Sentences with phrase «one's portfolio securities»

It may engage in active and frequent trading of portfolio securities as part of its principal investment strategy.

A fund's trading activity, the buying and selling of portfolio securities, is not included in the calculation of the expense ratio.

The proxy voting policies and procedures of Broad Run Investment Management, LLC («Broad Run») address the responsibility of Broad Run to ensure that proxies received for portfolio securities held by the Hennessy Focus Fund (the «Focus Fund») are voted in the best interest of the Focus Fund, including in those situations involving a conflict of interest between the Focus Fund on the one hand, and Broad Run or its affiliated persons, on the other hand.

Portfolio Turnover Risk: The Advisor will sell portfolio securities when it is in the interests of the Fund and its shareholders to do so without regard to the length of time they have been held.

View a complete list of the Fund's portfolio securities as of the most recent quarter end.

The original date of execution was June 30 but «due to delays in liquidating certain portfolio securities,» they anticipate waiting until October 23.

Since the Adviser considers other factors in addition to traditional investment criteria when selecting portfolio securities, it may forego a profitable investment opportunity or sell a security when it may be disadvantageous to do so.

For all Homestead Funds, the distribution of capital gains — any profit the fund earned on the sale of underlying portfolio securities — is typically made in mid-December based on transaction activity through mid-October.

Many of the unnecessary trading costs associated with the required purchase and liquidation of portfolio securities at inopportune times, as was previously associated with administering the Fund's rules - based portfolio may be alleviated.

As a non-diversified fund, the fund may invest in a relatively small number of issuers and, as a result, be subject to a greater risk of loss with respect to its portfolio securities.

The principle risk to investing in these funds is that issuers or guarantors of debt instruments or the counterparty to a repurchase agreement or loan of portfolio securities may be unable or unwilling to make timely interest and / or principal payments or otherwise honor their obligations.

You value the stability and security of a fixed term investment for some or all of your portfolio

Ease of buying and selling, just like stocks, because investors own the portfolio securities directly, unlike owning an ETF or mutual fund.

As a non-diversified investment company, the fund may invest in a relatively small number of issuers and, as a result, be subject to a greater risk of loss with respect to its portfolio securities.

The Fund may engage in active and frequent trading of portfolio securities to achieve its investment objective... the Fund will invest in a portfolio of securities including: equities, debt, warrants, distressed, high - yield, convertible, preferred, when - issued... options, total return swaps, credit default swaps, credit default indexes, currency forwards, and futures... ETFs, ETNs and commodities.»

The credit ratings shown are based on each portfolio security's rating as generally provided by Moody's.

If asked to explain why Toyoda Common, as a marketable security, sells at such a substantial discount from the value of Toyoda's net assets, which are also measured largely by the market values of its portfolio securities, the likely explanation would revolve around something called «investor expectations.»

An investor in ITCs usually has less need for diversification than is the case for GCs, in part because the portfolios of ITCs tend to already be quite diversified as is the case for Brookfield Asset Management, Loews Corp., and a majority of the portfolio securities held by Third Avenue Real Estate Value Fund.