Not exact matches
Schmitt produced a white paper that raised concerns about high - frequency trading, the lack of competition in the
market and the «disappearance» of
market makers, the banks and broker -
dealers who traditionally stand by as passive buyers and sellers of stock to ensure
other investors have a counterparty.
While the leverage ratio and
other Dodd - Frank Act requirements likely are encouraging broker -
dealers to be more rigorous about risk management in allocating balance sheet capacity to certain trading activities, the growing presence of proprietary firms using algorithmic trading in many of these
markets, which predated the crisis, is also influencing trading dynamics in important ways.
Canaccord and
other dealers continued to compare ABCP to GICs even after the controversial July
market update — the one that Scotiabank called inconclusive — led RBC Capital
Markets to shun non-bank commercial paper.
Second, brokers,
dealers and
other market participants that allow for payments in cryptocurrencies, allow customers to purchase cryptocurrencies on margin, or otherwise use cryptocurrencies to facilitate securities transactions should exercise particular caution, including ensuring that their cryptocurrency activities are not undermining their anti-money laundering and know - your - customer obligations.
Under the TSLF, the Desk will lend up to $ 200 billion of Treasury securities held by the System Open
Market Account to primary
dealers secured for a term of 28 days by a pledge of
other collateral.
Kraft Heinz encourages brokers and
dealers, as well as
other market participants, to review the SEC's letter regarding broker -
dealer mini-tender offer dissemination and disclosure at http://www.sec.gov/divisions/marketreg/minitenders/sia072401.htm.
He also advises securities
dealers, advisers, investment fund managers and
other market participants in connection with their registration and compliance issues.
The
other two new crowdfunding portals, Bay Street Cannabis (Ascenta Finance Corp.) and Klondike Strike (Red Cloud Klondike Strike Inc.), are also registered as exempt
market dealers.
In sovereign debt and, to an even greater degree, corporate bond
markets, liquidity hinges in large part on whether specialised
dealers («
market - makers») respond to temporary imbalances in supply and demand by stepping in as buyers (or sellers) against trades sought by
other market participants.
The Municipal Securities Rulemaking Board (MSRB) writes investor protection rules and
other rules regulating broker -
dealers and banks in the United States municipal securities
market, including tax - exempt and taxable municipal bonds, municipal notes, and
other securities issued by states, cities, and counties or their agencies to help finance public projects or for
other public policy purposes.
For example, if the Fed wants to increase the stock of bank reserves by, say, $ 100 billion (admittedly a mere trifle, these days), it has only to purchase $ 100 - billion worth of Treasury securities or
other assets from
dealers in the secondary or «open»
market.
For universal banks such as GS, a lot of trading and
other types of capital
markets activity is conducted outside of the bank in the broker -
dealer and is not captured by the FDIC data.
For example, if Bitcoin is not a currency, then Bitcoin forwards and Bitcoin swaps that involve the exchange of Bitcoin for another currency will not fall under the statutory definitions of the more lightly regulated foreign exchange forwards or foreign exchange swaps.10 Likewise, retail trading of Bitcoin derivatives will be limited to designated contract
markets, rather than subject to the retail foreign exchange
dealer regulations.11 Treating Bitcoin as a commodity that is not a currency dovetails with the stances taken by
other U.S. regulators such as the Financial Crimes Enforcement Network (FinCEN)(virtual currency does not have all of the attributes of real currency) 12, the Securities and Exchange Commission (Bitcoin investments are investment contracts because Bitcoin is a form of money) 13 and the Internal Revenue Service (treating Bitcoin as property for tax purposes).14
As the global financial system struggles to work its way out of the crisis and regulators in the US and Europe begin the painstaking process of derivatives reform, prime brokers,
dealers and
other derivatives providers find themselves staring across a dramatically altered
market for options, futures, swaps and structured and more - exotic products.
Authorized Participants may act for their own accounts or as agents for broker -
dealers, custodians and
other securities
market participants that wish to create or redeem Baskets.
The
other, Peter - Paul Van Hoeken, created FrontFundr, a national Exempt
Market Dealer with a proprietary online platform that democratizes Canada's private capital
markets by allowing all Canadians to invest in early stage and growing private companies.
Taking a closer look at sales by
market segment, the top 100
dealers report 77 percent of their 2017 sales came from commercial foodservice operators, with the
other 23 percent coming from noncommercial operators.
You might have deduced that fraudulent
dealers are trying to wiggle their way into the clary sage oil
market, just like with all
other essential oils.
Not surprisingly, few officials are wont to rush forward and those that do aren't necessarily in great standing (being drug
dealers, slimy bankers or
others involved in the black
market lifestyle.)
When car buyers only visit one
dealer let's not bore them to death with the same old look of every
other same - brand store in the
market.
