Under SEC Rule 606, broker - dealers that route
orders on behalf of customers are required to prepare quarterly reports that disclose the following information:
Collected information from customer to set up accounts, make changes to existing accounts, complete contracts and place
orders on behalf of the customer.
Not exact matches
«
On March 16, 2017, when the Government filed its petition to enforce the IRS summons, we indicated that we intended to file a motion to intervene and to quash the summons on behalf of Coinbase customers in order to protect them from this government overreac
On March 16, 2017, when the Government filed its petition to enforce the IRS summons, we indicated that we intended to file a motion to intervene and to quash the summons
on behalf of Coinbase customers in order to protect them from this government overreac
on behalf of Coinbase
customers in
order to protect them from this government overreach.
An individual or firm who solicits futures and options
orders, commodity
customers, or
customer funds
on behalf of a futures commission merchant, or FCM.
Bitcoin brokers are individuals and companies that take buy and sell
orders and execute those
orders on an exchange
on behalf of their
customers.
The Milwaukee Public Library does make use
of proxy server technology in
order to give city residents access to private databases to which the library subscribes
on behalf of its
customers.
Once the TDS deductions have been filed by us
on behalf of our
customers we provide them with a record
of all the necessary details that they would need in
order to be able to file TDS returns at a later date.
They are required to support the
customer in data collection for the risk analysis part
of insurance underwriting, and to complete all the necessary paperwork with them and / or
on their
behalf in
order for their risks to be underwritten with effective policies.
After the issue received a mountain
of publicity, Google wrote to Dan Eleff, the person behind Dan's Deals, and said: «We identified a scheme in which consumers were asked to purchase Pixel devices
on behalf of a reseller, who then marked - up the cost
of those devices in
order to resell them to other
customers.
«We identified a scheme in which consumers were asked to purchase Pixel devices
on behalf of a reseller, who then marked - up the cost
of those devices in
order to resell them to other
customers,» a Google representative said in a statement sent to SlashGear.
• Deliver merchandise to various
customers on daily and weekly basis timely • Assist in loading and unloading the vehicle safely • Operate the vehicle loading and unloading machinery expertly • Maintain merchandise inventories and keep delivery logs up to date • Report any malfunction in the vehicle or equipment immediately • Receive cash and check
on delivery
on the company's
behalf when instructed • Interact with
customers on daily bases, note down and forward any
orders or complaints regarding delivery or merchandise • Conduct regular pre and post route inspections
of the vehicle and keep it clean and well oiled • Report any accident as first priority to the management
Will be responsible for answering calls
on behalf of clients, providing excellent
customer service, answering billing questions, changing or cancelling service, providing information
on order statuses, and troubleshooting services.