Sentences with phrase «on compliance from»

As a result, banks are constantly paying for legal advice on compliance from a variety of law firms.

Not exact matches

From a legal and regulatory standpoint, sanction - busting and lax regulatory compliance are very different sins than intellectual property theft and discriminatory trade polices (which Trump often cites as the main justifications for his threat to impose tariffs on Chinese imports).

Important factors that could cause actual results to differ materially from those reflected in such forward - looking statements and that should be considered in evaluating our outlook include, but are not limited to, the following: 1) our ability to continue to grow our business and execute our growth strategy, including the timing, execution, and profitability of new and maturing programs; 2) our ability to perform our obligations under our new and maturing commercial, business aircraft, and military development programs, and the related recurring production; 3) our ability to accurately estimate and manage performance, cost, and revenue under our contracts, including our ability to achieve certain cost reductions with respect to the B787 program; 4) margin pressures and the potential for additional forward losses on new and maturing programs; 5) our ability to accommodate, and the cost of accommodating, announced increases in the build rates of certain aircraft; 6) the effect on aircraft demand and build rates of changing customer preferences for business aircraft, including the effect of global economic conditions on the business aircraft market and expanding conflicts or political unrest in the Middle East or Asia; 7) customer cancellations or deferrals as a result of global economic uncertainty or otherwise; 8) the effect of economic conditions in the industries and markets in which we operate in the U.S. and globally and any changes therein, including fluctuations in foreign currency exchange rates; 9) the success and timely execution of key milestones such as the receipt of necessary regulatory approvals, including our ability to obtain in a timely fashion any required regulatory or other third party approvals for the consummation of our announced acquisition of Asco, and customer adherence to their announced schedules; 10) our ability to successfully negotiate, or re-negotiate, future pricing under our supply agreements with Boeing and our other customers; 11) our ability to enter into profitable supply arrangements with additional customers; 12) the ability of all parties to satisfy their performance requirements under existing supply contracts with our two major customers, Boeing and Airbus, and other customers, and the risk of nonpayment by such customers; 13) any adverse impact on Boeing's and Airbus» production of aircraft resulting from cancellations, deferrals, or reduced orders by their customers or from labor disputes, domestic or international hostilities, or acts of terrorism; 14) any adverse impact on the demand for air travel or our operations from the outbreak of diseases or epidemic or pandemic outbreaks; 15) our ability to avoid or recover from cyber-based or other security attacks, information technology failures, or other disruptions; 16) returns on pension plan assets and the impact of future discount rate changes on pension obligations; 17) our ability to borrow additional funds or refinance debt, including our ability to obtain the debt to finance the purchase price for our announced acquisition of Asco on favorable terms or at all; 18) competition from commercial aerospace original equipment manufacturers and other aerostructures suppliers; 19) the effect of governmental laws, such as U.S. export control laws and U.S. and foreign anti-bribery laws such as the Foreign Corrupt Practices Act and the United Kingdom Bribery Act, and environmental laws and agency regulations, both in the U.S. and abroad; 20) the effect of changes in tax law, such as the effect of The Tax Cuts and Jobs Act (the «TCJA») that was enacted on December 22, 2017, and changes to the interpretations of or guidance related thereto, and the Company's ability to accurately calculate and estimate the effect of such changes; 21) any reduction in our credit ratings; 22) our dependence on our suppliers, as well as the cost and availability of raw materials and purchased components; 23) our ability to recruit and retain a critical mass of highly - skilled employees and our relationships with the unions representing many of our employees; 24) spending by the U.S. and other governments on defense; 25) the possibility that our cash flows and our credit facility may not be adequate for our additional capital needs or for payment of interest on, and principal of, our indebtedness; 26) our exposure under our revolving credit facility to higher interest payments should interest rates increase substantially; 27) the effectiveness of any interest rate hedging programs; 28) the effectiveness of our internal control over financial reporting; 29) the outcome or impact of ongoing or future litigation, claims, and regulatory actions; 30) exposure to potential product liability and warranty claims; 31) our ability to effectively assess, manage and integrate acquisitions that we pursue, including our ability to successfully integrate the Asco business and generate synergies and other cost savings; 32) our ability to consummate our announced acquisition of Asco in a timely matter while avoiding any unexpected costs, charges, expenses, adverse changes to business relationships and other business disruptions for ourselves and Asco as a result of the acquisition; 33) our ability to continue selling certain receivables through our supplier financing program; 34) the risks of doing business internationally, including fluctuations in foreign current exchange rates, impositions of tariffs or embargoes, compliance with foreign laws, and domestic and foreign government policies; and 35) our ability to complete the proposed accelerated stock repurchase plan, among other things.

Canada's digital privacy laws should focus on preventing «concrete harm,» not abstract concepts of autonomy and human dignity, and should minimize the compliance burden on businesses, according to a new report from the Macdonald - Laurier Institute for Public Policy.

