Sentences with phrase «other complex regulatory»

Not exact matches

When considering alternative investments, you should consider the fact that some products may utilize leverage and other speculative investment practices that may increase the risk of investment loss and be illiquid, are not required to provide periodic pricing or valuation information to investors, may involve complex tax structures and delays in distributing important tax information, are not subject to the same regulatory requirements as mutual funds, often charge high fees including incentive fees, and in many cases have underlying investments that are not transparent and are known only to the investment manager.

Mr. Giuffre has advised on securities and stock exchange and regulatory matters, public offerings, joint venture transactions, debt and equity financing, mergers and corporate reorganizations, purchase and sale arrangements, corporate governance matters and various other complex commercial matters.

In other fields we have also seen complex regulatory arrangements leading to confusion about ownership of risk and diffusion of responsibility among otherwise competent authorities, organisations and individuals.

Those who challenged the states also suggested that courts would be ill - equipped to make the complex judgments that big regulatory agencies staffed with scientists and other experts make on a routine basis.

One of the gene's molecular targets, for example, is a microRNA (a small noncoding RNA molecule) called let7, which in turn regulates hundreds of other genes, so the effects of Lin28a can set off a complex array of regulatory interactions.

Details that can be included are biochemical reactions; gene regulatory networks; genetic interactions; proteins, small molecules, DNA, RNA, complexes and their cellular locations; complex assembly and transport; post-translational protein modifications; citations; experimental evidence; and links to other databases e.g. protein sequence annotation.

Along with other research in this area, Schreiber's HDAC discovery and his novel «signaling network model» of chromatin revealed the genetic complex to be not just a simple structural element, but one with a key regulatory function that is central to epigenetics.

Thus, this study sets the stage for large scale genome - wide RNA - protein maps that include other proteins, tissues, and species, which should yield an unprecedented new level of understanding of this complex regulatory process.

One important outcome of these studies is the observation that Oct4 and its protein binding partners form complex auto - regulatory circuits in which Oct4, Sox2, and Nanog proteins bind to each other's promoters.

DeSalle's energy practice covers complex commercial transactions, regulatory compliance, informal and formal investigations, and other transactional and regulatory matters.

In complex, large - scale litigation and regulatory investigations, the level of electronic information is too big to by hand sort, organize and review (also known as objective coders, database coders, legal coders, or litigation coders) review and code documents, files along with other data so the litigation team can easier search and retrieve information throughout the situation or project.

Organizations in the energy sector face a complex regulatory landscape involving federal and provincial bodies, and other approval organizations.

Her practice focuses on complex cases on financial law and other regulatory disputes.

Like everywhere, security, defensibility, transparency and compliance are key in business critical processes like eDiscovery, answering regulatory requests, dealing with public disclosure acts, and other complex transactions and investigations.

Corpus remains a premier commercial law firm in Zambia, focused on guiding local and international clients through complex financial transactions, government and regulatory matters, corporate compliance, dispute resolution, and other legal issues.

Other areas of expertise include claims on behalf of lenders, and cases related to complex pension schemes, inadequate tax planning and financial advice and trusts and regulatory matters.

The complex regulatory landscape also requires a deft hand to guide you through issues around anti-trust, corruption, sanctions and other areas of regulation to ensure a smooth transaction.

The lawyers at Foley Hoag help investment advisers, including those doing hedge funds, other private funds or separately managed accounts, address the ever more complex regulatory, structural and legal compliance challenges they face.

Patrick is an experienced litigator and trial lawyer who has regularly taken cases through to trial and arbitral hearings, with extensive experience in complex commercial litigation (including international arbitration and other cross-border disputes), as well as trademark and patent disputes, trade secret theft, and regulatory investigations in a broad range of industries.

Business Development: Brokering various business dealings that further the diversification of Indian economies Developing and accessing commercial financial programs and services for tribal governments, including tax - exempt offerings and federally - guaranteed housing loans Serving as issuer or underwriter's counsel in tribal bond issuances Ensuring tribal compliance with Bank Secrecy Act and other federal financial regulatory requirements Handling federal and state income, excise, B&O, property and other tax matters for tribes and tribal businesses Chartering tribal business enterprises under tribal, state and federal law Registering and protecting tribal trademarks and copyrights Negotiating franchise agreements for restaurants and retail stores on Indian reservations Custom - tailoring construction contracts for tribes and general contractors Helping secure federal SBA 8 (a) and other contracting preferences for Indian - owned businesses Facilitating contractual relations between tribes and tribal casinos, and gaming vendors Building tribal workers» compensation and self - insurance programs Government Relations: Handling state and federal regulatory matters in the areas of tribal gaming, environmental and cultural resources, workers» compensation, taxation, health care and education Negotiating tribal - state gaming compacts and fuel and cigarette compacts, and inter-local land use and law enforcement agreements Advocacy before the Washington State Gambling Commission, Washington Indian Gaming Association and National Indian Gaming Commission Preparing tribal codes and regulations, including tribal court, commercial, gaming, taxation, energy development, environmental and cultural resources protection, labor & employment, and workers» compensation laws Developing employee handbooks, manuals and personnel policies Advocacy in areas of treaty rights, gaming, jurisdiction, taxation, environmental and cultural resource protection Brokering fee - to - trust and related real estate and jurisdictional transactions Litigation & Appellate Services: Handling complex Indian law litigation, including commercial, labor & employment, tax, land use, treaty rights, natural and cultural resource matters Litigating tribal trust mismanagement claims against the United States, and evaluating tribal and individual property claims under the Indian Claims Limitation Act Defending tribes and tribal insureds from tort claims brought against them in tribal, state and federal courts, including defense tenders pursuant to the Federal Tort Claims Act Assisting tribal insureds in insurance coverage negotiations, and litigation Representing individual tribal members in tribal and state civil and criminal proceedings, including BIA prosecutions and Indian probate proceedings Assisting tribal governments with tribal, state and federal court appeals, including the preparation of amicus curiae briefs Our Indian law & gaming attorneys collaborate to publish the quarterly «Indian Legal Advisor ``, designed to provide Indian Country valuable information about legal and political developments affecting tribal rights.

