Sentences with phrase «other financial adviser»

In particular, you might want to run away, if your stock broker, investment counselor or other financial adviser will get paid commissions to sell these alternative asset class investments to you.

Before you invest in an index fund or ETF, make it a point to know how much it charges in annual fees, especially if you're investing through a broker or other financial adviser.

For those paid on contract or as consultants, it is probably worth finding an accountant or other financial adviser to help you determine how best to declare you income for tax purposes.

In doing my research, I realized that virtually every site I visited used the same words to describe what they did and most started off by saying something like «we are different to other financial advisers».

Join our LinkedIn Group and follow us on Twitter to participate in the most important conversation impacting our industry, and network with other financial advisers who are attending the conference.

Not exact matches

Australia is falling behind Singapore, Israel, South Korea, China and other trade competitors in the race to lead the fourth industrial revolution, the government's chief innovation adviser Bill Ferris will tell The Australian Financial Review Innovation Summit today.

But critics in the financial services industry say the rule would limit the ability of advisers to service clients who can not afford to pay for financial advice and must use products that carry commissions or other indirect costs.

Family offices are essentially the quarterbacks who co-ordinate the activities of clients» other advisers and assist in tackling any financial issues that touch the whole family.

Launched in 2003, they were to be the SWAT units of the capital markets — crack, tightly knit groups of financial investigators, legal advisers, forensic accountants and other specialists.

By requiring retirement advisers to either meet a «fiduciary» standard or put other safeguards into place, the rule holds financial advisers to the same benchmark already required of doctors and lawyers — that they act in their clients» best interests.

Many low - cost investment advisers have since pivoted to serve other financial institutions (i.e., retirement plan providers), with many shifting away from the direct - to - consumer approach altogether.

You can borrow money against your retirement account under some circumstances, but financial advisers say such borrowers often struggle to get back up to speed on their retirement savings — in other words, their past over-saving leads to future under - saving.

If it can't — if we humans are hardwired to engage emotionally only with other humans — then all those financial advisers, lawyers, and other relationship workers are safe.

So what we are left with, I fear, is the kind of complexity only financial institutions and advisers might love because of administrative and other fees.

You are an authorized representative of a bank, broker - dealer, insurance company, registered investment adviser or other professional client (together, «Financial Institutions») engaged in business activities outside the United States of America (a «Non-U.S. Adviser») and the Financial Institution has authorized you to access and use the Holdings Information.

A move by British regulators to ban financial advisers from accepting commissions for selling mutual funds and other products after 2012 is likely to cause lot of soul searching elsewhere, including in Canada.

And should not be construed, nor should one infer, that Mark is in any way, shape, manner, or form: a financial adviser, or recommending what one should do with their investing, or any other monetary decisions.

In other words, many people people with a low level of assets under management are under - serviced by human financial advisers.

Others are happy to pay financial advisers for the convenience of not having to think about their investing.

If the sales chump (er, I mean «licensed professional financial adviser») can't give you a complete and total rundown of every fee (expense, charge, penalty, cost or whatever other lame - ass euphemism he wants to use), run away and invest in a Vanguard index fund — just compare the expense ratio.

Anecdotally, some financial advisers and other finance professionals have said that using Hearsay's software has helped them network — an important component of doing business.

An investment analyst who worked with the Town of Oyster Bay but, like other outside advisers, said he was kept out of the loop about the town - guaranteed loans for restaurateur Harendra Singh testified Wednesday that he bought securities amid the town's weakened financial state when it offered taxpayer - funded incentives.

Other members of the panel include Charles Fuschillo, a former state senator who represented the 8th District and is chief executive of the Alzheimer's Foundation of America; Marc Shaw, a former deputy under New York City Mayor Michael Bloomberg who is a senior adviser for finances to the chancellor of the City University of New York; Elizabeth McCaul, an investment banker and former superintendent of banks for the State of New York who is chief executive for Promontory Europe, a financial firm; and Mark Page, Nassau County deputy county executive for finance.