*
other nonaffiliated financial institutions, including automobile
dealers, with which we have joint
marketing agreements.
Dealers, jobbers, installers and
other specialty - equipment industry enthusiasts attending the 2012 SEMA Show will be able to learn all about the dynamic Jeep and off - road lifestyle
market through the new Off - Road Success Center, presented by OMIX - Rugged Ridge.
Other Benefits - For car
dealers, the Gentex video display technology is quick - to -
market, easy to install and service, relatively low cost, and offers a seamless enhancement to the auto - dimming rearview mirror.
Information from Heritage Certificate — Make / Model: Aston Martin DB6 Saloon Car / Chassis Number: DB6 / 2962 / R Engine Number: 400/2961 Body Number: Not recorded Specification: RHD, Home
Market Colour: Mink (exterior) Dark Blue (Trim) Date Of Build: 21 September 1966 Date Of Despatch: 31 March 1966 Destination (
Dealer): Plough Motors (Stroud Valley) Limited
Other Numbers (where recorded): Gearbox 10240, Rear Axle Number F66 / 145, Key FS.888, FS.918 Details Of Factory Fitted Equipment: Automatic Gearbox, Power Assisted Steering, Chrome Roadwheels, Heated Rear Window, Three Eared Centre Locking Hub Nuts, Limited Slip Differential, Powered Aerial, SU HD8 Carburettors
Other Information: Rear Axle Ratio: 3.54 - 1.
Customer must provide proof of Case Product purchase or lease at time of sale in order to be eligible This program is compatible with the following program types, providing the vehicle meets all program eligibility requirements: National or Regional Consumer Cash Allowance / APR programs, National or Regional Consumer Lease Rate programs, National or Regional Consumer Lease Loyalty programs, National or Regional Consumer Lease Cash programs, National or Regional
Dealer Cash programs, All Target Direct Mail /
Marketing coupon programs, All Web e-Incentive programs, Automobility Program, Farm Bureau Member Certificate program, Chrysler Employee Advantage program, Dealership Employee Purchase program, Friends program, Chrysler Affiliate Rewards programs, Any and all
other certificate programs.
Our Promise to You: At Volkswagen of Inver Grove, we use third party software daily to compare our vehicle pricing to all
other dealer and private party listings on the internet in the greater Minneapolis St. Paul
Market area.
Our Dealership is generally an automotive
dealer or related dealership
marketing entity that may or may not be one or more of the following: car
dealer, auto
dealer, truck
dealer, new car
dealer, new car dealership, new truck
dealer, new truck dealership, luxury vehicle
dealer, special finance
dealer, used car
dealer, pre-owned dealership and / or pre owned dealership; such that our Dealership is generally in the business of selling new cars, new trucks, new SUVs, sport utility vehicles, used cars, used trucks, certified pre-owned vehicles, certified used cars and / or
other related automotive industry parts, service, after -
market, F&I, collision center and body shop products.
Dealer is in the business of selling new cars, new trucks, new SUVs, sport utility vehicles, used cars, used trucks, certified pre-owned vehicles, certified used cars and / or
other related automotive industry parts, service, after -
market finance and insurance products, collision center and body shop products.
There's no
other two - way text messaging software for auto
dealers in the United States that provides the power & interactivity of the TEXT2DRIVETM
marketing, sales & service platform.
In the U.S. its
dealer network is not as robust as
other major automakers, there's been rumors it might even pull out of this
market, but with Nissan coming to the rescue that appears no longer a worry.
There are no hidden charges, no gouging for rustproofing, undercoating, upholstery protection or any
other dealer - added rip - off item, such as extra profit «
market value adjustments.»
HIROSHIMA, Japan — Mazda Motor Corporation announced today that sales of the freshened Mazda Axela (known as Mazda3 in
other markets), a sporty compact vehicle which has received rave reviews in
markets around the world, have commenced at Mazda, Mazda Anfini and Mazda Autozam
dealers throughout Japan.
Nissan of Silsbee located in Silsbee, TX, 77656, is generally an automotive
dealer or related dealership
marketing entity that may or may not be one or more of the following: car
dealer, auto
dealer, truck
dealer, new car
dealer, new car dealership, new truck
dealer, new truck dealership, luxury vehicle
dealer, special finance
dealer, used car
dealer, pre-owned dealership and / or pre owned dealership; such that Nissan of Silsbee is generally in the business of selling new cars, new trucks, new SUV's, sport utility vehicles, used cars, used trucks, certified pre-owned vehicles, certified used cars and / or
other related automotive industry parts, service, after -
market, F&I, collision center and body shop products.
FIF — a voluntary financial industry group composed of member firms such as broker -
dealers, exchanges, and vendors — serves as a central resource for objective commentary and analysis on industry initiatives and informs regulators about the impact of proposed regulation and
other market structure changes.