We interface regularly with state and local government agencies in Massachusetts and other states on a wide variety of legislative and regulatory matters affecting the life sciences, and offer experience and expertise in numerous areas of complex regulatory compliance.

Weber brings a broad securities litigation practice, representing clients in a diverse array of matters including securities class actions, shareholder derivative actions, proceedings initiated by the Securities and Exchange Commission and other regulatory authorities, internal corporate investigations, arbitrations and other complex commercial litigation.

Lindsay Kenney acts on behalf of local and international clients in relation to business disputes, fraud claims, partnership and shareholder disputes, in bankruptcy proceedings, construction claims, employment litigation, intellectual property litigation, defamation claims, professional liability issues, complex litigation matters and other administrative and regulatory issues, including appeals.

At Ballard Spahr, Beth is a litigator focused on white collar crime, regulatory enforcement and compliance, and complex civil litigation, with an emphasis on banking and other financial services litigation.

Scott Pearson focuses his practice on the defense of regulatory enforcement actions and class actions, other complex business litigation, and regulatory compliance counseling.

Phillip Stano relies on more than 30 years of experience — as a regulator, then as counsel for a life insurers» trade association and now as a defense attorney — to achieve positive outcomes in class action suits, other complex financial services litigation, and regulatory and compliance counseling.

In complex, large - scale litigation and regulatory investigations, the volume of electronic data is too large to manually sort, organize and review (also called objective coders, database coders, legal coders, or litigation coders) review and code documents, files and other data so that the litigation team can more easily search and retrieve information during the course of the case or project.

Additionally, recognizing that a cyber - or privacy - related development can expand to encompass a number of other significant legal issues, our group works hand - in - glove with attorneys in our White Collar Defense, Regulatory and Investigations, Securities Litigation, Complex Commercial Litigation, Business Finance & Restructuring and Employment Litigation practices, among others, to address subsequent risks such as government or regulatory inquiries, shareholder, consumer, or employee class action litigation, trade secrets theft, funding or financial issues, and disputes with vendors, service providers and other third parties.

She represents clients in complex transnational litigation matters, civil and criminal government investigations, voluntary self - disclosures (VSDs), compliance audits and internal investigations, as well as compliance, licensing and other regulatory matters.

We are also involved in specialized training on issues such as Stark Law compliance, physician compensation, and other issues that are unique to the provider but present unusually complex regulatory requirements.

We have successfully represented all of New Zealand's major retail banks, as well as investment banks, other financial institutions, funds, investors and non-regulated lenders on matters ranging from corporate transactions and regulatory matters to complex litigation.

When litigation becomes necessary, Crowley Fleck litigators possess substantial experience in complex commercial litigation and medical malpractice defense, as well as representation before peer review panels, medical legal panels, Professional Licensing Boards, and other State and Federal regulatory agencies.

Many of the world's largest commercial banks, investment banks and other financial institutions call on us for a full range of issues, including sophisticated financing transactions and complex regulatory concerns.

She will be an invaluable resource to clients in complex commercial litigation, securities enforcement proceedings and in their dealings with other regulatory agencies.

Richard is a highly accomplished litigator and has successfully defended numerous complex and high value discrimination and whistleblowing claims, and other sensitive cases that involve regulatory, organisational and reputational risks.

He tries complex commercial cases, in federal and state court and in other claims tribunals (including arbitrations and federal or state regulatory agencies).

John Michael Clear tries complex commercial cases, in federal and state court and in other claims tribunals (including arbitrations and federal or state regulatory agencies).

Our lawyers routinely provide regulatory guidance to banks, broker - dealers, funds, insurance companies, and other financial institutions worldwide; advise on the acquisition and disposition of financial institutions; assist underwriters of securities offerings; counsel financial advisory firms on mergers and acquisitions; represent financial institutions in structured finance transactions and commercial lending; handle complex litigation and international disputes; and efficiently and effectively resolve government investigations and enforcement actions which result from the ever - expanding regulatory environment in the sector.

