a bank or other nominee, you are considered to be the beneficial owner of shares that are held in «street name,» and the Notice was forwarded to you by your broker or nominee, who is considered the stockholder of record with respect to those shares.
On [●], 2015, the distribution date, each HP Co. stockholder will receive [●] share [s] of Hewlett Packard Enterprise common stock for each HP Co. common share held at the close of business on the record date for the distribution, as described beloOn [●], 2015, the distribution date, each HP Co. stockholder will receive [●] share [s] of Hewlett Packard Enterprise common stock for each HP Co. common share held at the close of business on the record date for the distribution, as described beloon the record date for the distribution, as described below.
On June 14, 2017, the Company transferred an aggregate of 129,238 shares of common stock of its parent company Croe, held in treasury by the Company, to certain officers and consultants of the Company in exchange for their services in connection with the Transaction, valued at $ 258,476 based on the fair value of the shares on the measurement datOn June 14, 2017, the Company transferred an aggregate of 129,238 shares of common stock of its parent company Croe, held in treasury by the Company, to certain officers and consultants of the Company in exchange for their services in connection with the Transaction, valued at $ 258,476 based on the fair value of the shares on the measurement daton the fair value of the shares on the measurement daton the measurement date.
If you own shares of FedEx common stock through the FedEx employee stock purchase plan or any FedEx or subsidiary benefit plan, you can direct the record holder or the plan trustee to vote the shares held in your account in accordance with your instructions by completing the proxy card and returning it in the enclosed envelope or by registering your instructions via the Internet or telephone as directed on the proxy card.
A common mistake is to fixate on the gold being stored in LBMA and COMEX inventories, as if these publicly - reported warehouse stocks represented the total amount of privately - held gold in saleable form.
The attractive valuation of stocks relative to bonds became a widely held belief after Edgar Lawrence Smith published a book in 1924 on stock market valuation, Common Stocks as Long Term Investstocks relative to bonds became a widely held belief after Edgar Lawrence Smith published a book in 1924 on stock market valuation, Common Stocks as Long Term InvestStocks as Long Term Investments.
On the distribution date each Marriott International shareholder will receive one share of Marriott Vacations Worldwide common stock for every ten shares of Marriott International Class A common stock held by such shareholder on the record datOn the distribution date each Marriott International shareholder will receive one share of Marriott Vacations Worldwide common stock for every ten shares of Marriott International Class A common stock held by such shareholder on the record daton the record date.
Dell stockholders will receive $ 13.65 in cash for each share of Dell common stock they hold, representing a 25 % premium over Dell's closing share price of $ 10.88 on Jan. 11, the last trading day before rumors of a possible sale began.
Stockholders who hold Barnes & Noble common stock on the record date will receive a book - entry account statement reflecting their ownership of BNED common stock or their brokerage account will be credited with the BNED shares.
AFG is a Fortune 500 holding company whose common stock is listed on the New York Stock Exchstock is listed on the New York Stock ExchStock Exchange.
One of the most common is to hold off on buying stocks «until things settle down.»
The best stocks to hold in your portfolio all have one thing in common: They give you reason to believe they might be worth holding on to indefinitely.
Here are some key blue chip investment tips that will help you build a stock portfolio for maximum returns The best stocks to hold in your portfolio all have one thing in common: They give you reason to believe they might be worth holding on to... Read More
TAVF remains reluctant to hold the common stocks of highly leveraged holding companies whose principal assets, on a parent company basis, are the common stocks of highly leveraged, highly regulated subsidiaries.
Under its mandate, DODFX is allowed to hold common stocks, preferred stocks, convertible bonds as well as warrants / options on the «right to buy» certain international stocks.
BofI Holding, Inc.'s common stock is listed on the NASDAQ Global Select Market under the ticker symbol BOFI and is a component of the Russell 2000 ® Index and the S&P SmallCap 600 ® Index.
The Company expects to begin making this distribution on May 20, 2010 to all stockholders of record as of the close of business on May 3, 2010, including the Depository Trust Company, which is the entity that holds the Company's common stock for stockholders who own shares through a broker.
For each share of common stock held on August 15, 2011 one warrant was issued.
Brokers, banks or other nominees who hold shares of our common stock in street name for a customer who is the beneficial owner of those shares may not exercise voting authority on the customer's shares with respect to the actions proposed in this proxy statement without specific instructions from the customer.
HAUPPAUGE, N.Y. --(BUSINESS WIRE)-- TSR, INC., (NASDAQ: TSRI) a provider of computer programming consulting services, announced today that it received notice from The NASDAQ Stock Market stating that for 30 consecutive business days the Company's common stock had not maintained a minimum market value of publicly held shares («MVPHS») of $ 5,000,000 as required for continued inclusion on the Nasdaq Global MaStock Market stating that for 30 consecutive business days the Company's common stock had not maintained a minimum market value of publicly held shares («MVPHS») of $ 5,000,000 as required for continued inclusion on the Nasdaq Global Mastock had not maintained a minimum market value of publicly held shares («MVPHS») of $ 5,000,000 as required for continued inclusion on the Nasdaq Global Market.
Further, a shareholder would increase his cost basis for common stock held insofar as a corporation retains earnings on which corporate taxes have been paid.
Under its mandate, DODGX is allowed to hold common stocks, preferred stocks, convertible bonds as well as warrants / options on the right to buy certain large - and mid-cap stocks.
A common strategy is to double up on a stock position with the advanced knowledge that the investor will sell the lot or shares that have a loss and hold the others to maintain exposure in the investment.
After the Company ceases trading on the Nasdaq Global Market as a result of such suspension, shares of the Company's common stock held in street name with brokers may be traded in the over-the-counter market on an electronic bulletin board established for unlisted securities such as the OTC Bulletin Board or the Pink Sheets.
The S&P 500 Index is a broad - based, unmanaged measurement of changes in stock market conditions based on the average of 500 widely held common stocks.
But what about not just being on the same side, but also being able to invest in the single largest holding in the common stock portfolio of his company?
Davis Polk advised the underwriter in connection with the SEC - registered offering of 4,179,678 shares of common stock of OneMain Holdings, Inc. sold by Springleaf Financial Holdings, LLC on behalf of an affiliate of American International Group, Inc..
Davis Polk advised Ultra Clean Holdings, Inc. on its SEC - registered follow - on public offering of 4,761,905 shares of common stock for an aggregate price to the public of approximately $ 100 million.
Metropolitan Bank Holding's common stock is traded on the New York Stock Exchange under the symbol «MCB.&rstock is traded on the New York Stock Exchange under the symbol «MCB.&rStock Exchange under the symbol «MCB.»
In September 2016, Waller guided CapStar Financial Holdings, a long - time firm client, through its offering of approximately 3 million shares of the company's common stock, which are now traded on the Nasdaq under the ticker symbol CSTR.
The aggregate market value of the voting and nonvoting common equity held by non-affiliates of eXp Realty International Corporation was $ 2,329,987 based on 6,753,586 shares of common stock held by non-affiliates and last sales price prior to June 30, 2014, being $ 0.345 per share.
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