Sentences with phrase «only as a brokerage»

(3) Unless permitted by the regulations, a partnership or corporation may be licensed only as a brokerage.

Not exact matches

Piper is a licensed international luxury REALTOR ® at First Team Christie's International Luxury Real Estate, one of the world's largest luxury real estate brokerages as well as a Certified International Property Specialist, the only international designation recognized by the National Association of REALTORS ®.

If you would like to revoke your consent to householding and in the future receive your own Notice of Internet Availability of Proxy Materials (or your own set of proxy materials, as applicable), or if your household is currently receiving multiple copies of the same items and you would like in the future to receive only a single copy at your address, please contact Householding Department by mail at 51 Mercedes Way, Edgewood, New York 11717, or by calling 1-800-542-1061, and indicate your name, the name of each of your brokerage firms or banks where your shares are held, and your account numbers.

If you are a beneficial owner of Shares and your Shares are held in street name as described above, you will be admitted to the 2015 Annual Shareholders» Meeting only if you present either a valid legal proxy from your bank, broker, or other nominee as to your Shares, the notice of internet availability of the proxy materials (if you received one), a voting instruction form that you received from your bank, broker, or other nominee (if you have not already completed and returned the voting instruction form), or a recent bank, brokerage, or other statement showing that you owned Shares as of the close of business on April 10, 2015.

All or None (AON)-- If a trader was to specific an order as All or None, that would tell the brokerage to only fill their order if you can buy the full amount of shares desired.

As a result, Morgan Stanley's share of the global market for prime brokerage swelled last year to include 24 % of the world's hedge funds, second only to Goldman Sachs Group, according to Preqin.

However, The Wall Street Journal's analysis finds that many of the CFPs listed on LetsMakeAPlan.org who work at major Wall Street banks and brokerages have been identifying themselves as «fee only.»

This allows the forex trader make higher winning with limited investment but in the case of the binary trading, the trader can only allow investing the money which is available on the account or the amount which is restricted as per the brokerage site.

If you're trying to qualify only part of your activities as trading, you should use a separate brokerage account for those transactions.

This leaves Questrade as the only discount brokerage currently offering unlimited trades.

I don't think Robinhood is going away - they may have started as a novelty but they are only increasing their ability to compete with other brokerages.

Many discount brokerages offer cash - only accounts for as low as $ 500 starting capital.

Plus, the added benefit of flexibility in using the cash in a taxable brokerage account for anything (as opposed to only education related expenses in the 529 plan) makes the risk of over funding the 529 plan a major detriment.

As the only discount brokerage with legacy subprime mortgage assets on its balance sheet, E * TRADE...

Fortunately, sports fans aren't the only ones being treated to contests as DIY investors and online brokerages have contests of their own making headlines.

While many active traders are content with the desktop interface and additional screen real estate, the reality is that certain online brokerages in the US, such as Robinhood, have proven that younger users can and will use mobile - only platforms or apps to perform trades, check their accounts or portfolios and research potential investing opportunities.

The below displayed brokerage calculator will calculate not just brokerage but also other charges levied by the stock broker such as Transaction charges, Stamp Duty by different states of India, STT, GST and more (for NSE only) that are not generally explicitly mentioned.

ETFs (exchange - traded funds) are listed on an exchange, so you can only buy and sell them through a brokerage account, such as your Vanguard Brokeragebrokerage account, such as your Vanguard BrokerageBrokerage Account.

The shamrocks and markets weren't the only green making waves this week, however, as a few «green» discount brokerages were also busy making headlines.

Forward looking at the index market it seems this will just be a race to the bottom with the fees eventually reaching 0 % as it will be only a matter of time before somebody does this for free, similar to brokerage accounts that are being offered for free and other parts of the financial market.

Continuing their efforts to make owning a home as affordable as possible, RP Funding CEO, Robert Palmer opened real estate brokerage, Listed.com to be able to introduce the No Closing Cost Purchase — a special offer only available to home buyers who find and purchase their home using a Listed.com real estate agent bundled with an RP Funding mortgage.

Incidentally the contest sponsorship coincides with National Bank Direct Brokerage's commission - free ETF offer (for Canadian ETFs only), so the contest promotion has some overlap with the free ETF promotion as well.

Since it is only reasonable for discount brokerages to charge something for selling no - trailer funds, many of them levy a transaction fee in those cases, although some (as we'll see) simply don't offer them.

With some companies, sales agents will encourage you to sell your overweighted assets and buy underweighted assets as this generates brokerage commissions for them, but when you only need to make minor adjustments, you can simply change the allocation of the new money going into your account until you are back to your target weights.

Making the switch from an advisor to the discount brokerage, in the absence of any other changes as implied by the ads would not only leave clients paying the exact same amount, they would also be paying it while getting no advice whatsoever.

In the previous set of mobile brokerage rankings, two out the top three online brokerages were bank - owned brokerages however in 2017, BMO InvestorLine stood out as the only bank - owned brokerage in the top three.

SMDI has been my only discount brokerage service, so I can not compare it with the competition but I can say that as a frugal investor, I've avoided using the service due to the fees and focused on my no - fee DRIP holdings.

Interestingly enough, procrastinating gift - givers weren't the only ones getting things done this week, as Canadian online brokerages were also busy making news and releasing features heading into the final few days of 2017.

