Sentences with phrase «orders on behalf of customers»

Under SEC Rule 606, broker - dealers that route orders on behalf of customers are required to prepare quarterly reports that disclose the following information:
Collected information from customer to set up accounts, make changes to existing accounts, complete contracts and place orders on behalf of the customer.

Not exact matches

«On March 16, 2017, when the Government filed its petition to enforce the IRS summons, we indicated that we intended to file a motion to intervene and to quash the summons on behalf of Coinbase customers in order to protect them from this government overreacOn March 16, 2017, when the Government filed its petition to enforce the IRS summons, we indicated that we intended to file a motion to intervene and to quash the summons on behalf of Coinbase customers in order to protect them from this government overreacon behalf of Coinbase customers in order to protect them from this government overreach.
An individual or firm who solicits futures and options orders, commodity customers, or customer funds on behalf of a futures commission merchant, or FCM.
Bitcoin brokers are individuals and companies that take buy and sell orders and execute those orders on an exchange on behalf of their customers.
The Milwaukee Public Library does make use of proxy server technology in order to give city residents access to private databases to which the library subscribes on behalf of its customers.
Once the TDS deductions have been filed by us on behalf of our customers we provide them with a record of all the necessary details that they would need in order to be able to file TDS returns at a later date.
They are required to support the customer in data collection for the risk analysis part of insurance underwriting, and to complete all the necessary paperwork with them and / or on their behalf in order for their risks to be underwritten with effective policies.
After the issue received a mountain of publicity, Google wrote to Dan Eleff, the person behind Dan's Deals, and said: «We identified a scheme in which consumers were asked to purchase Pixel devices on behalf of a reseller, who then marked - up the cost of those devices in order to resell them to other customers.
«We identified a scheme in which consumers were asked to purchase Pixel devices on behalf of a reseller, who then marked - up the cost of those devices in order to resell them to other customers,» a Google representative said in a statement sent to SlashGear.
• Deliver merchandise to various customers on daily and weekly basis timely • Assist in loading and unloading the vehicle safely • Operate the vehicle loading and unloading machinery expertly • Maintain merchandise inventories and keep delivery logs up to date • Report any malfunction in the vehicle or equipment immediately • Receive cash and check on delivery on the company's behalf when instructed • Interact with customers on daily bases, note down and forward any orders or complaints regarding delivery or merchandise • Conduct regular pre and post route inspections of the vehicle and keep it clean and well oiled • Report any accident as first priority to the management
Will be responsible for answering calls on behalf of clients, providing excellent customer service, answering billing questions, changing or cancelling service, providing information on order statuses, and troubleshooting services.
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