Sentences with phrase «other clients under»

He has appeared in more than 80 serious fraud trials including some of the leading cases of recent years and advised many other clients under investigation.

Specifically, the brokerage may find itself unable to fulfill all of the duties it owes to one client under section 3 - 3 of the Rules without at the same time breaching some of the duties owed to the other client under the same section.

Not exact matches

Out of Toys R Us» roughly 880 store fleet in the U.S., 183 stores (including those under the Babies R Us nameplate) have at least one other Toys R Us store within a 15 - minute drive, UBS wrote in a note to clients in December.

Specifically, the exemption requires that the advisor, the institution issuing the product and client enter into a contract that clearly commits the advisor to acting in the client's best interests, using the care, skill and prudence that would be exercised by prudent person under the circumstances (the definition that generally governs a fiduciary's duties in other contexts).

This search process included interviews with various consulting firms and checking references with other clients of the firms under consideration.

Participation in private placements is conditional on providing certain other information relating to your eligibility under securities laws, including client applications, ID verification and certain financial information.

Family offices can provide all of these solutions and more under one house so that several diverse experts can speak with each other and create a cohesive plan for preserving and / or growing the wealth of the ultra-high net worth client.

But the plan to use Jersey faced a potential snag: In mid-2014, again under pressure from other governments, Irish ministers explored ending a tax shelter known as the «double Irish,» used by scores of companies, including the Appleby clients Allergan and Facebook, as well as Google, LinkedIn and other businesses.

A first consultation drew gasps from among the tax industry as it suggested penalties would be applied to any bank or adviser whose client was successfully challenged under, among other things, a targeted anti-avoidance rule.

I prefer this concealer for the under - eye area, but could still be used for coverage on other parts of the face,» says Monika Blunder, whose clients include Emilia Clarke, Naomi Watts, Rosie Huntington - Whiteley, Megan Fox and Amanda Seyfried.

I'd also file this dress (and several others at Goat) under What To Wear To a Wedding, which is a question I get asked frequently from friends and clients.

About Blog She has an extensive and successful record representing airports, municipalities, developers, and other public and private clients in litigation and administrative proceedings under Federal Aviation statutes such as the Airline Deregulation Act and Airport Noise and Capacity Act; the California Public Utilities Code governing land use in airport.

Dan bets it all on the chance to steal a major client out from under Chuck, flying his motley little crew over to Europe where, among other things, he goes to a nude German unisex spa, finds himself the main exhibit — «American Businessman 42» — in an avant - garde museum / performance - art piece, and does an entire scene surrounded by penises in a gloryhole gallery.

0:00 — Intro / New York Trip Recap 24:40 — Headlines: RIP Elizabeth Taylor, Darren Aronofsky Leaves The Wolverine, David Slade to Direct Daredevil, Natalie Portman's Black Swan Body Double Speaks Out, The King's Speech PG - 13 is Happening, Megan Fox in Knocked Up Spin - Off, First Photo from New Wonder Woman TV Show, Amy Adams is the New Lois Lane 37:10 — Review: Sucker Punch 1:00:35 — Review: Paul 1:18:40 — Review: Hobo with a Shotgun 1:41:45 — Trailer Trash: Captain America: The First Avenger, The Three Musketeers 1:51:10 — Other Stuff We Watched: Celebrity Apprentice, Cliffhanger, Deep Blue Sea, The Long Kiss Goodnight, Prison, Cutthroat Island, A Film Unfinished, Unauthorized: The Harvey Weinstein Project, The Times of Harvey Milk, Client 9: The Rise and Fall of Eliot Spitzer, The Tillman Story, BMX Bandits, The Goonies, Punisher: War Zone, Legend of the Guardians: The Owls of Ga'Hoole, Due Date, The Chaperone, The Adjustment Bureau, Hereafter, Dear Zachary, The Thin Blue Line, Night Court: Season 3, Limitless, Defendor, Skyline 2:57:20 — Junk Mail: Episode 110 in Under 3 Minutes, Film Junk Tattoos, Superpowers and How We Know Each Other, Film Junk Comments Coming Back to Haunt Jay, Carnivale, Walking Out of / Turning Off Movies, Cantankerous and Audio Commentaries 3:23:50 — This Week's DVD Releases 3:26:25 — Outro

Although no longer producing their own tuning kits or accessories under the name John Cooper Works, Mike Cooper's Cooper Car Company develops and supplies car accessories for various other corporate clients.

Under the arrangement Schwab passes through to USBI the compensation that Schwab receives from those funds for recordkeeping, shareholder communication, and other administrative services (collectively «shareholder services») that USBI provides to clients who invest in those funds.

