Sentences with phrase «on fee disclosure»

Fee Disclosure Information Keep up to date on fee disclosure regulations for plan sponsors and plan participants.

Not exact matches

This is a significant step up from regulators» previous efforts to improve the industry's disclosure of hidden or hard - to - understand charges on their statements, and it could at last move the needle on fees.

The SEC's focus on the average net IRR disclosures, which has not been previously reported, marks a new phase in the agency's efforts to regulate private equity and comes at a time when the industry is already under pressure from investors to simplify its fees and expenses structure.

You must itemize on your return to claim this deduction, and your settlement disclosure statement must specifically cite these fees as «points.»

Thus, reforms like stricter regulations on brokers, disclosure of 401 (k) fees, or requiring plan sponsors to offer more lower - cost index funds, would be band - aids; they wouldn't fix this fundamentally broken system.

The company would have to file a notice with the regulatory department; pay a registration fee of $ 250; provide evidence of registration with FinCEN as a money services business; agree to not invest or pledge virtual currency in its custody or control on behalf of others or to engage in the exchange or transfer of legal tender; and prove its policies for reporting, disclosures, and compliance.

The Committee was established under the Dodd - Frank Wall Street Reform and Consumer Protection Act to advise the Commission on regulatory priorities, regulation of securities products, trading strategies, fee structures, disclosure effectiveness, and initiatives to protect investors and promote investor confidence and the integrity of the U.S. securities markets.

And that's before anyone gets to scandals in Summers» past, like the comments on women in the sciences or the Shleifer affair, not to mention the consulting and speaking fees he'll need to report on his financial disclosure forms.

And, because the Trump Organization is a privately held company, the actual structure of the deal remains unknown: Though Trump declared more than $ 5 million in revenue from the property on his most recent financial - disclosure forms, it's unclear whether that sum represents a flat fee or a percent of the hotel's revenue.

Many factors could cause BlackBerry's actual results, performance or achievements to differ materially from those expressed or implied by the forward - looking statements, including, without limitation: BlackBerry's ability to enhance its current products and services, or develop new products and services in a timely manner or at competitive prices, including risks related to new product introductions; risks related to BlackBerry's ability to mitigate the impact of the anticipated decline in BlackBerry's infrastructure access fees on its consolidated revenue by developing an integrated services and software offering; intense competition, rapid change and significant strategic alliances within BlackBerry's industry; BlackBerry's reliance on carrier partners and distributors; risks associated with BlackBerry's foreign operations, including risks related to recent political and economic developments in Venezuela and the impact of foreign currency restrictions; risks relating to network disruptions and other business interruptions, including costs, potential liabilities, lost revenues and reputational damage associated with service interruptions; risks related to BlackBerry's ability to implement and to realize the anticipated benefits of its CORE program; BlackBerry's ability to maintain or increase its cash balance; security risks; BlackBerry's ability to attract and retain key personnel; risks related to intellectual property rights; BlackBerry's ability to expand and manage BlackBerry (R) World (TM); risks related to the collection, storage, transmission, use and disclosure of confidential and personal information;

