Sentences with phrase «order than the broker»

2008: At mediation, «EC» retracts his prior story, mediator tells him this is the only case where the client (me) has been more in order than the broker.

Not exact matches

According to Macey and Swensen, brokers frequently send their orders to the exchange where they are offered a rebate, rather than where it would be done the most efficiently.

Running display ads (static banners or more complex Flash / video / interactive pieces) is much more difficult than it should be, in part because different publications can have vastly different standards (I can remember one time doing three different versions each of four online ads, one set for the NY Times site, one set for Washington Post properties and one at standard 468 × 60 banner size for National Journal) and in part because ads can't be ordered from a single central broker (a situation that AOL's Advertising.com for one is trying to change).

In May 2016, Judge Valerie E. Caproni sentenced the former Albany power broker to 12 years in prison, fined him $ 1.75 million, and ordered that he forfeit more than $ 5 million in what the prosecution said were ill - gotten gains.

The US District Court for the Southern District of Florida has ordered binary options broker Vision Financial Partners and its founder Neil Pecker to jointly pay more than...

When placing orders, be aware that even equity orders are done in legs, so you have to get used to trading stocks a little differently than you would with other discount brokers.

A discount stock broker — A discount stock broker will simply carry out buy and sell orders for their clients, and charge lower commission rates than full - service brokers.

The broker is present in more than 120 countries worldwide and has more than 176 million opened orders and some 2.3 million active traders.

The broker also warns that that availability of BID and ASK prices on all GBP pairs may differ during the trade on June 23, and June 24 following the results of the referendum, and that Stop Loss, Take Profit and Pending orders may be executed at different prices than desired due to potential abnormal trading conditions (including periods of limited liquidity).

While stop - limit orders eliminate the possibility of a worse than expected price, if the market or stock is moving quickly, your order may go unfilled if the broker can not execute your order fast enough once the price passes your limit.

It allows you to borrow money from your broker in order to increase your buying power so that you can ultimately make larger trades than you would be able to in a cash account.

I'm not sure of the US (assuming US rather than AU, NZ, etc) rates for online brokers, but UK online brokers are the order of # 6 - 10 / trade.

The broker advises its clients to monitor closely their positions, make sure they have sufficient funds and use Stop Limit type orders (rather than Stop Market).

Discount stock broker: Unlike full - service stock brokers, discount brokers simply carry out buy and sell orders for their clients, and charge lower commission rates than full - service brokers.

if with a broker or dealer, (a) will attempt to obtain the best price and execution of its orders, and (b) may nevertheless in its discretion purchase and sell portfolio securities from and to brokers who provide the Adviser with research, analysis, advice and similar services and pay such brokers in return a higher commission or spread than may be charged by other brokers.

Even if you set a stop - loss order, you can lose more than your account balance and get a margin call from your broker.

IRDA recently has allowed banks to act as brokers and sell products of more than one insurer in order to increase the penetration of insurance in the country.

The study also found that a little more than one - third of recent homebuyers who obtained their mortgage through a broker, direct lender, or someone else chose one of the following four creative mortgage options, listed in the order of popularity:

Additionally, a disciplinary committee of the Council, if it finds that a licensee has committed professional misconduct, can make various disciplinary orders including reprimanding or suspending licensees, or imposing a disciplinary penalty of not more than $ 250,000 in the case of a representative, associate broker, or managing broker and not more than $ 500,000 in the case of a brokerage or former brokerage.

«More than ever, we have made it our priority to build direct relationships with brokers around the country in order to get more timely and accurate listings, and in return, give brokers marketing exposure and connect their agents with home sellers and home shoppers,» said Greg Schwartz, Zillow chief revenue officer.

357 DOS 02 Matter of DOS v. Elias - failure to appear at hearing; failure to pay judgment; proper business practices; deposits; DOS fails its burden of proof; restitution; ex parte hearing may proceed upon proof of proper service; respondent failed to fully satisfy a judgment obtained against him without showing that he was unable to do so; a rental broker is entitled to compensation only after procuring a rental agreement between tenant and landlord; retaining part or all of the deposit without obtaining a rental agreement demonstrates untrustworthiness and incompetency; restitution may be ordered as a condition to retention of the broker's license where he has received money to which he is not entitled; unlawful for broker to operate real estate brokerage business at an address other than that which was stated on his application; broker operated his real estate business out of an address prior to obtaining a license for that address; DOS failed to prove that respondent commingled and converted deposits; real estate brokers license suspended for four months and an additional period of time until respondent proves he has paid the balance of the judgment

B. Individuals who are actively engaged in the real estate profession other than as sole proprietors, partners, corporate officers, or branch office managers, in order to qualify for REALTOR ® Membership, shall at the time of application, be associated either as an employee or as an independent contractor with a Designated REALTOR ® Member of the Association or a Designated REALTOR ® Member of another Association (if a Secondary Member) and maintain a current, valid Florida real estate broker's or salesperson's license or be licensed, registered, or certified by an appropriate state regulatory agency to engage in the appraisal of real property, shall complete, within sixty (60) days of making application, a course of instruction covering the Bylaws and Rules and Regulations of the Association, the Bylaws of the State Association, and the Constitution and Bylaws and Code of Ethics of the NATIONAL ASSOCIATION OF REALTORS ®, shall pass such reasonable and nondiscriminatory written examination thereon as may be required by the Board of Directors, and shall agree in writing or by electronic agreement that if elected to membership they will abide by the Code of Ethics of the NATIONAL ASSOCIATION OF REALTORS ®, and by the Constitution, Bylaws, and Rules and Regulations of the local Board, State Association, and the National Association.

CRC # 98 - 523 Matter of DOS v. Hazor, Consent Order - default decision (122 DOS 98) re-opened upon motion to vacate; license revocation for failure to disclose in renewal applications that corporate broker had been dissolved by proclamation and continued to operate for purposes other than winding up its corporate affairs is annulled; licenses reinstated upon payment of $ 2,000.00 fine

If the brokerage is contracted to provide monthly accounting statements (other than the requirements laid out within the Council Rules), request that the brokerage receive regular statements from the other financial institution / broker in order to report the strata corporation's complete financial position.