Sentences with phrase «on nonpublic»

A few lawmakers proposed a bill that would prevent members and employees of Congress from trading securities based on nonpublic information they obtain.

The Fund's Chief Compliance Officer, or a Compliance Manager designated by the Chief Compliance Officer, may also grant exceptions to permit additional disclosure of Fund portfolio holdings information at differing times and with different lag times (the period from the date of the information to the date the information is made available), if any, in instances where the Fund has legitimate business purposes for doing so, it is in the best interests of shareholders, and the recipients are subject to a duty of confidentiality, including a duty not to trade on the nonpublic information and are required to execute an agreement to that effect.

Committee members attend Regional Meetings or hold a Public Policy Seminar to review the impact of developments and changes on Nonpublic Schools and Agencies.

Recently, the Louisiana Department of Education released its 2015 report on nonpublic school choice within the state, which includes academic data for all students in 3rd through 8th grades participating in the Louisiana Scholarship Program.

Not exact matches

Insider trading remains a rampant problem on Wall Street, with new research finding that the nation's largest financial institutions pocket hefty sums with the help of nonpublic information.

It bars staff from discussing «all nonpublic information I learn of or gain access to in the course of my official duties in the service of the United States Government on White House staff,» including «communications. . .

Remember: Sometimes it is legal to trade on material nonpublic information, although, paradoxically, this is not legal advice.

The CFTC's guidance also clarified that employees are not allowed to purchase cryptocurrencies «on margin» or transact in cryptocurrencies if they have related nonpublic information.

«I see the memo as the CFTC cautioning its employees on the ethical issues that could be raised by their trading in cryptocurrencies, encouraging them to consider and seek advice from the CFTC ethics team before trading in cryptocurrencies, noting that employees may not transact in cryptocurrencies if they have nonpublic information about them from their work at the CFTC, and advising that those who participate in CFTC dealings related to cryptocurrencies may not trade in them for conflict of interest reasons.»

Illegal insider trading is, roughly, trading on material nonpublic information that is disclosed to you «in breach of a fiduciary duty or other relationship of trust and confidence.»

According to U.S. Securities and Exchange Commission (SEC), Stewart avoided a loss of $ 45,673 by selling all 3,928 shares of her ImClone Systems stock on December 27, 2001, after receiving material, nonpublic information from Peter Bacanovic, who was Stewart's broker at Merrill Lynch.

These nonpublic ads, that do not show up on the Facebook page that places them, stirred controversy during the 2016 presidential election.

The demand for distinctive forms of education (most clearly seen in the growth of nonpublic schools) reveals that we do not all agree about the message that schooling should be passing on to the next generation.

Thus also the insistence of American public education on its «exclusive franchise» on legitimacy even though millions of children attend nonpublic schools.

Even if the justices were able to see on the basis of the French achievement that the political divisions they fear from religious controversy are not inescapable in today's democratic society, their own need for consistency as they fashion the developing common law would still prevent them from reversing themselves soon enough to enable the American people to take effective official action to save nonpublic education.

Yes, Bharara put plenty of people in jail for trading on what's known as «material nonpublic information,» and some made perfectly reasonable targets.

«We must reward donations to support public schools, give tax credits to teachers who pay for classroom supplies out of pocket, and ease the financial burden on families who exercise choice in sending their children to a nonpublic school.

There are three ballot propositions on the November ballot: 1) Creation of a redistricting commission to draw the new state legislative and House of Representatives» district lines every 10 years, with the commission members appointed by the state legislative leaders, 2) amend the current constitutional requirement of distributing paper versions of proposed bills to state legislators to allow for electronic distribution and 3) authorize New York State to borrow up to $ 2 billion for school funding, with a stated purpose of «improving learning and opportunity for public and nonpublic school students», including the purchase of equipment, expanding school broadband access, building classrooms for pre-K and replacing trailers and installing «high - tech security features.»

New York University (NYU) associate professor of radiology Yudong Zhu and NYU graduate student Xing Yang, both Chinese citizens, were arrested on 19 May on federal bribery charges in connection with an alleged conspiracy to pass nonpublic information from research funded by the U.S. National Institutes of Health (NIH) to a Chinese company with ties to the Chinese government.

The OMB memo focuses on what it calls nonpublic administrative records.

In the late 19th and early 20th centuries, on a wave of anti-Catholic sentiment, many states had passed prohibitions, constitutional and legislative, against funds for nonpublic schools, laws aimed at Catholic parochial schools.

The initial registrants who entered on the first day of school were pupils like me, who had just graduated from grade school or were switching from nonpublic schools.

If, after a time period established by the commissioner in consultation with the appropriate nonpublic school officials, the nonpublic high school under registration review has not demonstrated progress on the registration criteria in question, the commissioner shall formally notify the appropriate nonpublic school officials that the school is at risk of having its registration revoked.

The registration of a registered nonpublic school may be placed under registration review when its students score below the following criteria on the measures of student achievement specified below:

A nonpublic school, other than a registered high school, shall be placed under department review when the school scores below one (or more) of the review criteria on indicators of student achievement specified in paragraph (7) of subdivision (p) of this section, has not shown improvement on such indicators over the preceding three school years, and has not otherwise demonstrated satisfactory performance on other student achievement indicators determined by the commissioner in consultation with the appropriate nonpublic school officials.

a nonpublic school controlled by or affiliated with a religious organization may separate students on the basis of sex to the extent that such separation is required by the religious tenets of such organization.