Many factors could cause BlackBerry's actual results, performance or achievements to differ materially from those expressed or implied by the forward - looking statements, including, without limitation: BlackBerry's ability to enhance its current products and services, or develop new products and services in a timely manner or at competitive prices, including risks related to new product introductions; risks related to BlackBerry's ability to mitigate the impact of the anticipated decline in BlackBerry's infrastructure access fees on its consolidated revenue by developing an integrated services and software offering; intense competition, rapid change and significant strategic alliances within BlackBerry's industry; BlackBerry's reliance on carrier partners and distributors; risks associated with BlackBerry's foreign operations, including risks related to recent political and economic developments in Venezuela and the impact of foreign currency restrictions; risks relating to network disruptions and other business interruptions, including costs, potential liabilities, lost revenues and reputational damage associated with service interruptions; risks related to BlackBerry's ability to implement and to realize the anticipated benefits of its CORE program; BlackBerry's ability to maintain or increase its cash balance; security risks; BlackBerry's ability to attract and retain key personnel; risks related to intellectual property rights; BlackBerry's ability to expand and manage BlackBerry ® World ™; risks related to the collection, storage, transmission, use and disclosure of confidential and personal information; BlackBerry's ability to manage inventory and asset risk; BlackBerry's reliance on suppliers of functional components for its products and risks relating to its supply chain; BlackBerry's ability to obtain rights to use software or components supplied by third parties; BlackBerry's ability to successfully maintain and enhance its brand; risks related to government regulations, including regulations relating to encryption technology; BlackBerry's ability to continue to adapt to recent board and management changes and headcount reductions; reliance on strategic alliances with third - party network infrastructure developers, software platform vendors and service platform vendors; BlackBerry's reliance on third - party manufacturers; potential defects and vulnerabilities in BlackBerry's products; risks related to litigation, including litigation claims arising from BlackBerry's practice of providing forward - looking guidance; potential charges relating to the impairment of intangible assets recorded on BlackBerry's balance sheet; risks as a result of actions of activist shareholders; government regulation of wireless spectrum and radio frequencies; risks related to economic and geopolitical conditions; risks associated with acquisitions; foreign exchange risks; and difficulties in forecasting BlackBerry's financial results given the rapid technological changes, evolving industry standards, intense competition and short product life cycles that characterize the wireless communications industry.

The new Form D will require some new disclosure in other areas, however, including a requirement to provide information on the recipients of sales commissions or finders fees.

Fiduciary duties of loyalty and due care are replaced with broker - dealer guidance on suitable «broker sales» recommendations, support for conflicted advice, inadequate disclosure, and unrestrained fees.

Percoco claimed he earned as much as $ 125,000 in consulting fees, according to financial disclosure documents released on Monday by the Joint Commission on Public Ethics.

According to the senator's July campaign disclosure report, he has spent $ 25,000 worth of political contributions so far on legal fees — including $ 15,000 to Albany firm Greenberg Traurig.

Councilman Vincent Gentile's disclosure forms showed he has outstanding balances on his credit cards, loans and legal fees totaling as much as $ 444,000.

Those consulting fees were listed on Percoco's 2014 financial disclosure form on file with the state Joint Commission on Public Ethics.

Other expenses include a few thousand on school supplies, which he handed out in his district a few weeks ago, $ 14,000 in contributions to other political campaigns, and $ 3,243 to the State Board of Elections for violation fees (Espada has a history of failing to file his campaign disclosure reports.)

Greig says he has been paid by Clark and Campusano (though he declined to disclose how much), who opened a campaign fundraising account in late August, presumably to help meet their legal fees and will be obligated to file an «11 - day pre-primary» financial disclosure with the state Board of Election on September 1 or «10 - day post-primary» disclosure by September 22, depending on when the account is processed by the BOE.

Of particular concern was the fact that the legal fees Silver earned through a real estate tax firm doing work for developers, one of which regularly lobbied Silver directly, never appeared on his disclosure forms.

The latter reported receiving at least $ 50,000 in consulting fees from COR on his 2014 financial disclosure form while on leave from state government to run the governor's re-election campaign.

* A balanced budget completed on time and without increased taxes, fees, assessment or borrowing * Full disclosure of all outside income * A non-partisan commission to redraw legislative district lines * Vote against any unfunded mandates

Personal information will only be passed on to third parties if necessary to provide the service offered (e.g. payment processing for fee - based memberships), and if you have given us your consent or disclosure in accordance with relevant statutory provisions that are required or permitted (e.g. if we have to comply with a request, a governmental investigative or security agency).

Personal information will only be passed on to third parties if necessary to provide the service offered (e.g. payment processing for fee - based memberships), or if you have given us your consent or disclosure is required in accordance with relevant statutory provisions that are required or permitted (e.g. if we have to comply with a request, a governmental investigative or security agency).