But compliance with the law is unlikely to win a company kudos from very many observers, focused as they are on the «above - and - beyond» stuff normally associated with Corporate Social Responsibility.

Included in the press release are parts of six e-mails obtained from the CBSA (download these documents), along with a CBSA Ruling and three trade compliance verifications, that lay out the group's case that the CBSA retroactively imposed an end use certificate requirement on these goods.

But compliance by OPEC and non-OPEC together is expected to rise in March from February's level of 94 percent, Kuwaiti Oil Minister Essam al - Marzouq said on Monday.

While people can buy fractions of Bitcoin in increments of as little as $ 1 on cryptocurrency exchanges, institutional investors have largely been barred from those venues owing to fiduciary and compliance requirements around custody of assets.

Actual results and the timing of events could differ materially from those anticipated in the forward - looking statements due to these risks and uncertainties as well as other factors, which include, without limitation: the uncertain timing of, and risks relating to, the executive search process; risks related to the potential failure of eptinezumab to demonstrate safety and efficacy in clinical testing; Alder's ability to conduct clinical trials and studies of eptinezumab sufficient to achieve a positive completion; the availability of data at the expected times; the clinical, therapeutic and commercial value of eptinezumab; risks and uncertainties related to regulatory application, review and approval processes and Alder's compliance with applicable legal and regulatory requirements; risks and uncertainties relating to the manufacture of eptinezumab; Alder's ability to obtain and protect intellectual property rights, and operate without infringing on the intellectual property rights of others; the uncertain timing and level of expenses associated with Alder's development and commercialization activities; the sufficiency of Alder's capital and other resources; market competition; changes in economic and business conditions; and other factors discussed under the caption «Risk Factors» in Alder's Annual Report on Form 10 - K for the fiscal year ended December 31, 2017, which was filed with the Securities and Exchange Commission (SEC) on February 26, 2018, and is available on the SEC's website at www.sec.gov.

Just 7 percent of sponsored posts from the top 50 most followed celebrities on Instagram are in compliance with the FTC's guidelines, according to a new study.

These cost savings are substantially derived from foregone on - going compliance requirements related to the transition notice requirements for the BIC Exemption and the Principal Transactions Exemption, data collection to demonstrate satisfaction of fiduciary requirements, and retention of data to demonstrate the satisfaction of Start Printed Page 16915conditions of the exemption during the Transition Period.

Critics say it would impose heavy burdens on small online retailers, who could face compliance issues and varying tax rates in states far from their base of operations.

However, due to lack of systematic evidence on the portion of compliance activities that have already been undertaken, thus rendering the associated costs sunk, the Department is unable to quantify the potential change in start - up costs that would result from a delay in the applicability date and elimination of the transition disclosure requirement.

The digital currency exchange hires its first Chief Compliance Officer from PayPal and new Director to focus on U.S. operations.

«My staff is prepared to help people to comply; compliance is going to be the mode that we're going to be in from now on.»

In addition to guidance from tax agencies, legislators must also be up to speed on changes to the law needed to support tax compliance and not hinder positive advancement of new technologies.

In the case of Canadian corporations that have modelled their anti-corruption compliance programs based on U.S. precedents, the elimination of the exception for facilitation payments will compel departing from the U.S. model if this exception is contained in the compliance program.

No question, as I stressed on the show, compliance with Dodd - Frank is far from costless, as any banking executive will readily tell you.

Combining investment research and portfolio management with direct client relationships, Mr. Roberts also served as the firm's Chief Compliance Officer from 2004 - 2016 and represents KF investors as a director or observer on the boards of several private venture companies.

If you choose to access this website from a location other than Canada, you do so on your own initiative, and you are responsible for compliance with any applicable local laws.

Andrew is our CFO and came on the team after a long career on Wall St.. He's been transformed into a «car guy» and brings a vast knowledge base not only from finance and operations, but also from compliance with an intimate knowledge of securitization methodologies on consumer loan portfolios.

Even then, compliance with the Best Interest Contract Exemption (BICE) is simplified until the full requirements take effect on Jan. 1, 2018, over a year and a half from now.»

Working on our own or in cooperation with our other practice groups, our clients benefit from our experience to ensure they are in compliance with all applicable immigration laws.

Included in the press release are parts of six emails obtained from the CBSA (download these documents), along with a CBSA Ruling and three trade compliance verifications, that lay out the group's case that the CBSA retroactively imposed an end - use certificate requirement on these goods.

The executives» corner - cutting on compliance adds to the embarrassment and regulatory headaches for Zurich - based Credit Suisse, which has had to pay billions of dollars of fines to U.S. authorities in recent years over a wide range of allegations, including mis - selling of mortgage - backed securities, deficiencies in its anti-money-laundering program, front - running clients on foreign - exchange trades and violating U.S. sanctions by secretly funneling money from Iran through American banks.

Accordingly, those persons who choose to access the Help Scout Service from other locations do so on their own initiative and are solely responsible for compliance with local laws, if and to the extent local laws are applicable.