As such, it should not be used as a substitute for consultation with professional accounting, tax, legal, financial, health, mental health or other competent advisers.

There are just too many other pressing problems, such as the financial crisis and the wars in Iraq and Afghanistan, to occupy the president - elect's time and that of his advisers.

She served as financial, technical and trusted adviser to the agency, board and other stakeholders.

ML Wealth does not participate, at this time, in wrap fee programs, which are arrangements between broker - dealers, investment advisers, banks and other financial institutions and affiliated and unaffiliated investment advisers through which the clients of such firms receive discretionary investment advisory, execution, clearing and custodial services in a «bundled» form.

You should consider consulting a qualified independent credit counselor or other experienced financial adviser regarding the rate, fees, and provisions of this mortgage loan before you proceed.

Other account plans for higher balance accounts are available that add access to personal financial advisers.

You need an insurance company to create an annuity (although you may end up buying the annuity from a broker, financial planner or other adviser, or from your bank.)

Others who have gone through similar circumstances as yourself will be able to give you a lot of feedback on what they did to reach their goals were they might be able to recommend other people who helped them along the way such as financial advisers, bank managers or accountants.

Our affiliates can include mortgage brokers, car dealers, Realtors, financial planners, attorneys, insurance advisers, financial advisers, tax preparers, alarm installers who have clients who have been victims of stolen identity and they need to put their credit back in order, or people who just know other people with credit problems.

Lastly, and quite importantly, they typically offer higher commissions to the distributor (agent, broker, financial adviser) than other annuities.

Both your current and new financial adviser will have insight on what needs to happen with these, depending on whether they are provincially or federally regulated pension plans, or some other type of retirement fund.

APViewpoint enables investment advisers, registered reps, and financial planners to learn from each other by sharing their experiences and knowledge on a wide range of topics of interest to the profession.

Commissions are not an ideal form of compensation for financial advisers for two other reasons also (in addition to the potential conflict of interest):

Your adviser probably will not pull a credit report on you and other family members, but the adviser almost certainly will assess your debt and paint an accurate personal financial picture for you.

If you find yourself powerless to deal suitably with your credit card debt, or any other debts you may have, you must think of your options attentively with a financial adviser or attorney.

Jim Yih is a financial educator who chucked his career as an investment adviser to help companies make their employees smarter about pension plans and other money matters.

This will help advisers know where to start looking for grants and other financial assistance.

VALIC is a retirement plan provider for health care, K - 12, higher education, government and other not - for - profit organizations, and RetireUp is a provider of retirement planning software for financial advisers.

By using the card, UBS hopes to allow advisers to provide guidance about their customers» spending and other financial decisions.

Full service firms often include certified public accountants (CPAs) or other licensed financial advisers on staff.

Why should I have to pay a financial adviser at American Funds a high front end commission on Class A shares along with other fees (like I did in the previous year based on my advisers recommendation)?

Services can include an update of your financial advice and a Statement of Advice (SOA) or Record of Advice (ROA) each year, or other services such as reports on your investment portfolio, newsletters, invitations to seminars and access to a financial adviser.

But here's where the debate starts to heat up: Though your financial adviser would have kittens at the thought of it, Bernstein and others, such as Stephen Jarislowsky, the billionaire Canadian money manager, say that if you plan to hold a large sum of money outside of an RRSP for a long period of time, you may indeed want to ditch the bonds altogether and go 100 % stocks.

This includes lenders, qualified financial advisers, solicitors and other industry professionals.

No matter what your financial situation looks like, the experts at SunQuest will analyze your income, assets and liabilities; we'll coordinate with your attorney, accountant, or other advisers, to insure that your New Jersey mortgage supports your other financial goals.

Two investing platforms managed by Foliofn Investments Inc. will offer the funds to financial advisers and other investors.

Schroders funds are available for direct investment or indirect investment via a financial adviser or other intermediary.