Practically speaking, we knew that very few brokers would choose to opt out of having their listings appear
on other brokers» sites.
This generates business for all members if they have agreed to allow their listings to be
on other brokers and salespeople's web sites.
Exclusive as well as real estate board listings advertised by other brokers who have agreed to allow them to be
on other brokers web sites.
They can allow their listings to be advertised
on other brokers web sites!
All brokers and salespeople when they enter their Haves and Wants on ICIWorld must answer a question on every single listing, «will you allow your listings to be advertised
on other brokers web sites?»
But don't think you can create a policy on the cheap by adopting the language you find
on other brokers» sites.
For example, your MLS's IDX rules may require that the listing broker's name appear in the online ad and that you display a particular «IDX logo»
on other brokers» listings.
The DDF consists of three modules and at each stage, brokers will be able to decide if they wish to share listing content for display
on other brokers» websites, display the listing content of other participating brokers on their own website, and / or send their listing content for display on third party sites.
Also, they have slippage problem, I was trading with other broker and I noticed my SL hit on FXCM and it did not
on the other broker.
For any give stock, in interactive broker's TWS (and I bet
on any other broker) there is a reported options historical volatility and an options implied volatility.
Not exact matches
Given the number of body
brokers that currently operate in America, academics and
others familiar with the industry say regular inspections of facilities and reviews of donor consent forms wouldn't place a big burden
on government.
Last month, Thomas Peterffy, the billionaire chairman of Interactive
Brokers Group Inc., wrote an open letter to CFTC Chairman J. Christopher Giancarlo, arguing that bitcoin's large price swings mean its futures contracts shouldn't be allowed
on platforms that clear
other derivatives.
On the
other hand, if it did someday stabilize and become widely used, its soaring prices would flatten out; it'll be the «boring investment» that
broker Martin Garcia fears.
A
broker,
on the
other hand, gets paid a commission for selling financial products.
The cease - fire that had been
brokered between the US and Russia between forces loyal to Assad and the assorted rebel groups opposing it — designed to allow Moscow and Washington to join forces and smash IS and the
other jihadist groups — agreed upon
on September 12, is over.
The data used to serve the ads was gleaned from user behavior
on apps and via IP addresses, information that is regularly harvested by data
brokers who repackage it to marketing firms who use it to serve ads with laser - like precision based
on interest, location, age and many
other markers.
Furthermore, banks rarely sold their mortgages to
other institutions and never relied heavily
on third - party mortgage
brokers, thus reducing the chance they'd end up with income-less, asset-less debtors and keeping default rates low.
We asked information
brokers and
others knowledgeable about the online world torecommend the best sites and services for conducting furthercompetitive - intelligence research
on a budget.
Club membership also gives members bragging rights as elite
brokers, the ability to advertise their status
on their websites, and priority when accounts of departing
brokers are redistributed or when customers are referred to the
broker - dealer from
other parts of Bank of America, according to a description of the recognition clubs in Merrill's 2014 compensation booklet.
Fees paid
on a
brokered CD / market linked CD and most
other instruments are largely based
on whether you have a brokerage account or an advisory account.
Small private equity firms and
other investors have begun circling small businesses that sell
on Amazon, looking to buy up and combine the most attractive, several
brokers told The Information.
[31] Therefore, from June 9, 2017, until January 1, 2018, insurance agents, insurance
brokers, pension consultants and insurance companies will be able to continue to rely
on PTE 84 - 24, as previously written, [32] for the recommendation and sale of fixed indexed, variable, and
other annuity contracts to plans and IRAs, [33] subject to Start Printed Page 16917the addition of the Impartial Conduct Standards.
A
broker or
other nominee can not vote without instructions
on non-routine matters, and therefore
broker non-votes may exist in connection with Proposal No. 1 and Proposals No. 3 through No. 8.
Second,
brokers, dealers and
other market participants that allow for payments in cryptocurrencies, allow customers to purchase cryptocurrencies
on margin, or otherwise use cryptocurrencies to facilitate securities transactions should exercise particular caution, including ensuring that their cryptocurrency activities are not undermining their anti-money laundering and know - your - customer obligations.
For specific instructions
on how to vote your shares, please refer to the section entitled «Questions and Answers About the 2018 Annual Meeting and Procedural Matters» and the instructions
on the Notice of Internet Availability or the notice you receive from your
broker, bank or
other intermediary.
Contact your bank,
broker or
other intermediary for specific information
on how to obtain a legal proxy in order to attend and vote your shares at the meeting.
If you are a beneficial owner, you did not receive a Notice of Internet Availability directly from us, but your
broker, bank or
other intermediary forwarded you a notice with instructions
on accessing our proxy materials and directing that organization how to vote your shares, as well as
other options that may be available to you for receiving our proxy materials.
If you are a beneficial owner holding your shares in street name and you do not give voting instructions to your
broker, bank or
other intermediary, that organization will leave your shares unvoted
on this matter.
A
broker dealer,
on the
other hand, would probably also advise against such an aggressive move, but if push comes to shove, they could execute the transaction.
Big
broker - dealers will seek to serve small balances in individual retirement accounts
on a flat - fee and fiduciary basis using developing technology, the report predicts, while insurance companies will have to lower variable annuity expenses and commissions to be in line with
other financial products.
