Sentences with phrase «other financial advisory firm»

Not exact matches

«While Warren Buffett might be able to be greedy when others are fearful and fearful when others are greedy, most of us just follow the herd,» said Allan Roth, founder of the Wealth Logic financial advisory firm.

But the larger, long - term trend is robo - advisors and other fintech companies teaming up with outside financial planners and conventional advisory firms in just about every segment of the investment advice business.

Nest Wealth is partnering with National Bank Financial to introduce hybrid capabilities at the bank and has also cut hybrid - type deals with three other conventional advisory firms.

GrowthCap is a trade name for GrowthCap, LLC and its subsidiaries and other affiliates which include: GrowthCap Partners, LLC, a Delaware limited liability company, registered broker - dealer and FINRA and SIPC member firm, which provides independent financial advice on private placements, mergers, acquisitions, financial restructurings and similar corporate finance matters, and financial advisory.

Previously, he was a founder of Jet Capital Corp., a financial advisory firm, and Texas Air Corp., which owned Continental Airlines and several other airlines.

Hilltop's decision led to the March departure of veteran banker Drew Masterson, who formed his own financial advisory firm in Houston to represent charter schools, including Yes Prep, a charter district he once served on a pro-bono basis, as well as clients in other sectors.

ML Wealth does not participate, at this time, in wrap fee programs, which are arrangements between broker - dealers, investment advisers, banks and other financial institutions and affiliated and unaffiliated investment advisers through which the clients of such firms receive discretionary investment advisory, execution, clearing and custodial services in a «bundled» form.

Financial Engine's Target - Date Retirement Fund Report This research from investment advisory firm Financial Engines discusses, among other things, the various ways that individual investors misuse target - date retirement funds.

But the larger, long - term trend is robo - advisors and other fintech companies teaming up with outside financial planners and conventional advisory firms in just about every segment of the investment advice business.

Better to increase the attractiveness of legal services by enabling lawyers to provide related services accompanying their legal services, e.g., family law lawyers providing financial planning advice, and law firms providing accounting and tax advisory work, and litigation lawyers working with experts who improve and maintain their clients» electronic records management systems, because records are the most frequently used kind of evidence and are completely dependent on their records management systems for everything, particularly their «integrity» （ which is what the electronic records provisions of the Evidence Acts require be proved for admissibility; e.g., section 31.2 （ 1 ） （ a ） of the Canada Evidence Act - see: Ken Chasse, «Electronic Records as Evidence,» and the other «records as evidence» articles on «my SSRN authors page, for free download ） 。

Our lawyers routinely provide regulatory guidance to banks, broker - dealers, funds, insurance companies, and other financial institutions worldwide; advise on the acquisition and disposition of financial institutions; assist underwriters of securities offerings; counsel financial advisory firms on mergers and acquisitions; represent financial institutions in structured finance transactions and commercial lending; handle complex litigation and international disputes; and efficiently and effectively resolve government investigations and enforcement actions which result from the ever - expanding regulatory environment in the sector.

We also have substantial experience in representing investment banks, broker - dealers and other securities industry participants, investment advisory and mutual fund companies, life insurance and other financial services firms, REITs, and retailers.

Chosen by Fortune 500 and midsize companies, financial institutions and other law firms for the successful resolution of their complex legal issues, we specialize in appellate matters, business formation and transactions, class action litigation, commercial, construction, consumer credit and employment litigation, contested bankruptcies and foreclosures, insurance recovery and advisory services, intellectual property litigation, regulatory compliance, and trials and evidentiary hearings.