Sentences with phrase «other broker companies»

I don't like its plans which have less returns comparing with plans from other broker companies.

Not exact matches

Because it is difficult and time - consuming to acquire customers, most new companies find it easier to break into a market by tapping into a network of manufacturers» reps, agents, brokers and other third - party resellers.

[31] Therefore, from June 9, 2017, until January 1, 2018, insurance agents, insurance brokers, pension consultants and insurance companies will be able to continue to rely on PTE 84 - 24, as previously written, [32] for the recommendation and sale of fixed indexed, variable, and other annuity contracts to plans and IRAs, [33] subject to Start Printed Page 16917the addition of the Impartial Conduct Standards.

For monthly fees ranging from $ 10 to $ 49, the company offers brokers the ability to showcase their properties with dedicated sites, virtual tours, QR tags, Web chat, and plenty of other features.

«It's a struggle to make sure third party assessments are truly independent,» said Terrell McSweeny, a Democratic commissioner at the Federal Trade Commission, the agency that brokered the settlement with Facebook and other tech companies.

You are an authorized representative of a bank, broker - dealer, insurance company, registered investment adviser or other professional client (together, «Financial Institutions») engaged in business activities outside the United States of America (a «Non-U.S. Adviser») and the Financial Institution has authorized you to access and use the Holdings Information.

Brokers will be able to choose which data feed will have primacy over other sources, the company said.

This discussion also does not consider any specific facts or circumstances that may be relevant to holders subject to special rules under the U.S. federal income tax laws, including, without limitation, certain former citizens or long - term residents of the United States, partnerships or other pass - through entities, real estate investment trusts, regulated investment companies, «controlled foreign corporations,» «passive foreign investment companies,» corporations that accumulate earnings to avoid U.S. federal income tax, banks, financial institutions, investment funds, insurance companies, brokers, dealers or traders in securities, commodities or currencies, tax - exempt organizations, tax - qualified retirement plans, persons subject to the alternative minimum tax, persons that own, or have owned, actually or constructively, more than 5 % of our common stock and persons holding our common stock as part of a hedging or conversion transaction or straddle, or a constructive sale, or other risk reduction strategy.

Big broker - dealers will seek to serve small balances in individual retirement accounts on a flat - fee and fiduciary basis using developing technology, the report predicts, while insurance companies will have to lower variable annuity expenses and commissions to be in line with other financial products.

Larry, can you please advise which Robo Advisors aggregate the accounts from different sources and can provide a holistic advice for example include funds that are in a company deferred program or other brokers?

GrowthCap is a trade name for GrowthCap, LLC and its subsidiaries and other affiliates which include: GrowthCap Partners, LLC, a Delaware limited liability company, registered broker - dealer and FINRA and SIPC member firm, which provides independent financial advice on private placements, mergers, acquisitions, financial restructurings and similar corporate finance matters, and financial advisory.

Kerrigan negotiated a contract with the local office of Churchill Forge Properties, a management company with offices around the country — then helped broker deals between 15 other CMIT owners and the company's locations in their areas.

The volatile digital currency has been zig - zagging in value since the start of the year, but the broker of the sale, Canter Companies, believes it could attract other buyers.

«Zenefits is viewed by other brokers as a profoundly evil company because we've stolen a lot of business from folks.

Blake counsels asset managers and broker - dealers on all aspects of the development and distribution of alternative investment products, including registered investment companies, business development companies, and other permanent or long - term capital structures, as well as hedge funds and private equity funds.

This turbulent year brought many game changers and memorable events such as binary options broker partnerships with other companies and sports stars, great promotions, top brokers acquisitions, amazing trading results fro some of our top recommended brokers, improvement in security and much more.

You can buy and sell shares of any company that is listed on other major exchanges, and — depending on your platform or broker — can view real - time data and even quotes from other ECNs (although you'll have to have permission to trade with those ECNs).

Many brokers are well versed in alternative lending companies which have more flexible requirements and terms than other financing options

So brokers registered there actually enjoy many benefits just as other financial companies.

You can visit one of the mentioned brokers above or any other company that you trust.

In addition to the Company's mining operations, the Company markets and broker coals from its operations and other coal producers, both as principal and agent, and trade coal and freight - related contracts through trading and business offices.

The broker website is available in multiple languages, an aspect that allows the company to accept traders from all parts of the world, other than the United States of America, on their online binary options trading platform.

With Cambridge Analytica, a third party gained access to user data and then gave or sold it to the data analytics company; there are other examples of third - party apps selling Facebook data to data brokers, which can then reuse it on Facebook and elsewhere.

