Sentences with phrase «on securities held»

Gains on securities held longer than a year qualify for typically lower long - term capital gains rates — usually 15 % but sometimes 20 %.

Accounts approved for options trading can buy and sell calls or puts or write (sell) covered calls on securities held in the account.

To comply with regulations on margin investing, you must maintain a certain amount of equity in your margin account at all times, depending on the securities held in the account.

Short - term capital gains occur on securities held for one year or less.

Another thing to keep in mind is that short - term gains you realize on securities you have held for less than a year are taxed at a higher rate than long - term gains, or gains on securities held longer than a year.

By writing options on the securities held in the portfolio, PBP adds income from call premiums at the expense of upside, so returns have differed greatly from those of our benchmark.

That is, the reduced rate does not apply unless the dividend is received on a security held for at least 60 days during the 121 - day period beginning 60 days before the ex-dividend date.

Before swapping in order to lower taxes, it's important to know if your potential gains and losses are short - term (on a holding of less than 12 month) or long - term (on a security held longer than 12 months).

The capital return and income of each iShares fund are based on the capital appreciation and income on the securities it holds, less expenses incurred.

Not exact matches

Institutional investors (such as pension funds) routinely insist on holding only highly - rated securities, so a downgrade can force them to sell that issuer's bonds.

Falcon Heavy is a large, reusable launch vehicle that will allow the closely held company to bid on heavier payloads than it can with its Falcon 9, such as big commercial satellites and national security missions.

In a filing with U.S. securities regulators on Thursday, Buffett disclosed he had bought 2 million shares, or an 8 % stake, in Seritage Growth Properties (SRG), a real estate investment trust Sears created last summer to extract money from its enormous real estate holdings.

While the amount companies spend on CEO security varies from year to year, the percentage of Fortune 100 companies that provide personal and home security to their chief executives has held steady, fluctuating only slightly in the range of 45 % to 54 % over the past five years.

McAlister points to economist William Sharpe's research on risk and market sensitivity, which shows that you get the benefits of diversification when you're holding between 25 and 30 securities.

The Maryland Democrat highlighted that Flynn still held an authorized security clearance during the 18 - day period from when acting Attorney General Sally Yates informed the White House that he could possibly be blackmailed by Russia until he was fired last February, while Kushner maintains his security clearance even as he has had to amend the application form on several occassions for omitting contacts with foreign sources.

Liquidity: The mere prospect of default is having an impact on the $ 5 trillion repo market, where big banks and investors get short - term loans using their holdings of Treasury securities, mostly T - bills, as collateral.

It also held tens of billions of dollars worth of mortgage securities on its books, which proved to be its downfall.

In the U.S., we generally believe that publicly - held firms are to be managed for «shareholder value» (technically, the Securities Exchange Commission's Code of Ethics for CEOs only requires the firm to provide full, fair, accurate and timely financial reporting, and to flag any known conflicts of interest or violations of securities law, but state laws often impose stricter fiduciary duties on the firm's top Securities Exchange Commission's Code of Ethics for CEOs only requires the firm to provide full, fair, accurate and timely financial reporting, and to flag any known conflicts of interest or violations of securities law, but state laws often impose stricter fiduciary duties on the firm's top securities law, but state laws often impose stricter fiduciary duties on the firm's top managers).

They hold elected officials accountable, champion consumer rights, reporting on homeland security issues and provide local traffic and weather information, as well as emergency evacuation warnings.

Because they trade on an exchange, products like ETFs and ETNs are not only priced using a net asset value (NAV)-- the value of securities held minus liabilities and divided by shares outstanding — that is calculated at the end of each day and by intraday NAV (iNAV) throughout the day.

Surprisingly, many people who hold high - level security clearances will keep their passwords on a piece of paper in their notebook, or unencrypted in a document on their phone or computer.

Some examples of this are when people hold meetings to get everyone up to speed on their tasks, write paperwork to provide a legal trail, or back up documents for security's sake.

