Sentences with phrase «only trade on behalf»

A licensee must be licensed with a brokerage and can only trade on behalf of that brokerage.

Not exact matches

Auto trading signal software applications are designed to not only analyze, predict and provide traders with reliable trading signals but also to automatically place the trade on behalf of the investor.

The only way that asset managers can evaluate the cost of trading strategies is to analyze all the orders sent to the market on their behalf, in the proper context.

«We want to turn up the heat as the current OFT [Office of Fair Trading] supermarket monopoly inquiry gets going because they can push for protective legislation on our behalf and that is the only way to deal with this situation.»

Long have Albany's annual budget negotiations between the governor and the Legislature been shrouded in secrecy, a mystery not only to the public and to the press, but even to most rank - and - file lawmakers, who are frequently left in the dark about what deals and trades their leaders are making on their behalf.

Nowadays since your online trading platform acts as your broker, only a small fee (or a commission) is charged to buy and sell stocks on your behalf.

Which bring us to another very important point... while you will be giving Motley Fool Wealth Management permission to make trades on your behalf, all of your money and investments will actually be held by Interactive Brokers — and the only person who will ever be able to touch the money in your account will be YOU.

We will not sell, trade or share your personal information with anyone else, nor send donor mailings on behalf of other organizations, and we will only share personal information if you have given us specific permission to do so.

PetSmart Charities will never sell, trade or share a donor's personal information with anyone else nor send donor mailings on behalf of other organizations, unless a donor has given PetSmart Charities specific permission to do so and except that we may share such information in limited circumstances only as follows:

The American Coalition for Clean Coal Electricity (ACCCE) is the only national trade organization whose sole mission is to advocate at the federal and state levels on behalf of coal - fueled electricity and the coal fleet.

Paul Bailey is the president and CEO of the American Coalition for Clean Coal Electricity, the only national trade organization whose sole mission is to advocate at the federal and state levels on behalf of coal - fueled electricity and the coal fleet.

(3) If trading services are provided by a licensee who has been designated to provide those services as a designated agent to or on behalf of only one party to a trade in real estate, the only remuneration that must be disclosed is the remuneration paid or payable to the licensee's related brokerage in relation to the services provided by that licensee to or on behalf of that party, and the disclosure must be made in accordance with subsection (2).

By contrast, a compliance company, a law firm submitting comments on behalf of a software company, a credit union, and trade associations representing banks and credit unions argued that temporary financing, particularly construction - only loans and bridge loans, also should be exempt because their unique characteristics make them ill - suited for RESPA disclosures.

Obtaining informed consent before acting is also necessary if a brokerage or any of its related licensees wishes to alter an existing relationship; for example, to move from acting on behalf of only one party to a trade to acting as a limited dual agent on behalf of both parties.