Sentences with phrase «on convertible securities»

A fund focused on convertible securities from a pioneer in convertible investing.

Convertible Auction Rate Preferred Stock - a convertible auction rate preferred stock is a certain type of an auction related preferred stock that can be converted into shares of the underlying security an underlying security is a commodity or security, which is subject to delivery when an option is exercised on a convertible security.

a longer term on the convertible security to increase the option value 5.

Not exact matches

Convertible bonds are securities that pay interest, but give the bondholders the right to convert them to equity shares; they're basically a way to bet on the growth potential of a company without taking the risk of buying common shares.

We trade all fixed income assets, with a focus on more illiquid situations, from high yield, distressed and investment grade bonds and convertible bonds to public and private corporate securities and leveraged loans.

Mandatory Convertible - Mandatory Convertible is the equity - linked hybrid security that automatically converts to common stock on a pre-specified date.

The team works with clients across several product lines, including private equity placements, PIPEs, initial public offerings, follow - on offerings, registered directs, convertible securities, exchangeables and M&A transactions.

The fund focuses on US corporate bonds, convertible securities, foreign debt instruments (including those in emerging markets) and US government securities

Offerings available to list on NYSE include Capital Securities, Mandatory Convertible Securities, Retail Debt Securities, and Repackaged Securities.

in the case of our directors, officers, and security holders, (i) the receipt by the locked - up party from us of shares of Class A common stock or Class B common stock upon (A) the exercise or settlement of stock options or RSUs granted under a stock incentive plan or other equity award plan described in this prospectus or (B) the exercise of warrants outstanding and which are described in this prospectus, or (ii) the transfer of shares of Class A common stock, Class B common stock, or any securities convertible into Class A common stock or Class B common stock upon a vesting or settlement event of our securities or upon the exercise of options or warrants to purchase our securities on a «cashless» or «net exercise» basis to the extent permitted by the instruments representing such options or warrants (and any transfer to us necessary to generate such amount of cash needed for the payment of taxes, including estimated taxes, due as a result of such vesting or exercise whether by means of a «net settlement» or otherwise) so long as such «cashless exercise» or «net exercise» is effected solely by the surrender of outstanding stock options or warrants (or the Class A common stock or Class B common stock issuable upon the exercise thereof) to us and our cancellation of all or a portion thereof to pay the exercise price or withholding tax and remittance obligations, provided that in the case of (i), the shares received upon such exercise or settlement are subject to the restrictions set forth above, and provided further that in the case of (ii), any filings under Section 16 (a) of the Exchange Act, or any other public filing or disclosure of such transfer by or on behalf of the locked - up party, shall clearly indicate in the footnotes thereto that such transfer of shares or securities was solely to us pursuant to the circumstances described in this bullet point;

Percent of net assets figures represent the Fund's exposure based on the economic value of securities adjusted for futures, options, swaps and convertible bonds.

Convertible 3 or 5 point harness allows you to adjust it as your child grow and thus provides security while on the go

The dream on me mesh security crib rail safely fastens to the side of your toddlers convertible crib to aid in the transitioning process to a conventional bed.

Mediocre crash test scores; long braking distances; sloppy on - road handling; noisy interior; busy ride; questionable security with soft top; missing many of the latest safety and technology features; cumbersome convertible operation.

Equipment / Features on this 2012 * Audi A5 * Additional Options Turbocharged All Wheel Drive Power Steering 4 - Wheel Disc Brakes Aluminum Wheels Tires - Front Performance Tires - Rear Performance Temporary Spare Tire Convertible Soft Top Automatic Headlights Daytime Running Lights Hid Headlights Fog Lamps Heated Mirrors Power Mirror (S) Integrated Turn Signal Mirrors Mirror Memory Intermittent Wipers Variable Speed Intermittent Wipers Rain Sensing Wipers Am / Fm Stereo Cd Player Premium Sound System Mp3 Player Auxiliary Audio Input Bluetooth Connection Satellite Radio Power Driver Seat Bucket Seats Driver Adjustable Lumbar Power Passenger Seat Heated Front Seat (S) Seat Memory Leather Seats Pass - Through Rear Seat Rear Bench Seat Power Outlet Floor Mats Adjustable Steering Wheel Steering Wheel Audio Controls Leather Steering Wheel Power Windows Keyless Entry Power Door Locks Universal Garage Door Opener Cruise Control Security System Engine Immobilizer Climate Control Multi-Zone A / C Rear A / C Rear Defrost Auto - Dimming Rearview Mirror Driver Vanity Mirror Passenger Vanity Mirror Driver Illuminated Vanity Mirror Passenger Illuminated Visor Mirror Front Reading Lamps Rear Reading Lamps Traction Control Stability Control Abs Brake Assist Tire Pressure Monitor Driver Air Bag Passenger Air Bag Front Side Air Bag Front Head Air Bag Knee Air Bag Passenger Air Bag Sensor Emergency Trunk Release

On the equity side, they can invest in common stocks, preferred stocks and convertible securities.

The convertible security issued by MediciNova as consideration would allow each Avigen stockholder at their election to either (i) convert each share of such convertible security into shares of MediciNova common stock at a conversion price of $ 4.00 per share at certain pre-specified accelerated conversion dates or the Final Conversion Date or (ii) have the convertible security redeemed by MediciNova on the Final Conversion Date for cash in an amount per share which represents the Net Cash Assets per share of Avigen.

