Sentences with phrase «on issuers»

They are similar in many ways to asset - backed securities created in securitization, but remain on the issuers consolidated balance sheet (usually with an appropriate capital charge).

CoinList is poised to play a prominent role in the tokenized security space as the SEC has cracked down on issuers who have not adhered to existing law when issuing securities.

The Securities and Exchange Commission could be gearing up to drop major actions on issuers of initial coin offerings (ICOs).

The enforcement division is poised to put the hammer down on issuers that do not file for an exemption on offers that are deemed to be securities.

However, the legislation also balances the needs of the investor community against the burden imposed on issuers: Sharbern SCC at paras. 118 — 119.

Ultimately the aim is to ensure that investors are provided with sufficient and timely information to enable them to make an informed investment decision whilst not imposing unnecessarily onerous conditions or restrictions on issuers.

Although the guidance does not impose any new requirements on issuers, the SEC's emphasis on Board oversight of cybersecurity provides new meaning on existing requirements.

(iv) The Consob — SEC memorandum of understanding of 3 May 1993 (the Consob — SEC MoU) provides several cooperation mechanisms between Consob and SEC in connection with the enforcement of securities law concerning market abuse, the obligation on issuers to disclose inside information and regulatory duties applicable to financial intermediaries, investment funds, market managers, clearing houses, and other securities market operators (including duties relating to handling, transmitting, and executing orders, managing securities portfolios, settling securities transactions, safeguarding customer securities, and complying with financial or operational requirements).

You'll see disclosures on issuers» websites as well as on the back of prepaid card packaging.

If you start doubling up on issuers by purchasing GICs in other insured account types (like RRSPs), the portfolio could be even larger.

All fees and rates are subject to change at the issuers» discretion, and some bonus offers might no longer be available on the issuers» websites, depending on how you access the web page.

Changes in real estate values or economic downturns can have a significant negative effect on issuers in the real estate industry including REITs.

Tip: Make sure you check the card benefits outlined on your issuers website or handbook to see if you can enjoy these protections before booking your trip.

Changes in real estate values or economic conditions can have a positive or negative effect on issuers in the real estate industry, which may affect the fund.

Fortunately, it only takes a quick look at an ETF's description (descriptions are available on the issuers» websites) to see what it's all about.

Changes in government regulations, changes in interest rates, and economic downturns can have a significant negative effect on issuers in the financial services sector.

The terms and conditions of a particular card can be found on the issuers website.

«We recommend that the Commission now move to promote and enforce mandatory and meaningful disclosures of the material effects of climate change on issuers,» they wrote.

Ouisa Capital believes RegulationCF functions well for funding portals, but the limitation and requirements placed on issuers are unnecessarily restrictive.

The threshold placed on issuers is too low to drive the investment desired with the bi-partisan passage of the JOBS Act.

The terms and conditions of a particular card can be found on the issuers website.

Changes in government regulations, changes in interest rates, and economic downturns can have a significant negative effect on issuers in the financial services sector.

All fees and rates are subject to change at the issuers» discretion, and some bonus offers might no longer be available on the issuers» websites, depending on how you access the web page.

Changes in real estate values or economic conditions can have a significant positive or negative effect on issuers in the real estate industry, which may affect your investment.

Impose disclosure requirements on issuers for certain information about their business and securities offering, and

The House's provision would have a negative impact on issuers rated between B and CCC, however.

Changes in real estate values or economic conditions can have a positive or negative effect on issuers in the real estate industry.

Changes in real estate values or economic conditions can have a positive or negative effect on issuers in the real estate industry, which may affect the fund.

Please see ratings tab on the issuer / entity page on www.moodys.com for the last rating action and the rating history.

Debt securities rated below investment grade2 based on the issuer's weaker ability to pay interest and capital, resulting in the issuer paying a higher rate to entice investors to take on the added risk

When you click on the «Apply Now» button, you can review the credit card terms and conditions on the issuer's web site.

Depending on the issuer, a business credit card account may not appear on your personal credit report.

Regulatory action would be a more straightforward issue if the questioning hinged less on issuer complaints and suspicions and more on clear - cut examples of proxy adviser transgression.

Event risk A bond's payments are dependent on the issuer's ability to generate cash flow.

Retained issues are not placed in capital markets, but kept on the issuer's balance sheet for collateral purposes in central bank liquidity operations.

The easiest way to look up a CUSIP is to go to the SIFMA website and search on the issuer's name.

As is typical, limits and restrictions apply, depending on the issuer.

However, with easier access to capital comes increased risk on the Issuer to verify the status of Accredited Investors...

Get up to speed on an issuer's different rewards program options.

We believe that undertaking an international background check on an issuer's key stakeholders as contemplated in question 14, would impose a significant financial burden on both portal operators and issuers and provide little value in return.

After that, there are several ways to reload your card with more money depending on the issuer.

In many other cases, you simply bank on the issuer's ability to pay.

You typically can only transfer an amount up to that limit, sometimes less, depending on the issuer.

Prepaid card agreements also will be posted on issuer websites for easy comparison shopping.

They have similar ratings systems, which are based on the issuer's current financial and credit histories.

Depending on your issuer, the maximum payout per claim can be anywhere between $ 500 and $ 1,000.

When you click on the «Apply Now» button you can review the terms and conditions on the issuer's web site.

You can be denied if you don't meet the credit standards, which depend on each issuer.

The information can also sometimes be found on the issuer's website.

On the issuer side, a great many borrowers have linked their debt obligations to short - term interest rates.