Sentences with phrase «on investment banking products»

Not exact matches

The company and its eponymous product, created by serial entrepreneur and technology expert David Gurle, is scarcely out of startup mode, but already it's making waves as a potentially disrupting new force on Wall Street, thanks in large part to support from some of the world's largest investment banks.

There are plenty of independent financial advisers out there who - unlike the banks - aren't intent on making more money flogging their own proprietary investment products.»

Growth is expected to come from wirehouses such as Morgan Stanley and Merrill Lynch that are starting to allocate more funds to the newer net asset value (NAV) non-traded REIT products on behalf of their clients, notes Kevin Gannon, president and managing director at Robert A. Stanger & Company Inc., a real estate investment banking firm based in Shrewsbury, N.J..

Leveraging our leading institutional distribution platform, our goal is to provide our clients with solutions across all banking products, including initial public offerings, follow - on offerings, wall - crossed offerings, bought deals, private placements, ATMs, convertible offerings, leveraged loans, investment grade and high - yield debt offerings and all forms of advisory services.

One thing is for sure, we must firstly educate investors to understand their part and that they will get the return on their investment by consulting the experts, the educators, the students and the product suppliers and acting in the form of an old fashioned bank; lending money for a profit.

Your decision will mostly depend on which bank offers you the better deal in terms of credit cards, investments and other financial products.

While present - day banks are multi-product financial companies providing day - to - day banking services, credit cards, mortgages, and investments, in the past banks were focused on two products — deposits and lending.

The banks love RRSP loans because in most cases it's a win - win: they get the interest paid on the amount borrowed as well as the fees associated with any investment the investor makes (assuming the funds are invested in the bank's investment products).

Investment banks on Wall Street answered this demand with products such as the mortgage - backed security and the collateralized debt obligation that were assigned safe ratings by the credit rating agencies.

Some of the investment products displayed on the BNY Mellon AMNA Website are available in the form of a separately managed account or mutual fund managed by BNY Mellon AMNA; some of the products are available in the form of a mutual fund managed by The Dreyfus Corporation using the same portfolio management personnel and the same investment style and strategies as are employed by BNY Mellon AMNA for its separately managed accounts; some of the products are available in the form of a bank collective trust fund managed by The Bank of New York Mellon, as trustee, using the same portfolio management personnel and the same investment style and strategies as are employed by BNY Mellon AMNA for its managed accounts; and some of the products are available in both managed account and bank collective trust fund fbank collective trust fund managed by The Bank of New York Mellon, as trustee, using the same portfolio management personnel and the same investment style and strategies as are employed by BNY Mellon AMNA for its managed accounts; and some of the products are available in both managed account and bank collective trust fund fBank of New York Mellon, as trustee, using the same portfolio management personnel and the same investment style and strategies as are employed by BNY Mellon AMNA for its managed accounts; and some of the products are available in both managed account and bank collective trust fund fbank collective trust fund form.

You're looking for a lot of services in one spot: A lot of online - only banks focus only on checking and savings to the exclusion of other products, but you have a lot more to choose from with Capital One 360, like mortgages and investments.

07.15.2015: Radius Bank Highlighted in Banker & Tradesman Article - Radius Bank Partners With Startup Investment Firm On Checking Product

Mr Marc Lansonneur, DBS Bank's head of investment products in Singapore, says: «Investment strategies should be based on some key guidelines that apply to any investment in generinvestment products in Singapore, says: «Investment strategies should be based on some key guidelines that apply to any investment in generInvestment strategies should be based on some key guidelines that apply to any investment in generinvestment in general.»

Included in this group are sell - side research firms with broker operations, NYSE and Nasdaq trading desk positions of investment banks, investment banking client desks that execute buyback programs on behalf of corporations, private client firms that essentially act as custodians for high net worth individuals, and brokers that sell unit investment trusts or exchange traded products.

Financial professionals from brokerage firms, banks, or insurance companies may focus on selling investment products like specific mutual funds, annuities, and insurance products instead of offering comprehensive financial planning to guide you toward your short and long - term goals.

And while Sarah appears happy with her bank mutual fund investment strategy, she should nonetheless watch for the fees and high management expense ratios she is paying on these financial products.

Although the bank is the only one on the list that doesn't provide insurance products, Prosperity Bank offers all other reviewed services, such as loans and investment servibank is the only one on the list that doesn't provide insurance products, Prosperity Bank offers all other reviewed services, such as loans and investment serviBank offers all other reviewed services, such as loans and investment services.

Since rates are so low, banks have dropped interest rates on all deposit and investment products.

Danish banks are required to categorise investment products offered to retail clients depending on the product's complexity and risk as: green, yellow or red.

For years, the rating agencies and investment banks argued that losses on securitized products were a lot lower than that for corporates, because incidence of loss was so low on ABS, CMBS and non-conforming RMBS.