Arbitrage might take advantage of imbalances in prices between two markets for the same security (such as a domestic and a foreign market) or between two types of securities whose value depends on the same underlying security (such a stock and a bond convertible into the stock).

Securities must not be of the same class as securities listed on a registered national securities exchange or quoted on a U.S. automated inter-dealer quotation system (or be convertible or exchangeable into a class thus listed oSecurities must not be of the same class as securities listed on a registered national securities exchange or quoted on a U.S. automated inter-dealer quotation system (or be convertible or exchangeable into a class thus listed osecurities listed on a registered national securities exchange or quoted on a U.S. automated inter-dealer quotation system (or be convertible or exchangeable into a class thus listed osecurities exchange or quoted on a U.S. automated inter-dealer quotation system (or be convertible or exchangeable into a class thus listed or quoted).

The plan is to invest tactically in a wide variety of security types including junk bonds, bank loans, convertibles, preferred shares, CDOs and so on.

The time that it takes for a convertible security to recoup its premium through its higher yield, compared with the dividend that is paid on the stock.

Earnings per common share calculated on the assumption that all convertible securities are converted into common shares and all outstanding rights, warrants, options and contingent issues are exercised.

Convertible securities are subject to credit risk, which is the risk that an issuer of the fund's investments may default on payment of interest or principal.

the size and nature of the Fund's holdings; (iv) the discount from market value of unrestricted securities of the same class at the time of purchase and subsequent thereto; (v) information as to any transactions or offers with respect to the security; (vi) the nature and duration of restrictions on disposition of the security and the existence of any registration rights; (vii) how the yield of the security compares to similar securities of companies of similar or equal creditworthiness; (viii) the level of recent trades of similar or comparable securities; (ix) the liquidity characteristics of the security; (x) current market conditions; and (xi) the market value of any securities into which the security is convertible or exchangeable.

See the Investor Handbook for more information on Franklin Templeton 529 College Savings Plan, including sales charges, expenses, general risks of the Plan, general investment risks and specific risks of investing in Plan portfolios, which can include risks of convertible securities; country, sector, region or industry focus; credit; derivative securities; foreign securities, including currency exchange rates, political and economic developments, trading practices, availability of information, limited markets and heightened risk in emerging markets; growth or value style investing; income; interest rate; lower - rated and unrated securities; mortgage securities and asset - backed securities; restructuring and distressed companies; securities lending; smaller and midsize companies; credit linked securities, life settlement investments, and stocks.

The secured convertible notes will be convertible on the final business day of each month into shares of MediciNova common stock at a conversion price of $ 6.80 per share, which conversion price is based on the volume - weighted average price of MediciNova's common stock as quoted on Nasdaq and the Osaka Securities Exchange over the 20 trading days prior to signing of the merger agreement.

Percent of net assets figures represent the Fund's exposure based on the economic value of securities adjusted for futures, options, swaps and convertible bonds.

Prior to assuming his current responsibilities, Kramer worked as a portfolio assistant on Fidelity Leveraged Company Stock Fund, Fidelity Convertible Securities Fund (with retail and Advisor share classes), and Fidelity Advisor High Income Advantage Fund starting in 2006.

Types of equity securities include common stocks, preferred stocks, convertible securities, rights and warrants, ADRs, GDRs, EDRs, interests in real estate investment trusts and business development companies (for more information on real estate investment trusts (REITs), see the section entitled «Real Estate Investment Trusts»).

Davis Polk advised the joint global coordinators in connection with the initial public offering of CEVA Logistics AG on the SIX Swiss Exchange and concurrent private placement of mandatory convertible securities.

Our extensive experience includes advising on some of the largest and most complex securities offerings ever by Chinese issuers, including Hong Kong and U.S. IPOs, rights offerings, high - yield and investment - grade debt offerings, convertible and exchangeable debt securities, and complex liability management exercises.

We regularly draft and negotiate documentation for the financial transactions in which businesses are involved, such as public and private debt and equity arrangements, initial and follow - on public offerings, bank financing, and the issuance of convertible debt or hybrid securities.

Prior to law school, Jubin was an investment banker where he advised companies on equity public offerings, convertible securities and mergers and acquisitions.

Hadef & Partners» corporate team helped the firm pick up its second prize at this year's corporate counsel awards for its work on the first mandatory convertible bond to be approved by the UAE Securities and Commodities Authority.

Davis Polk advised Banco Bilbao Vizcaya Argentaria, S.A. on its SEC - registered offering of $ 1 billion liquidation preference of non-step-up, non-cumulative contingent convertible perpetual preferred tier 1 securities.

BBVA on its $ 1.0 billion SEC - registered contingent convertible preferred tier 1 securities offering

We also advise clients on the full range of equity and debt securities transactions, including eurobond offerings by corporations and sovereigns, medium - term note programs, high - yield debt offerings, convertible and exchangeable bond offerings, initial public offerings (IPOs), global depositary receipt (GDR) and American depositary receipt (ADR) programs, and offerings of Sukuk (Islamic bonds).

In October 2016, we issued a dividend of one share of Class A common stock on all outstanding shares and securities convertible into shares of our capital stock, which we refer to as the Class A Dividend.