Sentences with phrase «on fiduciary responsibility»

In addition, she represents investment managers, hedge funds and private equity funds, and their principals in connection with fund structuring for ERISA and operational compliance with ERISA, providing counsel on fiduciary responsibility, prohibited transaction, VCOC, REOC, and other plan assets issues.

She advises banks, broker - dealers, and other financial services clients on the fiduciary responsibility provisions of ERISA, including considerations associated with the structuring, developing, and offering of financial products and services to ERISA plans.

Ryan also counsels on fiduciary responsibility and prohibited transaction rules as applied to various investment products.

In recent years, he has lectured and advised clients on fiduciary responsibility to include compliance under ERISA Sections 404, 406 and 408.

To quote U.N. Undersecretary General, Achim Steiner, in his forward to the recently published UNEP report on Fiduciary Responsibility, «Steering the global economy onto a sustainable path and delivering a Global Green New Deal is not about sentiment, but about hard economics, real choices and a new compass for delivering genuine wealth creation.

«Our arrangement with TIAA will offer fiduciary support for the broader swath of advisers that wish their plan sponsor clients to take advantage of TIAA's Target Income Models, but may choose not to take on the fiduciary responsibility for managing the portfolios themselves,» says Robert Bernstein, co-founder and senior managing director of Envestnet Retirement Solutions.

«In light of a stronger focus on fiduciary responsibilities, more than three - fourths (76 %) of survey respondents said they have implemented an investment policy statement, compared to 60 % in 2015,» researchers explain.

In 2009, Kat joined Love - A-Bull as the organization's accountant, working to protect the financial health and offer guidance to all involved on the fiduciary responsibilities required in running a non-profit.

Not exact matches

Rather than focusing on pledges, businesses should make sure that managers comply with their fiduciary and ethical responsibility to maximize the wealth of the people who pay their salaries — i.e., the shareholders.

Weeks later, Benchmark sued Kalanick for fraud, breach of contract, and breach of fiduciary responsibility; the complaint focuses on Kalanick's control over Uber's board makeup.

As sponsors become more educated on plan expenses and fiduciary responsibilities, they continue to opt out of complex fee arrangements in favor of fully - disclosed, transparent fee arrangements.

The PBO believes that Parliament is losing control over its fiduciary responsibilities, as set out in the Constitution, by approving legislation without knowing the full impact such legislation will have on the budgetary projections

Whether you are an enthusiastic advocate or a staunch traditionalist, wealth advisors — especially those with fiduciary responsibilities — have an obligation to get educated on the... Read more»

We are acutely aware of the fiduciary role we play for our clients and the responsibility we bear managing investments on their behalf.

Besides the fiduciary responsibility and associated duties that come with being on the Board, board members can also help shape a great board process while providing substantial advisory support that can be part of the magic that can help grow strong companies.

The role of subcustodian banks is becoming more rigorous in response to regulations that impose new fiduciary responsibilities and far greater liabilities on global custodians.

And we are its trustees, with a fiduciary responsibility to the future, to see that it is passed on with our love to generations yet to come.

So we'll impose a new fiduciary responsibility on senior civil servants - a contractual obligation to save the taxpayer money.

I'm just looking at it from our fiduciary responsibility on the Council.

Under the Conservatives, senior Whitehall officials would be judged on their financial performance, and all senior civil servants would have a fiduciary responsibility to act in the interest of the taxpayer.

The comptroller's office on Monday announced what is known as a derivative lawsuit that allows shareholders to file legal actions on the behalf of a corporation when its officers or directors have failed to meet their required fiduciary responsibilities.

«We don't believe they followed the fiduciary responsibilities that they took an oath on,» Iwanowicz said.

But Schneiderman's investigation showed that Lugo and her board violated their fiduciary responsibility to the parade by failing to perform «basic duties» of oversight on Velasquez, never even asking for back - up documentation for his summary reports.

As part of its fiduciary responsibility, The Wistar Institute will conduct background checks on potential suppliers as appropriate to verify any or all of the above information and to insure that potential suppliers have a verified record of financial dealings free of criminal or tortuous conduct.

Our suggestions, then, should be seen in part as ways to lean on school boards and superintendents to take their fiduciary responsibilities seriously, and to counteract the pressures of unhelpful local politics.

Attendees will receive the latest information on special education law, the performance framework, school finance, fiduciary responsibilities, open meetings, public information and receive a -LSB-...]

Is there a formal process to orient new board members to ensure they understand their legal and fiduciary responsibilities and are fully informed on the organization's finances?