In a recent speech, Julie M. Riewe, Co-Chief of the AMU, discussed the AMU's collaboration with other SEC divisions; detailed the AMU's 2015 enforcement priorities with respect to registered investment companies, hedge funds, private equity funds and separately managed accounts; and discussed the AMU's focus on conflicts — their ubiquity, the difficulty or impossibility of eliminating them, the limited extent to which disclosure can cure conflicts, the salience of conflicts when an investment adviser and broker - dealer are affiliated, and related considerations.

Edward Jones Trust Company and Edward Jones are subsidiaries of the Jones Financial Companies, L.L.L.P. Edward Jones Trust Company may use Edward Jones or other affiliates to act as a broker - dealer for transactions or for other services.

And just like any other responsible trading broker would want their investors to be sure that their money is safe; Admiral Markets is reportedly a registered company that is regulated by the FCA (British Financial Conduct Authority).

«Indirect Participants» — Those banks, brokers, dealers, trust companies and others who maintain, either directly or indirectly, a custodial relationship with a DTC Participant.

Certain Shareholders (including broker - dealers, traders, banks and other financial institutions, insurance companies, real estate investment trusts, tax - exempt entities, Shareholders whose functional currency is not the US dollar or other investors with special circumstances) may be subject to special rules not discussed below.

Under the Trust Agreement, Shareholders are limited to (1) participants in DTC such as banks, brokers, dealers and trust companies («DTC Participants»), (2) those who maintain, either directly or indirectly, a custodial relationship with a DTC Participant («Indirect Participants»), and (3) those banks, brokers, dealers, trust companies and others who hold interests in the Shares through DTC Participants or Indirect Participants.

Brown, who has no employees and referred to herself as «almost like a broker,» found other companies to provide the meals.

Alston Palmer believes his firm has succeeded where others haven't due to both the company's and each broker's high standings in the industry and in their communities.

The company receives its products through brokers from California and other local sources, but for some products — like cashews, pineapples, papaya and other fruit and nuts — international sources in the Philippines, China or Taiwan are used.

Brokering business relationships between local food and drink companies and retailers and foodservice operators in the Republic of Ireland and further afield is a strategic priority for Invest NI and is co-ordinated by a team of food development executives based in the Republic of Ireland, Great Britain and other parts of Europe and further afield.

No mention is made, of course, of ISL, the sports management company that Dassler founded in 1982, which spent many happy years accepting fixed fees from FIFA for sponsorship rights, then brokering deals with Coca - Cola and the other gargantuan FIFA partners.

Statistics include other broker - dealers of Wells Fargo & Company.

In August, Mr. Cuomo announced a deal to keep the Fitzpatrick plant open by helping to broker a sale to Exelon, a Chicago - based company that also has controlling stakes in the other three subsidized plants.

Thus, if Kobo Writing Life can continue to broker the relationship between indie booksellers and indie authors, demonstrating, to each, the incredible value they offer, not just to their local communities, but to one another, we will have made a significant difference and demonstrated a unique value proposition that no other company is able to bring.

In fact, ETFs are no difference than other Wall Street innovations, which all benefit brokers and financial companies more than investors.

There are many other companies we have spoken with, but the professionalism that you have shown has caused us not only to acquire your services but also to refer you to Lawyers, Mortgage Brokers, Colleagues, Friends and Family.

You need an insurance company to create an annuity (although you may end up buying the annuity from a broker, financial planner or other adviser, or from your bank.)

Most mutual fund companies, stock brokers, insurance sales people, and other finance professionals who work on commission push high - cost funds because they make more money on them.

A company authorized by the Securities and Exchange Commission to buy and sell, or broker, shares of stock, bonds, or other other investments on behalf of clients.

Companies are allowed to provide «substitute» forms, which may be printed on the same page as other information you receive from your mutual fund or broker.

If you follow our three - pronged approach — diversifying across most if not all of the five main economic sectors, avoiding stocks in the broker / media limelight, and sticking mainly to well - established companies — then you can be almost certain of long - term gains in excess of what you'd get with any other investment approach.

If this happens, contact an insurance broker and see what other insurance companies have on offer.

Other company's have a more complicated pricing model, Interactive Brokers Canada being one example.

For example, on some loans a mortgage company may act as a lender, on other loans - as a broker, or they may act as a lender in their home state and broker loans in some other states.

They may have to honor agreements that their company has made with other fund companies, their brokers, or others.

RESPA does not prevent title companies, mortgage brokers, appraisers, attorneys, settlement / closing agents and others, who actually perform a service in connection with the mortgage loan or the settlement, from being paid for the reasonable value of their work.

This information may be obtained from the local chamber of commerce, by looking in the telephone directory under «Mortgages,» or by inquiring at banks, savings and loan associations, mortgage companies, real estate brokers» offices, and other public and private lending agencies.