West Perth - based Global Gold Holdings Ltd has performed strongly in its debut on the Australian Securities Exchange, closing up 35 per cent on its offer price.

Early on, Macdonald's biggest concern was that employees would be nervous about staying with the firm without the security of a much larger holding company behind it.

Because the financial markets have been so volatile these last few years and may continue to give investors a bumpy ride, Kaplan says it pays for investors to stay liquid and to diversify their holdings through vehicles such as mutual funds and ETFs (exchange - traded funds) rather than make big bets on individual securities.

[M] illennials seeking government help as automation takes hold, and boomers insisting on promised levels of Social Security and Medicare.»

The chair of the U.S. Securities and Exchange Commission took on «unicorns,» tech startups and other privately held companies on Thursday, admonishing Silicon Valley firms to be fair and honest with their investors.

In a ceremony held at Dubai Chamber's premises on Tuesday, Dubai Chamber signed an MoU with online marketing agency Digital Falcon to boost Dubai Startup Hub's digital presence, flydubai sealed a strategic agreement with cybersecurity startup VUL9 to deliver security staff monitoring and related services to the airline's offices across the UAE, Emirates NBD signed an MoU with VUL9 for the bank's cybersecurity projects, and Fiat Chrysler Automobiles announced a deal with logistics tech startup LoadME, a freight services aggregator, to drive Fiat Chrysler's commercial vehicle sales in the Middle East.

But he held off on signing up right away, saying DfB didn't have the granular controls and security measures typically required of enterprise software.

Latin America holds the ignominious distinction of having the most cities on Mexico's Citizens» Council for Public Security's annual ranking of the world's most violent cities for 2016.

These risks and uncertainties include: Gilead's ability to achieve its anticipated full year 2018 financial results; Gilead's ability to sustain growth in revenues for its antiviral and other programs; the risk that private and public payers may be reluctant to provide, or continue to provide, coverage or reimbursement for new products, including Vosevi, Yescarta, Epclusa, Harvoni, Genvoya, Odefsey, Descovy, Biktarvy and Vemlidy ®; austerity measures in European countries that may increase the amount of discount required on Gilead's products; an increase in discounts, chargebacks and rebates due to ongoing contracts and future negotiations with commercial and government payers; a larger than anticipated shift in payer mix to more highly discounted payer segments and geographic regions and decreases in treatment duration; availability of funding for state AIDS Drug Assistance Programs (ADAPs); continued fluctuations in ADAP purchases driven by federal and state grant cycles which may not mirror patient demand and may cause fluctuations in Gilead's earnings; market share and price erosion caused by the introduction of generic versions of Viread and Truvada, an uncertain global macroeconomic environment; and potential amendments to the Affordable Care Act or other government action that could have the effect of lowering prices or reducing the number of insured patients; the possibility of unfavorable results from clinical trials involving investigational compounds; Gilead's ability to initiate clinical trials in its currently anticipated timeframes; the levels of inventory held by wholesalers and retailers which may cause fluctuations in Gilead's earnings; Kite's ability to develop and commercialize cell therapies utilizing the zinc finger nuclease technology platform and realize the benefits of the Sangamo partnership; Gilead's ability to submit new drug applications for new product candidates in the timelines currently anticipated; Gilead's ability to receive regulatory approvals in a timely manner or at all, for new and current products, including Biktarvy; Gilead's ability to successfully commercialize its products, including Biktarvy; the risk that physicians and patients may not see advantages of these products over other therapies and may therefore be reluctant to prescribe the products; Gilead's ability to successfully develop its hematology / oncology and inflammation / respiratory programs; safety and efficacy data from clinical studies may not warrant further development of Gilead's product candidates, including GS - 9620 and Yescarta in combination with Pfizer's utomilumab; Gilead's ability to pay dividends or complete its share repurchase program due to changes in its stock price, corporate or other market conditions; fluctuations in the foreign exchange rate of the U.S. dollar that may cause an unfavorable foreign currency exchange impact on Gilead's future revenues and pre-tax earnings; and other risks identified from time to time in Gilead's reports filed with the U.S. Securities and Exchange Commission (the SEC).

said Friday that his committee intends to hold a hearing on the historic data breach, which cybersecurity experts said dwarf other high - profile security incidents affecting companies like Yahoo (yhoo) and Sony Pictures Entertainment.