Personal data will only be passed on to third parties if necessary to provide the service offered (e.g. payment processing for fee - based memberships), and if you have given us your consent or disclosure in accordance with relevant statutory provisions that are required or permitted (e.g. if we have to comply with a request, a governmental investigative or security agency).

The commission and state and federal enforcement agencies have taken dozens of recent actions against dealerships, including credit - application fraud, add - on products disclosure and document - fee violations.

Pacific Delight failed to include fuel surcharges, where applicable, in air tour prices it listed in a number of print advertisements and on its website and failed to provide adequate disclosure of additional charges and fees, such as taxes and other fees that may be listed separately.

The committee discussed airline policies on change and cancellation fees, the disclosure of hotel resort fees, and airline policies and procedures for the transport of baggage.

Searches made on EgyptAir's website after Jan. 24 found that the airline also failed to make this disclosure and instead referred customers to the airline's baggage overview pages for more information without clearly indicating whether additional baggage fees would apply to the fares displayed.

Specifically, the new rule would: increase compensation for passengers involuntarily bumped from flights; allow passengers to make and cancel reservations within 24 hours without penalty; require full and prominently displayed disclosure of baggage fees as well as refunds and expense reimbursement when bags are not delivered on time; require fair price advertising; prohibit price increases after a ticket is purchased; and mandate timely notice of flight status changes.

For more information on service charges, fees, terms and conditions for all Deposit Products check our Account disclosure.

For more information on service charges, fees and terms and conditions of Business accounts see our Account disclosure.

Full disclosure: HumbleDollar would receive a referral fee if you clicked on the above links for TD Ameritrade and Ally Invest, and opened an account.

Wrap Fee Brochure: A written disclosure statement or brochure that includes at least the information designated in Schedule H to Form ADV for a wrap program, including the fees, services, and policies of the wrap program, and any restrictions on clients.

Instead, the code will only feature standardized fee disclosure boxes on bank statements, loosened ID requirements on new accounts, mandatory cooling - off periods on a greater range of products, and a crackdown on misleading advertising.

(2) Additional fees may apply per deposit item depending on the type of item; please see our Commercial Checking fee disclosure for more details.

Since plan participants can not change record keepers or even advisors on the plan, FeeX focuses on investment fees — which might be easier to discover with the advent of 408 (b)(2) and 404 (a)(5) disclosures.

You can compare fees on the investment options in your 401 (k)(and get info on administrative and other plan fees) by checking out the annual disclosure the Department of Labor requires plan sponsors provide plan participants.

Also some of the 401 (k) providers look sponsors in to their plans with crazy high exit fees that were written in 6 point font on page 96 of the plan disclosure document in some combination of legalese and calculous.

Do you think plan providers and administrators should provide full disclosure on 401 (k) plan fees?

I just applied, the card is on its way, and all the disclosures say that there are no fees.

Compare mortgage quotes: insist on written disclosures with mortgage rates and fees.

Whether or not fee disclosure makes any difference depends on how the fees are disclosed.

Research your credit options by reviewing the Schumer Box (an easy to read summary of credit card disclosures), which provides information on the annual percentage rate (APR) and fees to find the best secured credit card available, then apply for one secured credit card.

For additional disclosures on rates, fees, compounding and crediting, and other balance information, call 800-673-3555 or visit your local branch.

improved account relationship disclosure, including more information to investors on account types, the services they can expect to receive, as well as transaction and account fees and charges;

* For information about rates, fees, other costs and benefits associated with the use of this card or to apply, click on link above and refer to the disclosures accompanying the online credit card application.

By uploading your fee disclosure form to our site, you will help us identify those holdings, which will help you and other users in your company on the same plan to get a better picture of your fees.

For more information on our CITs *, including historical performance, portfolio characteristics, portfolio holdings information, fees and expenses, disclosure documentation, and audited financial report, please contact us.

the renewal period is 30 days beginning on the day the renewal notice and fee disclosure statement was given to you.