On May 7, 2013, the Louisiana Supreme Court ruled that the state constitution's Minimum Foundation Program can not be used to pay tuition costs at nonpublic schools.

School districts and nonpublic schools shall report the use of alternative testing procedures to the department on a form and at a time prescribed by the commissioner.

Public schools depend mainly on local, state, and federal funds, and private schools usually gain support mainly from tuition, with some funds coming from other nonpublic sources such as religious organizations, endowments, grants, and charitable donations.

«Whether the nonpublic schools have policies and practices regarding conducting background checks on its other personnel is up to each individual school,» said Marker.

Parents must sign an agreement that says they will use at least a portion of the ESA funds to provide an education in, at a minimum, English language arts, mathematics, social studies and science, use the scholarship funds only for qualifying educational expenses, and not use funds to purchase nonallowable computer hardware, other technology or consumable educational supplies or on tuition at a higher education institution or a noneligible nonpublic school.

The Department of Education, in cooperation with teacher organizations, district personnel offices, and schools, colleges, and departments of all public and nonpublic postsecondary educational institutions, shall concentrate on the recruitment and retention of qualified teachers.

Each district school board shall make available inservice activities to instructional personnel of nonpublic schools in the district and the state certified teachers who are not employed by the district school board on a fee basis not to exceed the cost of the activity per all participants.

Prior to his promotion, Mills was the only staff member responsible for conducting site visits for the 700 private schools on DNPE's list of compliant nonpublic schools.

«We must reward donations to support public schools, give tax credits to teachers who pay for classroom supplies out of pocket, and ease the financial burden on families who exercise choice in sending their children to a nonpublic school.

«Meanwhile, there are very good nonpublic schools, hanging on by a shoestring, that can begin taking students today.»

c. Students who are either (i) enrolled in a nonpublic school or (ii) receiving home instruction pursuant to § 22.1 - 254.1 and who are enrolled in a public school on less than a full - time basis in any mathematics, science, English, history, social science, vocational education, health education or physical education, fine arts or foreign language course, or receiving special education services required by a student's individualized education plan, shall be counted in the funded fall membership and March 31 ADM of the responsible school division.

On June 28, 2017, Kristen Wright, Director, Special Education Division, California Department of Education, released a policy letter to all nonpublic schools and agencies which informed them of an extension of «Conditional» Certification for the 2018 NPS / A certification period if programs were unable to submit an «entity - wide» audit with their certification applications.

If the item to the left is checked, this dealership reserves the right to disclose nonpublic personal information to third parties, such as market research firms, direct marketing companies, finance service providers and others who may from time to time seek to provide you information on valuable products or services.

Assuming one of these bonds is traded on a public exchange while the other is not, the investor is not willing to pay as much for the nonpublic bond, thus receiving a greater premium at maturity.

On April 15, 2008, in response to a phone call from Kevin Tang of Tang Capital LP, we began a series of communications with Mr. Tang over several months during which we attempted to negotiate a confidentiality agreement with Mr. Tang and Tang Capital to permit discussions covering nonpublic information relating to Northstar and our operations.

collects nonpublic personal information included on forms, checks and gift letters we receive from you, or through information you communicate directly to us through other means.

(4) Goklany's chapter would be based on peer - reviewed and open - source literature, not «nonpublic information.»

The article considers the practical consequences for investment professionals of the Stop Trading on Congressional Knowledge Act, which regulates the dissemination by government employees and political consultants of material nonpublic information about policy initiatives undertaken by the legislative and executive branches of government.

The regulation does not specify the form that the program must take, but requires that it be «designed to perform the following core cybersecurity functions:» (1) identify internal and external cyber risks by, at a minimum, identifying the Nonpublic Information stored on the Covered Entity's Information Systems, the sensitivity of such Nonpublic Information, and how and by whom such Nonpublic Information may be accessed; (2) use defensive infrastructure and the implementation of policies and procedures to protect the company's Information Systems and the Nonpublic Information stored on those Information Systems, from unauthorized access, use or other malicious acts; (3) detect Cybersecurity Events - which are defined broadly to include «any act or attempt, successful or unsuccessful, to gain unauthorized access to, disrupt or misuse an Information System or information stored on an Information System;» (4) respond to identified or detected Cybersecurity Events to mitigate any negative effects; (5) recover from Cybersecurity Events and restore normal operations and services; and (6) fulfill all regulatory reporting obligations.

The restriction on using nonpublic information is not intended to affect a judge's ability to act on information as necessary to protect the health or safety of the judge or a member of a judge's family, court personnel, or other judicial officers if consistent with other provisions of this Code.

**** Monthly costs based on data from Private School Review, assuming 13 years of nonpublic schooling.

The types of nonpublic personal information we collect and share depend on the product or service you have with us.

Sources from which we may collect nonpublic information about you include: information we receive from you on applications or other forms in writing, via facsimile transmission, by telephone, by electronic means including e-mail and our website, or by other means of communication; information resulting from your transactions with us, our affiliates or others; information resulting from entitled services that you have received from us, our affiliates or others; information obtained from governmental sources, such as your driving record and claims history (insurance clients); and information obtained from non-governmental sources, such as demographic data used for marketing purposes.

The new Cyber Unit was launched by the SEC in September to focus on problems like ICO fraud, «misconduct» on the dark web, hacks aimed at stealing nonpublic information, intrusions into retail brokerage accounts, market manipulation schemes involving «false information spread through electronic and social media,» and cyber threats to market infrastructure like trading platform.