Banks,
brokers, and
other nominees who do not receive instructions from you regarding the ratification of the appointment of independent accountants may generally vote
on that matter in their discretion.
If your Shares are held in the name of a
broker, bank, or
other nominee and you want to vote in person, you will need to obtain (and bring with you to the 2015 Annual Shareholders» Meeting) a legal proxy from the record holder of your Shares (who must have been the record holder of your Shares as of the close of business
on April 10, 2015) indicating that you were a beneficial owner of Shares as of the close of business
on April 10, 2015, as well as the number of Shares of which you were the beneficial owner
on the record date, and appointing you as the record holder's proxy to vote the Shares covered by that proxy at the 2015 Annual Shareholders» Meeting.
If your Shares are held of record by a bank,
broker, or
other nominee, we urge you to give instructions to your bank,
broker, or
other nominee as to how you wish your Shares to be voted so you may participate in the shareholder voting
on these important matters.
If you are a beneficial owner of Shares and your Shares are held in street name as described above, you will be admitted to the 2015 Annual Shareholders» Meeting only if you present either a valid legal proxy from your bank,
broker, or
other nominee as to your Shares, the notice of internet availability of the proxy materials (if you received one), a voting instruction form that you received from your bank,
broker, or
other nominee (if you have not already completed and returned the voting instruction form), or a recent bank, brokerage, or
other statement showing that you owned Shares as of the close of business
on April 10, 2015.
As the beneficial owner, you have the right to direct your
broker, bank or
other holder of record
on how to vote your shares.
We urge all shareholders to express their choices
on each voting matter described
on the proxy card or the voting instruction form (which you will receive from your
broker, bank, or
other nominee, if your Shares are held in «street name»).
Most notably, it allows insurance agents or
brokers to receive commissions, or
other indirect compensation (e.g., 12b - 1 fees) that can vary based
on the advice given, as long as the «Best Interest Contract» Exemption (BICE) applies.
GrowthCap is a trade name for GrowthCap, LLC and its subsidiaries and
other affiliates which include: GrowthCap Partners, LLC, a Delaware limited liability company, registered
broker - dealer and FINRA and SIPC member firm, which provides independent financial advice
on private placements, mergers, acquisitions, financial restructurings and similar corporate finance matters, and financial advisory.
Georgeson Inc. will distribute proxy materials to banks,
brokers, and
other nominees for forwarding to beneficial owners, may solicit proxies by personal interview, mail, telephone, and electronic communications, and will request brokerage houses and
other custodians, nominees, and fiduciaries to forward soliciting materials to the beneficial owners of the common stock held
on the record date by such persons.
However, the availability of telephone and Internet voting will depend
on the voting process of your
broker, bank or
other nominee.
If shares of our common stock are held
on your behalf in a brokerage account or by a bank or
other nominee, you are considered to be the beneficial owner of shares that are held in «street name,» and the Notice was forwarded to you by your
broker or nominee, who is considered the stockholder of record with respect to those shares.
You must follow the voting instructions provided by your
broker, bank or
other nominee in order to direct your
broker, bank or
other nominee
on how to vote your shares.
A
broker or
other nominee can not vote without instructions
on non-routine matters, and therefore
broker non-votes may exist in connection with Proposals No. 1 through No. 3, Proposals No. 6 through No. 11, and the Floor Proposal.
White announced in a late March speech that «in order to more fully inform the commission's decision
on this matter,» she had directed SEC staff to compile a list of all those options, including, she said, «a uniform fiduciary standard for
broker - dealers and investment advisors when dealing with retail customers, and
other measures that may be more targeted and achievable in the shorter term.»
Blake counsels asset managers and
broker - dealers
on all aspects of the development and distribution of alternative investment products, including registered investment companies, business development companies, and
other permanent or long - term capital structures, as well as hedge funds and private equity funds.
If you hold your shares in street name and you do not instruct your bank or
broker how to vote your shares, your
broker may vote your shares in its discretion
on the ratification of the appointment of the independent registered public accounting firm, but will not be allowed to vote your shares
on any of the
other proposals.
However, NextOption was placed
on our blacklist, and so we encourage forex traders to avoid them and prefer
other trusted
brokers, principally because we have seen strong evidence of them having involved in soliciting clients through frosty calling and spam e-mails.
Several
brokers, including FXCM, Saxo Bank, IG Group and Interactive Brokers, have started increasing the margin rates on currency pairs and other financial instruments, while other firms are on stand - by to act in the run - up to Electi
brokers, including FXCM, Saxo Bank, IG Group and Interactive
Brokers, have started increasing the margin rates on currency pairs and other financial instruments, while other firms are on stand - by to act in the run - up to Electi
Brokers, have started increasing the margin rates
on currency pairs and
other financial instruments, while
other firms are
on stand - by to act in the run - up to Election Day.
What can typically happen with
brokers is they get a large deal in the door, have the client sign a fee agreement, and then sit back and try to work the deal to death and not concentrate
on any
other deals because they think they are cashing in
on a large commission check.
On the
other hand, this minimum requirement also helps some
brokers to strategize their business strategies.