The Senate Banking Committee held a hearing on the nominations of Mary Jo White to become chair of the Securities and Exchange Commission (SEC).

Readers are advised that information on the website is issued solely for information purposes and not to be construed as an offer or recommendation to buy, hold, or sell any securities.

The rules would prohibit funding portals from, among other things: offering investment advice or making recommendations; soliciting purchases, sales or offers to buy securities; compensating promoters and other persons for solicitations or based on the sale of securities; and holding, possessing, or handling investor funds or securities.

If you plan to hold to maturity you have to be willing to forego the possibility of higher yields assuming rates rise, but then again you don't get dinged on the lower price of the security.

On Oct. 24, the Ontario Securities Commission held a roundtable on the 22nd floor of the OSC's downtown Toronto office to discuss the results of the Canadian Securities Administrators» annual report on women's representation on public company boardOn Oct. 24, the Ontario Securities Commission held a roundtable on the 22nd floor of the OSC's downtown Toronto office to discuss the results of the Canadian Securities Administrators» annual report on women's representation on public company boardon the 22nd floor of the OSC's downtown Toronto office to discuss the results of the Canadian Securities Administrators» annual report on women's representation on public company boardon women's representation on public company boardon public company boards.

2017 marked a breakthrough for a different type of product — options on exchange - traded funds that hold fixed income securities.

Every month he holds security meetups to educate Harlem, New York residents on privacy practices and how to avoid local surveillance.

Purchase or sell any portfolio securities listed in the Holdings Information on the basis of any information contained in Holdings Information;

Failure to deliver collateral - If a dealer fails to deliver collateral against borrowed securities on the loan date, cash will be held overnight against the loan without interest, and a penalty fee equal to the general collateral rate will be assessed, in addition to the lending fee.

Tellis holds the Tata Chair for Strategic Affairs and is a senior fellow at the Carnegie Endowment for International Peace, specializing in international security and U.S. foreign and defense policy with a special focus on Asia and the Indian subcontinent.

Cigna Corp. began its pursuit of Express Scripts Holding Co. in October 2017, not waiting for regulators to rule on a separate deal between CVS Health Corp. and Aetna Inc., the Bloomfield health insurer said in a filing with securities regulators.

Gross kept mortgage securities as his biggest holding at 53 % of assets, according to the report posted Wednesday on the PIMCO website.

When the fund distributes capital gains from the sale of securities — this could be taxed at ordinary income tax rates or the more favorable long - term capital gains rate, depending on how long the securities were held in the fund.

Recipients are required to comply with any legal or contractual restrictions on their purchase, holding, and sale, exercise of rights or performance of obligations under any securities / instruments transaction.

The Bank has been collecting data on this market for some time, using various market sources and cross-checking with securities held in Austraclear, the main depository for private sector securities.

U.S. Weighs Curbs on Chinese Telecom Firms Over National - Security Concerns Fed Holds Rates Steady, but Indicates Increases Will Continue Amazon Threatens Seattle Over New Tax...

At the same time, what is counted as cash on the sidelines, whether in money market funds, or as tiny balances in equity funds, is nothing but a mountain of short - term debt securities, mostly Treasury bills, that have been issued and must be held by somebody until they are retired.

«Ride - hailing companies hold out the promise of creating a whole new industry, but it's tough to make judgments based on their fundamentals,» said Masahiko Ishino, an analyst at Tokai Tokyo Securities.