In both instances, these services or products may include: company financial data and economic data (e.g., unemployment, inflation rates and GDP figures), stock quotes, last sale prices and trading volumes, research reports analyzing the performance of a particular company or stock, narrowly distributed trade magazines or technical journals covering specific industries, products, or issuers, seminars or conferences registration fees which provide substantive content relating to eligible research, quantitative analytical software and software that provides analyses of securities portfolios, trading strategies and pre / post trade analytics, discussions with research analysts or meetings with corporate executives which provide a means of obtaining oral advice on securities, markets or particular issuers, short - term custody related to effecting particular transactions and clearance and settlement of those trades, lines between the broker - dealer and order management systems operated by a third party vendor, dedicated lines between the broker - dealer and the investment adviser's order management system, dedicated lines providing direct dial - up service between the investment adviser and the trading desk at the broker - dealer, message services used to transmit orders to broker - dealers for execution, electronic communication of allocation instructions between institutions and broker - dealers, comparison services required by the SEC or another regulator (e.g., use of electronic confirmation and affirmation of institutional trades), exchange of messages among broker - dealers, custodians, and institutions related to a trade, post-trade matching of trade information, routing settlement instructions to custodian banks and broker - dealers» clearing agents, software that provides algorithmic trading strategies, and trading software operated by a broker - dealer to route orders to market centers or direct market access systems.

«As a studio we don't rely on investments or debt, so we use whatever we have in the bank to fund our next product».

In the field of investment banking he is a «go to» authority for and against financial institutions on disputes arising from complex investment products and funds, and also advises in trade finance disputes.

Defended rating agency against claims brought by German bank based on collapse of a structured investment product, in successful motion to dismiss all claims, affirmed on appeal.

He also counsels other financial institutions — banks and insurance companies — on securities issues associated with the management and distribution of investment products.

Besides these, a major game changer in the last decade lies in the review of distribution models and practices on the sale of investment products, prompted by criticisms of bank - dominated distributions, high sale charges, questions of potential conflict of interests and investors» claims for mis - selling.

Oliver's experience includes: defending global investment banks in High Court proceedings brought in relation to complex financial products and transactions; acting for an international consulting firm in High Court proceedings brought by the trustees of a pension scheme; acting for a UK financial services provider in relation to a major loss of customer data; acting for an insurer in arbitration proceedings relating to an insurance coverage dispute; acting for a global custody bank on an investigation in relation to client overcharging on asset portfolio transitions; and acting for a UK financial services group in relation to legal and regulatory issues arising from a major misstatement in its published accounts.

Our propose and advise on the various legal criteria for investment sectors e.g. real estate, banking, stocks, oil and gas as well as various financial products to better protect our clients.

With more than 25 years of experience, Cliff regularly counsels clients on the design and distribution of investment products including wrap - fee programs and other advisory products, mutual funds, bank collective investment funds and insurance products.

advising a global bank on an investigation by the HKMA into alleged mis - selling of investment products to its retail customers

His focus is on banking disputes, particularly those involving financial products, investment banking and derivatives, and also on commercial and business disputes with an emphasis on joint venture and shareholder disputes, shareholder protection, business break - ups and fraud.

For example, it would depend on whether the product or service is banking, insurance or investment - related.

Over the past few months, banks and investment firms have been trying to list financial products such as bitcoin ETFs on the world's stock exchanges — often with a negative outcome.

Well, to start off, it will allow banks and investment companies to offer their customers a product that does not require the necessity to open a crypto wallet or an account on an exchange.

First, it will allow banks and investment companies to offer their customers a product that does not require the necessity to open a crypto wallet or an account on a crypto - exchange.

Based on a survey of more than 12,000 interns, the Vault Guide to Top Internships ranks internship programs in 15 categories: Most Prestigious Companies to Intern For, 50 Best Internships, Best Internships for Quality of Life, Best Internships for Career Development, Best Internships for Compensation & Benefits, Best Internships for Employment Prospects, Accounting, Consulting, Energy, Financial Services, Health Care, Investment Banking, Media & Telecom, Retail & Consumer Products, and Tech & Engineering.

Improve efficiency in handling client deliverables by leveraging in - depth knowledge of investments, bank products, and financial planning tools on daily basis.

A sample resume of an Investment Banking Analyst will include such job responsibilities as providing senior bankers with financial analysis based on market trends and company - based drivers, and creating vetting materials to discuss transactions with product group partners.

Develop compelling and innovative customized wealth management products and services that include Banking, Investments, Credit (commercial real estate and secured and unsecured consumer lending), Financial Planning, Insurance Services, Business Succession Planning, Titling of Assets and other available banking services based on clients» unique personal / business goals and objeBanking, Investments, Credit (commercial real estate and secured and unsecured consumer lending), Financial Planning, Insurance Services, Business Succession Planning, Titling of Assets and other available banking services based on clients» unique personal / business goals and objebanking services based on clients» unique personal / business goals and objectives.

Growth is expected to come from wirehouses such as Morgan Stanley and Merrill Lynch that are starting to allocate more funds to the newer net asset value (NAV) non-traded REIT products on behalf of their clients, notes Kevin Gannon, president and managing director at Robert A. Stanger & Company Inc., a real estate investment banking firm based in Shrewsbury, N.J..