Sentences with phrase «other advisers in»

Meanwhile, many other advisers in the industry have clung to transactional and commission - based models often loaded with potential conflicts.

Retain accountants, attorneys, investment counsel, agents and other advisers in connection with the performance of the trustee's duties

Not exact matches

Australia is falling behind Singapore, Israel, South Korea, China and other trade competitors in the race to lead the fourth industrial revolution, the government's chief innovation adviser Bill Ferris will tell The Australian Financial Review Innovation Summit today.

Unlike in other countries, though, U.S. advisers are not required to become fiduciaries, and many choose not to - often so they can rake in commissions for selling you products that might not quite satisfy the «best interest of the client» standard.

«The commercialization of LEO (low Earth orbit) is an exciting prospect, but it will be an exercise in determining what ideas are more real than others,» said Phil Larson, a former space policy adviser to President Barack Obama who worked for Elon Musk's SpaceX, or Space Exploration Technologies Corp..

In doing my research, I realized that virtually every site I visited used the same words to describe what they did and most started off by saying something like «we are different to other financial advisers».

In 1981, when he was acting as adviser to then New Jersey gubernatorial candidate (later Governor) Tom Kean, the RNC assembled a ballot security force consisting of off - duty law enforcement officers wearing armbands that read «National Ballot Security Task Force» that was alleged to have engaged in voter intimidation in minority neighborhoods of Newark, Camden, Paterson, and other citieIn 1981, when he was acting as adviser to then New Jersey gubernatorial candidate (later Governor) Tom Kean, the RNC assembled a ballot security force consisting of off - duty law enforcement officers wearing armbands that read «National Ballot Security Task Force» that was alleged to have engaged in voter intimidation in minority neighborhoods of Newark, Camden, Paterson, and other citiein voter intimidation in minority neighborhoods of Newark, Camden, Paterson, and other citiein minority neighborhoods of Newark, Camden, Paterson, and other cities.

Mueller's team announced charges in October against three other Trump campaign officials, former chairman Paul Manafort and his business associate Rick Gates, and a former campaign foreign policy adviser, George Papadopoulos.

But critics in the financial services industry say the rule would limit the ability of advisers to service clients who can not afford to pay for financial advice and must use products that carry commissions or other indirect costs.

Family offices are essentially the quarterbacks who co-ordinate the activities of clients» other advisers and assist in tackling any financial issues that touch the whole family.

Launched in 2003, they were to be the SWAT units of the capital markets — crack, tightly knit groups of financial investigators, legal advisers, forensic accountants and other specialists.

Legal experts told Business Insider that the plea deal struck by Michael Flynn, the former White House national security adviser, with the special counsel Robert Mueller was most likely evidence that Flynn has damaging information to offer prosecutors on other persons of interest in the Russia investigation.

The two conservative senators this week expressed deep concern that MacManus was too close to Clinton during her tenure, doesn't share Trump's «America First» agenda and other conservative foreign - policy goals, and, as one of Clinton's closest advisers, was deeply involved in the State Department's initial response to the Benghazi attack.

The CEO of $ 6 - million NorthWord Press, a book publisher in Minocqua, Wis., asked six marketing pros from other companies to be his advisers.

As Director General for Defence and Intelligence in the Foreign & Commonwealth Office, he was the lead adviser on counter-proliferation and other defence policy and intelligence areas.

Other key questions revolve around Trump's relationships with his former national security adviser Michael Flynn, attorney general Jeff Sessions, and James Comey, the FBI director that Trump fired in May 2017.

By requiring retirement advisers to either meet a «fiduciary» standard or put other safeguards into place, the rule holds financial advisers to the same benchmark already required of doctors and lawyers — that they act in their clients» best interests.

These people are sitting in the same meetings with Trump and other advocates of protectionist policies, like trade adviser Peter Navarro.

New York's state banking regulator asked Deutsche Bank and two other lenders for information on their relationships with U.S. President Donald Trump's son - in - law and White House senior adviser Jared Kushner and his family's real estate company, a person familiar with the matter told Reuters.

You can borrow money against your retirement account under some circumstances, but financial advisers say such borrowers often struggle to get back up to speed on their retirement savings — in other words, their past over-saving leads to future under - saving.

The crown prince has recently stepped up his role in advancing talks, and has met with presidential adviser Jared Kushner and other US officials to discuss the Arab role in bringing about Middle East peace.

In the week following former national security adviser Michael Flynn's guilty plea, new details have emerged about the meeting President Donald Trump's son, Donald Trump Jr., attended in July 2016 with a Russian lawyer who offered him «dirt» on Hillary Clinton, among other revelationIn the week following former national security adviser Michael Flynn's guilty plea, new details have emerged about the meeting President Donald Trump's son, Donald Trump Jr., attended in July 2016 with a Russian lawyer who offered him «dirt» on Hillary Clinton, among other revelationin July 2016 with a Russian lawyer who offered him «dirt» on Hillary Clinton, among other revelations.