Mindful that a government which sidesteps its own laws in attacking lawyers and writers who stray from official orthodoxy may also be tempted to ignore local and international legal standards on trade, we should continue to emphasize legal compliance.

Ranking algorithm is based on qualitative measures derived from telephone and in - person interviews and surveys: service models, investing process, client retention, industry experience, review of compliance records, firm nominations, etc.; and quantitative criteria, such as assets under management and revenue generated for their firms.

The Board also noted the annual review of compliance with its policy on management of potential conflicts of interest arising from the Bank's commercial activities.

CBA will appoint an independent reviewer to be approved by APRA to report to the regulator every three months from September on the bank's compliance with the EU.

Amid OPEC supply compliance, WTI markets are focusing on dwindling inflow of Crude from Canada to Cushing due to limited accommodation on the Keystone pipeline.The disruption is providing a fillip to WTI prices while the stronger dollar has Brent prices falling and narrowing the WTI - Brent spread.

The official's comments helped to boost oil prices today, especially as they came on the heels of comments from Iran's Oil Minister, Bijan Zanganeh, who said Monday that compliance with the cuts among OPEC members was improving and the market was returning to balance.

PNC's Shanghai office is prohibited from engaging in any form of operational business activities in compliance with the People's Republic of China on Administration of Foreign - funded Banks released by the State Council.

See also «RCA Symposium Offers Perspectives from Regulators and Industry Experts on 2014 Examination and Enforcement Priorities, Fund Distribution Challenges, Conducting Risk Assessments, Compliance Best Practices and Administrator Shadowing (Part Three of Three),» The Hedge Fund Law Report, Vol.

For additional commentary from the FCA, see «FCA Director Emphasizes Regulator's Focus on Firm's Culture of Compliance» (Jul. 21, 2016); and «FCA Enforcement Director Emphasizes Responsibilities Under Senior Managers Regime» (Jun. 2, 2016).

This article is the third in a three - part series discussing practical insights from a recent presentation on insider trading and compliance priorities by K&L Gates partners Michael W. McGrath, Carolyn A. Jayne and Nicholas S. Hodge.

For more on due diligence from the Regulatory Compliance Association, see «RCA Session Covers Transparency, Liquidity and Most Favored Nation Provisions in Hedge Fund Side Letters, and Due Diligence Best Practices,» The Hedge Fund Law Report, Vol.

Second, detractors say that the Lightning Network is destined to become centralized to some degree, with predictions of «supernodes» that would have an undue influence on the network — such as requiring identification from users for compliance with KYC / AML laws.

In conjunction with the release of the new legal and compliance dataset, DiscoverOrg is hosting a free «Selling to Legal» panel discussion and dinner with legal operations executives from leading companies on January 30th during Legalweek New York.

Accenture FinTech accelerator program shortlist start - ups to focus on regulatory compliance with help from banks and insurers... continued

A number of sessions focus on food safety, including «Enhancing Your Culture of Food Safety and Public Health» and «Taking Your Operation from Food Safety Compliance to Food Safety Culture» on May 21 to «Why Large Businesses Can No Longer Afford to Ignore Advanced Food Safety Technologies» on May 22.

Our experienced trainers are recruited from the food manufacturing industry, and we pride ourselves on our practical approach to finding workable solutions to food safety and compliance challenges.

Survey results are presented from more than 100 food processors on their preparations for compliance with the Food Safety Modernization Act.

During this 60 - minute recorded webinar, presented by Ian Ciesniewski from Mettler Toledo and Ed Szczesny, Quality Assurance expert from Rhodes Pharmaceuticals, viewers will learn about all aspects of calibration, verification, and routine testing necessary to ensure quality and USP and GLP / GMP compliance, with a focus on laboratory weighing instruments.

Anecdotal evidence from many producers reveals that such costs and compliance, and at times heavy - handed enforcement, has a crushing and at times terminal effect on viability.

Risk management — including solutions for security, safety, compliance and quality.Visitors from manufacturing companies can take a self - guided tour on the stand, join a whiteboard session or discuss their issues with Rockwell Automation specialists.

Ranging from a «5 - egg» to a «1 - egg» rating, the producer's score is dependent on the quality of hen laying housing conditions, compliance in meeting USDA expectations and organic standards, as well as the organization's transparency in releasing information surrounding their egg production practices.

Prize winners attendance at the relevant show is subject to their compliance with the ticketing terms and conditions which are located at: http://www.marshall-arts.com/general/ticket-conditions-of-issue-and-sale.html and to the relevant venue's terms and conditions which are available on request from the venue.

Plants must come from a licensed nursery that has been inspected and must be clearly labelled as plant material and have proof of their nursery certification, inspections and agricultural compliance agreements on the outside of the shipping boxes.

Those who choose to access the site from other locations do so on their own initiative and are responsible for compliance with applicable local laws.