Fourth
market: Trades in which institutions deal directly with each
other, without using broker /
dealers.
The executing exchange matches orders received from broker -
dealers against
market maker quotes and
other orders to execute trades, and reports the results of completed trades to the parties to the trade, member firms,
market data services and the NSCC.
Investment
dealers or
others who assist a banking group in
marketing a new issue of securities without assuming financial liability if the issue is not entirely sold.
The minimum rate at which the Bank of Canada makes short - term advances to the chartered banks,
other members of the Canadian Payments Association and investment
dealers who trade in the money
market.
TradingBlock has advertising and
marketing arrangements with parties that are not registered or regulated as broker -
dealers, such as Tradespoon, and as part of these arrangements; TradingBlock may pay fees or provides
other forms of compensation in exchange for
marketing.
In making this determination, the Adviser will consider, as it deems appropriate under the circumstances and among
other factors: (1) the frequency of trades and quotes for the security; (2) the number of
dealers willing to purchase or sell the security; (3) the number of
other potential purchasers of the security; (4)
dealer undertakings to make a
market in the security; (5) the nature of the security (e.g., debt or equity, date of maturity, terms of dividend or interest payments, and
other material terms) and the nature of the marketplace trades (e.g., the time needed to dispose of the security, the method of soliciting offers, and the mechanics of transfer); and (6) the rating of the security and the financial condition and prospects of the issuer.
Similar adverse consequences could result from cybersecurity breaches affecting issuers of securities in which the Funds invest; counterparties with which the Funds engage in transactions; governmental and
other regulatory authorities; exchange and
other financial
market operators, banks, brokers,
dealers, insurance companies, and
other financial institutions (including financial intermediaries and service providers for a Fund's shareholders); and
other parties.
The fair value team takes into account the relevant factors and surrounding circumstances, which may include: (i) the nature and pricing history (if any) of the security; (ii) whether any
dealer quotations for the security are available; (iii) possible valuation methodologies that could be used to determine the fair value of the security; (iv) the recommendation of a portfolio manager of the fund with respect to the valuation of the security; (v) whether the same or similar securities are held by
other funds managed by the Adviser or
other funds and the method used to price the security in those funds; (vi) the extent to which the fair value to be determined for the security will result from the use of data or formulae produced by independent third parties and (vii) the liquidity or illiquidity of the
market for the security.
To the extent a Fund sells securities short, it will provide collateral to the broker -
dealer and (except in the case of short sales «against the box») will maintain additional asset coverage in the form of cash, U.S. government securities or
other liquid securities with its custodian in a segregated account in an amount at least equal to the difference between the current
market value of the securities sold short and any amounts required to be deposited as collateral with the selling broker.
The fund may loan portfolio securities to qualified broker -
dealers or
other institutional investors provided: (1) the loan is secured continuously by collateral consisting of U.S. government securities, letters of credit, cash or cash equivalents or
other appropriate instruments maintained on a daily marked - to -
market basis in an amount at least equal to the current
market value of the securities loaned; (2) the fund may at any time call the loan and obtain the return of the securities loaned; (3) the fund will receive any interest or dividends paid on the loaned securities; and (4) the aggregate
market value of securities loaned will not at any time exceed one - third of the total assets of the fund, including collateral received from the loan (at
market value computed at the time of the loan).
The decision was announced Tuesday by Seongnam City Government and the vendors» association of Moran
Market, which represents the market's 22 dog meat dealers, as well as those who sell vegetables and other pro
Market, which represents the
market's 22 dog meat dealers, as well as those who sell vegetables and other pro
market's 22 dog meat
dealers, as well as those who sell vegetables and
other products.
According to
dealers, auction house experts, and
other advisers, the private art
market is exponentially larger — fueled by increasing demand from Russia, Asia, the Middle East, and
other emerging
markets.
And rather than visiting individual galleries — and perhaps discovering new talent — collectors are focusing on
market - tested trophy works carried by major
dealers; are sometimes buying from Instagram or
other online images without seeing the work in person; and are less willing to gamble on the emerging artists represented by small and midsize galleries.
Hirst luckily beat the stock -
market crash and did sell, handsomely, to the tune of more than $ 200 million, well above the high estimate — and his
dealers, among
others, stand to profit by it.
It raised some alarm for the collector
dealer about the ramifications for the art
market if living artists can arbitrarily de-authentic works owned by
others at whim.
This week, he turns his pen from fellow
dealers to the New York Times's UK art
market reporter, Scott Reyburn, who has often been critical of
market participants like Schachter (and
others) who write about the art
market claiming their observations can not be trusted because of their potential conflicts of interest.