I wrote and released a book, in addition to all the other stuff going on in my life like being a dad, holding down a full - time job, taking on freelance / coaching clients, etc. 1 So I did not have much time left for active investing, and that was one factor in putting in a rather shoddy under - performance of 8.6 % vs my benchmark of a 50/50 mix of the Canadian and S&P 500 e-series funds which pulled in almost double: 16.7 %.

New research follows previous Cerulli analyses showing home - office discretion over advisory clients» investment exposures will increase significantly under the DOL fiduciary rule and other competitive pressures.

Under volatile market conditions, clients trading Internet or other volatile stocks may flood their brokers with orders and, in turn, the Exchanges may experience an extreme volume of orders, typically on the same side of the market (i.e., all buy or all sell orders).

At the request of a Client Account or Investor (other than a Client Account that is a registered investment company under the ICA (a «Registered Fund»)-RRB-, the Firm provides that Client Account or Investor with a copy of this Part VII and a report summarizing all proxy solicitations the Firm received with respect to that Client Account during the period requested and action taken by the Firm on each such proxy.

Other factors are under an investor's control, but are not always controlled: discipline; consistency; remaining within your circle of competence; matched duration of client capital with underlying investments; prudent diversification; reacting rationally to news or market developments; and of course, not overpaying» I want to add a few thoughts on how investors can hedge against the risks that Klarman lists.

Under the Code of Ethics, Helene is obligated to maintain and respect the confidentiality of all information obtained from clients; and to refrain from disclosure of information about clients or their pets to others without the client's explicit consent, except as required by law.

About Blog She has an extensive and successful record representing airports, municipalities, developers, and other public and private clients in litigation and administrative proceedings under Federal Aviation statutes such as the Airline Deregulation Act and Airport Noise and Capacity Act; the California Public Utilities Code governing land use in airport.

Econo Lodge Inn & Suites Maingate Central and Magnuson Hotel are two other hotels in Kissimmee which offer great packages to its clients all under a reasonable price.

On the other hand, if an attorney merely describes the attorney's education, experience, areas of practice, and contact information, or provides legal information of general interest, and someone submits information, they're not a «prospective client» under the rules, and not the same disclaimers and warnings are not necessary.

applying the rule to lawyers is «arbitrary, capricious and contrary to law,» and that the FTC has failed to «articulate, among other things: a rational connection between the practice of law and identity theft; an explanation of how the manner in which lawyers bill their clients can be considered an extension of credit under the [Fair and Accurate Credit Transaction Act]; or any legally supportable basis for application of the Red Flag Rule to lawyers engaged in the practice of law.»

In all personal injury claims a solicitor can approach the insurance company for the other party under the Rehabilitation Code 2015 to ask whether the insurer will invest in the appointment of a rehabilitation Case Manager who can undertake an assessment of the clients immediate needs, and prepare a report making recommendations.

We advise business clients and insurers on pollution and other environmental claims, and have extensive experience litigating claims under federal and state statutes in clean - up cases, either defending against liability and allocation among defendants, or seeking reimbursement for recovery costs from responsible parties.

Eversheds Sutherland (Netherlands) B.V. is part of a global legal practice consisting of separate and distinct legal entities that operate under the name Eversheds Sutherland and provide legal or other services to clients around the world.

Tuckers Solicitors specialist fraud lawyers have a wealth of experience and knowledge of the legal implications where clients have been charged with insider - trading and other related offences found under the Criminal Justice Act 2003 and the Financial Services and Markets Act 2000.

timely responses to communications by email and telephone timely production of documents especially medical counsel for plaintiffs advising their clients about early settlement and realistic expectations counsel for defendants advising their clients to attend mediations with sufficient settlement authority expertise in a particular area of law posturing and egotism on both sides claims for punitive damages where none are warranted under law preparation for significant events such as examinations for discovery and motions accountability for the consequences of steps taken or delayed unnecessary or defensive crossclaims and third party claims by defence counsel regional differences (some local bars are more collegial than others)

I confide to Albert, «I know that law firms are under threat from all sides due to increased competition, client cutbacks, and other factors that make your profits more vulnerable.»

The Third Circuit in In re Bevill Bresler & Schulman Asset Management Corp., developed a five - part test (the Bevill test) to examine the merits of such an assertion by an individual employee against company counsel.50 Under this test, employees must show that (1) they approached corporate counsel for the purpose of seeking legal advice; (2) they made it clear that they were seeking advice in their individual capacity; (3) counsel sought to communicate with the employee in this individual capacity, mindful of the conflicts with its representation of the company; (4) the communications were confidential; and (5) the communications did not concern the employee's official duties or the general affairs of the company.51 The Bevill test has been recognised by other jurisdictions as a means of assessing whether a company employee may assert attorney — client privilege in an individual capacity arising out of communications with corporate counsel.52 (See also Chapter 13 on employee rights.)