Not only is the January through March window the busiest period (arguably) for Canadian online brokerages, this year in particular stands out as «unprecedented» according to a number of bank - owned online brokerages in terms of investor interest and volume.

As the only brokerage that has not lowered its standard commission prices to compete with every other Canadian brokerage, Scotia iTRADE is clearly incentivizing clients with larger balances to pay attention.

The irony of succeeding as an online brokerage is that you not only have to be able to succeed on the transactional side (i.e. provide the service of online brokerage), but also demonstrate that you understand and can respond to the constant evolution of being online.

Moreover, certain stock brokerages only service clients classified as high net worth individuals (HNWIs).

They're the only brokerage with this feature: as a customer, you'll receive 10 free stock trades per month if you make at least 25 trades monthly, or if you have a minimum balance of $ 25,000.

As far back as 2005, BusinessWeek reported that discount outfits had eroded the profit margins of stock brokerages, such that only wealthy clients got much face - to - face attention and stock brokers were «an almost extinct breed.&raquAs far back as 2005, BusinessWeek reported that discount outfits had eroded the profit margins of stock brokerages, such that only wealthy clients got much face - to - face attention and stock brokers were «an almost extinct breed.&raquas 2005, BusinessWeek reported that discount outfits had eroded the profit margins of stock brokerages, such that only wealthy clients got much face - to - face attention and stock brokers were «an almost extinct breed.»

But at the other end of the spectrum, bank brokerages may offer low commissions only on larger accounts: investors with less $ 50,000 may pay as much as $ 29 per trade.

In contrast, a brokered CD is only available from a financial professional such as a brokerage firm or a financial advisor.

Availability of non-advised execution - only brokerage accounts, which are sometimes referred to as «self - directed» or «client - directed» accounts

Rather than send you a check or deposit your cash in a checking account, Fidelity will only agree to deposit your rewards in an approved savings account or investment vehicle, such as a brokerage account, a retirement account, a Fidelity Cash Management Account, a Fidelity - managed 529 college savings plan, or a Fidelity Go account.

The reasons: (1) implied contractual indemnity — individual brokers were not parties to the listing agreement with sellers (only the bankrupt brokerage business was a party); and (2) equitable indemnity — although brokers were jointly and severally liable with sellers as far as buyers» damages, this theory could not be used to create a new attorney fee exposure basis under the American Rule, or else the appellate court would be creating a new exception through judicial fiat.

As such, it was only natural that we at East Coast Health Insurance, the leading brokerage for affordable health insurance quotes, would set up shop here in the «Palmetto State.»

Only back in September 2017 the brokerage first provided its clients with an opportunity to trade leveraged instruments on assets from the cryptocurrency market, starting with bitcoin (BTC) and ethereum (ETH), which were made available in both Meta Trader platforms, MT4 and MT5, as well as its own R Trader.

I can however understand your doubt, since you are correct in that a brokerage that has listed the «mere posting» is only supposed to treat the seller as a customer.

Many brokerages only survived the big recession because they had the foresight, years earlier, to offer other services, such as mortgage and title.

Not only would this have put many unlicensed FSBO out of business, but the Realtor (s) & Brokerage (s) who took the idea and ran with it would set themselves apart from (using Toronto as an example) 35,000 available agents and would be planting the seed of guaranteed constant business which caters to all types of client requirements.

As the industry regulator of Alberta's real estate professionals, RECA, which itself is self - regulated, is the only industry body that has the authority to go into a brokerage and examine its records.

Originally founded in 1980 as the second Re / Max office in Western Canada, the brokerage is now the only office in the Lethbridge Real Estate Board that has commercial, residential and agricultural agents as members.

Every single one of the brokerages modelling their services as fsbo providers, flat fee listings and rebate brokerages make their entrance with next to nothing fees only to change them shortly thereafter in their own favour.

Good point Jim... BUT... if brokerages ideally going forward have to compete with other brokerages for only a small number of recent competent graduates per year (instead of the tumble weed - like overabundance of wide - eyed hoping - for - good - luck babes - in - the - woods minor league» rs) who are highly educated (both academically and industry related), well experienced in some kind of previous real estate related venture (other than simply as a commissioned sales person) who can also prove that they have an ethics - driven background «prior» to being allowed into real estate transaction schooling / training, then that ball falls squarely in Organized Real Estate's bureaucratic court of currently - fuzzy parameters.

I was an assistant builder in my father's new home construction business; a licensed tradesman thereafter, a Realtor from 1980 to 1983 wherein said time frame I had started my own brokerage (Bell Real Estate Inc.) after being in the business only eighteen months via a partner's (Evelyn Bell) brokerage licence, only to walk away from it when interest rates hit 22 %, a conciliator / inspector with the Ontario New Home Warranty Program (now TARION), establishing the top conciliation record in Ontario out of 56 conciliators from day one on the job, a national warranty adjuster for PAFCO Insurance (now defunct after having been bought out by a U.S. conglomerate), an appraiser affiliated with the Appraisal institue of Canada, as well as a recent Realtor (again) with Century 21 United Realty Inc. in Peterbough, Ontario.

We believe the consumers» expectations are increasing at a phenomenal pace, and the only way we can maintain and grow raving fans is for the agents and brokerage to work together as partners, so our focus is B - to - C.