The meeting, Papadopoulos wrote, would be «for August or September in the UK (London) with me and my national chairman, and maybe one other foreign policy adviser and you, members of president putin's office and the mfa to hold a day of consultations and to meet one another.»

They would not be specifically required to meet other transition period requirements of these PTEs, such as to make specific written disclosures and representations of fiduciary status and of compliance with fiduciary standards in investor communications, designate a person or persons responsible for addressing material conflicts of interest and monitoring advisers» adherence to the Impartial Conduct Standards, and comply with new recordkeeping obligations.

He also serves as adviser and investor to a handful of other startups, making him one of the hottest commodities in the New York startup scene.

Other outside advisers in Trumpworld, too, saw their access cut off.

In other words, 401 (k) plans with an investment adviser will generally not be affected by the rule.

Further, ERISA's reference to «render [ing] investment advice for a fee or other compensation» incorporates terminology in the IAA, which — in accordance with the industry understanding and practice when the IAA was enacted — excludes broker - dealers executing sales from the definition of «investment adviser.»

All along, there has been a camp of advisers in the administration who have been pushing for tariffs and other «tougher» trade policies — including White House aide Peter Navarro and Commerce Secretary Wilbur Ross.

You are an authorized representative of a bank, broker - dealer, insurance company, registered investment adviser or other professional client (together, «Financial Institutions») engaged in business activities outside the United States of America (a «Non-U.S. Adviser») and the Financial Institution has authorized you to access and use the Holdings Information.

A move by British regulators to ban financial advisers from accepting commissions for selling mutual funds and other products after 2012 is likely to cause lot of soul searching elsewhere, including in Canada.

That would, in turn, give the «America First» trade advisers in the White House a stronger grip over trade policy and could make other controversial tariff policies more likely in the months to come.

The University of Alberta's Alberta School of Business will also be involved in CDL — Rockies by having faculty members act as expert advisers and as a link to other strong researchers on their campus.

In a meeting with the president and other advisers, Summers warned that even after the economy recovered, large swaths of the population would be left without jobs.

And should not be construed, nor should one infer, that Mark is in any way, shape, manner, or form: a financial adviser, or recommending what one should do with their investing, or any other monetary decisions.

In other words, many people people with a low level of assets under management are under - serviced by human financial advisers.

He also advises securities dealers, advisers, investment fund managers and other market participants in connection with their registration and compliance issues.

Join our LinkedIn Group and follow us on Twitter to participate in the most important conversation impacting our industry, and network with other financial advisers who are attending the conference.

Alliance Wealth Management, LLC («Alliance») is a registered investment adviser offering advisory services in the State (s) of Illinois and in other jurisdictions where exempted.

He resigned from his role as a Trump adviser on regulatory reform in August, just as several other presidential advisers cut ties with Trump following his response to the white nationalist rally in Charlottesville, Virginia, that left one protester dead.

Issues tackled by SFAC members through their individual efforts in 2017 included the PCAOB audit requirement, BrokerCheck, the fiduciary standard, various industry - related tax reform bill provisions, and other issues related to broker - dealers and investment advisers.

If the sales chump (er, I mean «licensed professional financial adviser») can't give you a complete and total rundown of every fee (expense, charge, penalty, cost or whatever other lame - ass euphemism he wants to use), run away and invest in a Vanguard index fund — just compare the expense ratio.

A delegation led by Treasury Secretary Steve Mnuchin and Commerce Secretary Wilbur Ross held talks in Beijing on Thursday with Chinese Vice Premier Liu He, President Xi Jinping's top economic adviser, and other senior officials.

A broker or adviser who serves as a fiduciary over your retirement assets doesn't necessarily have to act in your best interest when managing your other assets; make sure you ask.

This account of Trump's tumultuous first days in office comes from interviews with nearly a dozen senior White House officials and other Trump advisers and confidants, some of whom spoke on the condition of anonymity to describe private conversations and moments.

Unlike other senior aides — Chief of Staff Reince Priebus, chief strategist Stephen K. Bannon, counselor Kellyanne Conway and senior adviser Jared Kushner, the president's son - in - law — Spicer does not enjoy a close and long - standing personal relationship with Trump.

In return, those advisers would agree not to solicit other clients from their old shop to join their new firm unless it was compensated for the loss of business.

In a recent speech, Julie M. Riewe, Co-Chief of the AMU, discussed the AMU's collaboration with other SEC divisions; detailed the AMU's 2015 enforcement priorities with respect to registered investment companies, hedge funds, private equity funds and separately managed accounts; and discussed the AMU's focus on conflicts — their ubiquity, the difficulty or impossibility of eliminating them, the limited extent to which disclosure can cure conflicts, the salience of conflicts when an investment adviser and broker - dealer are affiliated, and related considerations.

The conflict pits Cohn — a former Goldman Sachs executive — and other pro-free trade advisers in the administration against the hardcore America First advisers who are staunchly in favor of the tariffs.

President Donald Trump is sending his top economic advisers to China this week for talks about the trade dispute in which the two countries have threatened to slap tariffs on tens of billions of dollars of each other's exports.