As NSU explains, «This course provides hands - on experience for students on a number of key operational aspects of the practice of law, including the business foundation of successful law firm management; security and confidentiality of client information; marketing, public relations, advertising and social media; duties of technological competence under ABA «Ethics 20/20» amendments to the Model Rules of Professional Responsibility; predictive coding and other eDiscovery issues; client intake and case management; and issues related to the scope and composition of representation, including the unauthorized practice of law and unbundled legal services.»

(a) A lawyer shall not reveal information protected by the attorney - client privilege under applicable law or other information gained in the professional relationship that the client has requested be held inviolate or the disclosure of which would be embarrassing or would be likely to be detrimental to the client unless the client consents after consultation, except for disclosures that are impliedly authorized in order to carry out the representation, and except as stated in paragraphs (b) and (c).

Also, Concealing Boo's role in the death of Bob Ewell, may also fall under Rule 3.2 - 7, which states that «A lawyer shall not knowingly assist in or encourage any dishonesty, fraud, crime, or illegal conduct or instruct a client or any other person on how to violate the law and avoid punishment.»

Recognize that unbundled legal services are not appropriate for all lawyers, all clients, or all legal problems: Further to commentary under Rule 3.2 - 9, limited scope representation will generally not be appropriate if a client's ability to make adequately considered decisions in connection with the matter or representation is impaired due to minority, mental disability or for other reasons.

But the Society of Will Writers warns that the online matchmaking service could be «devastating» — encouraging clients to deal with solicitors and other will writers remotely rather than face to face and making it impossible to establish whether the client is acting under coercion.

Are there other examples where an attorney prosecuted under the crime - fraud exception to attorney - client privilege was required to reveal his or her client list in open court?

Case - related email is automatically organized under tabs for Client, Opposing Counsel, Peers and other categories.

If you are helping your client conduct on ongoing criminal enterprise, whether or not the crimes are prosecuted by the criminal justice system, the attorney - client privilege you have with your client is probably forfeit should you be placed under a subpoena and your may be violating other ethical rules.

Once they have identified their clients under those rules — which have different standards for people whom one meets personally and for those whom one does not — then would some other authentication mechanism be satisfactory?

As a member of Foley Hoag's International Litigation and Arbitration Department, González represents clients before the International Centre for Settlement of Investment Disputes (ICSID), the International Chamber of Commerce (ICC) and the International Court of Justice (ICJ), and in ad hoc arbitrations under the United Nations Commission on International Trade Law (UNCITRAL), in cases concerning the environment, natural resources, and public health, among others.

Fieger owed his clients a duty to act in their best interests and like any other licensed professional would under those circumstances.

Certainly the NAACP, as I understand its position before this Court, denied that it had managed or controlled the litigation which it had urged its members or others to bring, disclaimed any desire to do so, and denied any adverse effects upon its operations if lawyers representing clients in school desegregation or other litigation financed by the NAACP represented only those clients and were under no obligation to follow the dictates of the NAACP in the conduct of that litigation.

Given discussions under way within the Washington State Bar Association (WSBA) and the Washington Supreme Court, there likely will be more ABS expansion to come, along with other potential law practice regulatory reforms that will fundamentally change the law practice landscape for lawyers and our clients.

Analía González is part of the international arbitration and litigation practice group, representing clients before the International Centre for Settlement of Investment Disputes (ICSID), and the International Chamber of Commerce (ICC) and the International Court of Justice (ICJ), and in ad hoc arbitrations under the United Nations Commission on International Trade Law (UNCITRAL), in cases concerning the environment, the natural resources, public health, among others.

Actively monitor and advise clients on new legislation, regulation and case law trends, globally, related to supply chains, outsourcing, procurement, false advertising and product safety, among other issues, including recent class actions brought under the California Supply Chain Transparency Act and the UK Modern Slavery Act 2015

With more than 30 years of experience in insurance tax, Tom Gick advises on the taxation of insurance companies and their products; guiding clients through insurance company tax matters, including tax reserving and other matters arising under subchapter L.

In his diverse practice, Jeff represents clients in disputes related to breach of contract, unfair practices under the Federal Trade Commission Act, employment claims, business torts, copyright infringement, trademark infringement, trade secrets misappropriation and other commercial matters.