Our lawyers also offer sectoral regulatory advice in Latin America, including all aspects of mining and mineral and other resource development in complex domestic and international regulatory environments.

Reed Smith represents many of the world's leading companies in complex litigation and other high - stakes disputes, cross-border and other strategic transactions, and crucial regulatory matters.

Cases commonly involve analysing and modelling complex financial scenarios; reporting on loss and damage; valuations and investigating financial and other misconduct across the corporate and regulatory landscape;

Chosen by Fortune 500 and midsize companies, financial institutions and other law firms for the successful resolution of their complex legal issues, we specialize in appellate matters, business formation and transactions, class action litigation, commercial, construction, consumer credit and employment litigation, contested bankruptcies and foreclosures, insurance recovery and advisory services, intellectual property litigation, regulatory compliance, and trials and evidentiary hearings.

Our firm's energy litigators, a number of whom have previous government experience at the FERC, Environmental Protection Agency and Department of Justice, regularly represent clients in complex regulatory litigation before, and investigations undertaken by, the FERC, the departments of Energy, Commerce, the Interior, and Agriculture, and many other federal and state regulatory bodies.

The finance minister states that developing «an effective -LSB-...] and proportional» regulatory approach to «trade in bitcoin and other cryptocurrency is complex,» adding that «Many countries are struggling with this, because the current supervisory framework and instruments are insufficiently tailored to cryptocurrency.»

Executive Management Duties & Responsibilities Provide effective solutions to complex issues such as cost budgeting, pricing strategies, vendor negotiations, revenue projections, purchasing and sales negotiations, business development tactics and industry competition Identify and develop talent among team members with targeted recruitment, focused training efforts and the promotion of a performance - based work environment that leverages individual talents for group benefit Utilize needs - and situation - based assessments to manage costs and capital outlays and determine potential ROI Participate heavily in all marketing, branding, public relations and communications activities Develop leadership team and support staff to aid in efficient business operations, sales and marketing functions, and client service execution, delegating important tasks and assignments while monitoring for effective resolution Lead through example with consistent work ethic, attitude, and professionalism, while performing sales presentations, overseeing market operation and business development, creating new revenue channels and managing key vendor and client relationships Collaborate in all phases of strategic planning with senior - level management, while furnishing oversight and guidance regarding effective acquisition strategies, pricing, market trends, and operational structures Assess and expand key markets and potential business ventures while ensuring operational efficiency and solid execution of corporate mission Create and implement marketing and sales strategies while tracking progress versus established internal and external benchmarks, focusing on both revenue generation as well as cost control Maintain a strong working knowledge of the products, services and respective marketplace, including pricing and regulatory trends, competitor strategies, general economic conditions and other business metrics Act as a liaison between staff, clients, and other management members to resolve issues in a timely manner

Import / Export Compliance Management — Duties & Responsibilities Lead through example with consistent work ethic, attitude, and professionalism, while executing various operational, support and administrative functions and ensuring both efficient organizational communications and on - going process enhancements Develop and maintain all trade compliance policies and operations procedures, updating regularly according to regulatory enhancements initiated by the US government and other related agencies Provide continuous assessment of all execution and resource utilization tasks, while furnishing oversight and guidance regarding process efficiency, delivery and receiving requirements and schedule adherence Perform needs - based and situational assessments of policies and procedures to improve operational efficiency, manage and reduce costs, promote both staff and client satisfaction, and ensure adherence to related quality control standards Utilize talent among team members with focused collaboration and the promotion of a performance - based work environment that leverages individual talents for group benefit Prepare complex licenses and agreements in support of all programs, including temporary / permanent export licenses (DSP 5, 6, 61, 73 and 74), foreign employment licenses, technical assistance agreements and amendments, warehouse distribution agreements and other functions Ensure adherence to all Bureau of Tobacco Firearms and Explosives (BATFE) compliance, including submission of permits (ATF 2, 3, 5, 6 and 9), USG and foreign transfers / variances, record - keeping requirements, destructive device movement and shipping requirements Address key client, personnel, and management queries and resolve them in an expedited manner, promoting sustained operational growth through business retention and the leveraging of available resources Oversee critical functions related to technical data transfers and data management, foreign travel and foreign visitor requests Educate, supervise and lead staff in the execution of all related functions, including the execution of audits and briefings Maintain a strong working knowledge of products, services, techniques and relevant tools, while committing to continued advanced technical education with respect to complex concepts and studies as related to position function Act as a liaison between clients, vendors, support staff and other management partners to facilitate information flow

Risk Disclosure: Alternative investment products, including real estate investments, notes & debentures, hedge funds and private equity, involve a high degree of risk, often engage in leveraging and other speculative investment practices that may increase the risk of investment loss, can be highly illiquid, are not required to provide periodic pricing or valuation information to investors, may involve complex tax structures and delays in distributing important tax information, are not subject to the same regulatory requirements as mutual funds, often charge high fees which may offset any trading profits, and in many cases the underlying investments are not transparent and are known only to the investment manager.