They ultimately exist to make money, and the officers and board members have a fiduciary responsibility to make a positive return on investment for the shareholders who've entrusted them with their money.

The custodian has a fiduciary responsibility to manage the account assets prudently on the minor's behalf.

Portfolio managers - A portfolio manager is someone who fully manages your wealth portfolio and has a fiduciary responsibility to make sound investment decisions on your behalf.

SIPA's detailed search on the CSA website discovered there are only 4,076 persons in all of Canada registered in the categories where a true fiduciary, professional responsibility is legally required to be delivered to you as the investor.

The impact on stock price of course is also a major factor and not one to discount; even a company issuing non-voting stock has a fiduciary responsibility to act in the interest of those non-voting shareholders, and so should not excessively dilute their value.

They are tasked with explaining each situation and have a fiduciary responsibility to advise you, based on your best interests.

If I transfer assets out of the Plan and into an IRA I understand that: (i) those assets will no longer be subject to the protections of ERISA, (ii) I alone will be making investment decisions about those assets and will not be able to rely on the plan sponsor or any other person with ERISA fiduciary responsibilities, (iii) depending on the investments and services selected for the IRA, I may pay more in transaction costs than when the assets are in the Plan, and (iv) if I am between the age of 55 and 59.5, I would lose the ability to potentially take penalty - free withdrawals from the plan, (v) if I continue working past age 70.5 and transferred my plan assets to my new employer's plan, I would not be subject to required minimum distribution, and (iv) if I hold appreciated company stock, I understand any potential tax benefits that may have been available to me (e.g. net unrealized appreciation).

A greater focus on participant outcomes and their own fiduciary responsibilities may be leading more plan sponsors to adopt managed accounts for their retirement plans.

Providing investment advice to, and recommendations on, individual retirement account (IRA) assets imposes strict fiduciary duties and complex compliance responsibilities on HSBC Securities (USA) Inc. («HSBC Securities») and HSBC Securities Advisors.

to honor their fiduciary responsibility to their donors Organizations will provide a clearly labeled contact point on their website for interested parties to obtain a complete financial report for the rescue organization.

Since my views on what is best for Cooper Union are at such variance with others on the Board, I do not believe I can fulfill my fiduciary responsibilities and function as an effective board member.

«The people in charge of endowments have a fiduciary responsibility to the people relying on the funds — people that need salaries and scholarships.

More importantly, one can very easily make the argument that as civilization gradually shifts away from fossil fuel energy and towards renewable resources, it is imprudent — perhaps even a breach of fiduciary responsibility — to bet on the long - term financial viability of the fossil - fuel industry.

Companies are focused on maximizing financial returns to the benefit of owners, it is their fiduciary responsibility.

That rule rests on the axiomatic principle that a lawyer has a fiduciary duty and professional responsibility to safeguard client funds, and requires lawyers to hold client funds separate from the lawyer's own funds.

Considering the ballooning budget on something like the California high speed rail project, the Webb seems like an example of extreme fiduciary responsibility, and Congress knows to haggle, delay further or cut corners will merely cost it more in the long run.

Responsibilities shown on example resumes of Senior Tax Accountants include preparing corporate, partnership, fiduciary, and complex individual returns; preparing formal responses of state and federal tax notices, and reviewing individual tax returns and payroll tax returns.

Part of Full Agency is the fiduciary element of «undivided loyalty» and as such a Real Estate Professional, REALTOR, who is representing a Full Client can't focus equally on everyone because it would be a breach of their Fiduciary Responfiduciary element of «undivided loyalty» and as such a Real Estate Professional, REALTOR, who is representing a Full Client can't focus equally on everyone because it would be a breach of their Fiduciary ResponFiduciary Responsibility!

A licensee's fiduciary responsibility is to see that his / her seller, and the seller only, benefits from the listing salesperson's efforts that rightly ``... requires the skill and a commitment to help...» the seller, you know, that person who contracted with the licensee to work for him / her only on a one hundred percent basis.

«With the evolution of agency, where you have agents on either side of a transaction and they are representing different fiduciary responsibilities....

Agents would meet their fiduciary responsibility to expose their listings to the widest agent audience during both off - MLS and on - MLS marketing phases.

It's part of our fiduciary responsibility and our obligations under our «Exclusive Right To Sell» contract, that we get our owner's home listed on as many search engines as we can.

Now that the Zillow - noia has died down and the Trulia SEO and Google Results jealousy has just begun, we can get on board (or on net) with them, Google Base, Yahoo Real Estate and MSN Real Estate to fulfill our fiduciary responsibilities to our clients and market their properties where over 75 % of home buyers start their search, continue their search and find their home.