Sentences with phrase «other financial entities on»

Thomas E. Bisset is a member of the Financial Services Practice and concentrates his practice on investment management regulation, including advising mutual funds, insurance company issuers of fixed and variable insurance products and other financial entities on the establishment and operation of investment companies and novel financial instruments and on compliance with the Securities Act of 1933, the Investment Company Act of 1940 and other federal securities laws.

Not exact matches

There have been worries that such practices mask the amount of risk that banks and other financial entities, such as insurance companies, are taking on.

Advice is in the retirement investor's best interest when the advice is rendered «with the care, skill, prudence, and diligence under the circumstances then prevailing that a prudent person acting in a like capacity and familiar with such matters would use in the conduct of an enterprise of a like character and with like aims, based on the investment objectives, risk tolerance, financial circumstances, and needs of the Retirement Investor, without regard to the financial or other interests of the Adviser, Financial Institution, or any Affiliate, Related Entity, or other partfinancial circumstances, and needs of the Retirement Investor, without regard to the financial or other interests of the Adviser, Financial Institution, or any Affiliate, Related Entity, or other partfinancial or other interests of the Adviser, Financial Institution, or any Affiliate, Related Entity, or other partFinancial Institution, or any Affiliate, Related Entity, or other party.»

Alternative or additionally, U.S. dollars and / or other currency at a brokerage account, deposit account, bank account or other financial storage entity can be exchanged for one or more SETLcoins in virtual wallet on the peer - to - peer network.»

As a fast paced way to trade upon currencies, commodities, and other financial entities, Forex trading has found a home on the internet, where... Read more

Days after a Times Union report on Albany Mayor Kathy Sheehan's ramped up attempts to garner more financial contributions from the city's large nonprofits amid tax - exempt institutions» growth, Albany Medical Center Chief Officer James Barba renewed his effort to encourage other large entities to help.

UK financial services must steer away from the ever increasing tendency towards corporate monoculture and barriers to entry for new players, driven amongst other things by requirements for rapid capital - raising, and the anti-competitive constraints on some non-plc entities in this area.

This investment policy applies to all moneys and other financial resources available for deposit and investment by the Buffalo & Erie County Public Library (B&ECPL) on its own behalf or on behalf of any other entity or individual.

On the other hand, there are now a number of private entities, such as satellite television providers and GPS vendors, that rely on access to orbit for their financial well - beinOn the other hand, there are now a number of private entities, such as satellite television providers and GPS vendors, that rely on access to orbit for their financial well - beinon access to orbit for their financial well - being.

DOT employees who file confidential financial disclosure reports include career employees who participate in, e.g., contracting and procurements, administering grants or licenses, regulating or auditing non-Federal entities, other activities having economic effect on the interests of non-Federal entities, and activities involving auditing or investigating violations of criminal or civil law.

-- The regulations issued under this section shall provide that, if the public entity is able to demonstrate to the satisfaction of the Secretary that the provision of paratransit and other special transportation services otherwise required under this section would impose an undue financial burden on the public entity, the public entity, notwithstanding any other provision of this section (other than paragraph (5)-RRB-, shall only be required to provide such services to the extent that providing such services would not impose such a burden.

While banks and other financial entities offer 12 - month installment loans based on one's satisfaction of their rather tough vetting process, some other lenders grant the same service albeit with seemingly simple but mostly costly conditions.

These entities include, but are not limited to, financial institutions; auditors; background and credit check organizations; fraud prevention service providers; marketing service providers; database managers; customer service providers and representatives; debt collectors; and others who perform technical, logistical, financial, tax, legal, compliance or administrative functions on our behalf.

The company also provides mortgage lending; treasury management services for businesses, individuals and non-profit entities including wholesale lock box services; remote deposit capture services; trust and wealth management services for businesses, individuals and non-profit entities including financial planning, money management, custodial services and corporate trust services; real estate appraisals; credit - related life and disability insurance; ATMs; telephone banking; on - line and mobile banking services including electronic bill pay; debit cards, gift cards and safe deposit boxes, among other products and services.

This means the responsible entity should not have to rely on others to meet its ongoing financial obligations.

Use this form to designate an individual, financial advisor, corporation or other entity as your agent with limited authority to act on your account.

Although the organization has been around since 1982, it was only in 2008 that the agency took on regulation over Forex brokers and other financial entities.

Contribute to the financial support of homeless, abused or abandoned Scottish Terriers, including medical care, dental care, temperament and health evaluations, grooming, food, and shelter requirements, through a grant process, on a case by case basis, only to those independent entities referenced in # 2 below or to other individuals or rescue groups that agree in writing and execute all required documents pursuant to the STCA requirements, terms and conditions which the independent (local) rescue groups have executed.

The Court also clarified the use of the term «financial assistance» in Article 4 (3)(b) of Regulation No 833/2014, to exclude processing of payments by a bank or other financial institution, and the application of the prohibition on the issuance of global depositary receipts representing shares issued by one of the sanctioned entities before 12 September 2014.

On the other hand, even the most solvent business entity may choose not to litigate because they are unwilling to accept the financial risks of doing so; the «good money after bad» principle.

Gray's practice focuses on representing financial institutions, corporations and other entities in class action and other civil litigation involving banking and financial services and products.

Mr. Cesar represents a wide range of businesses and industries, with a focus on general contractors, joint ventures, major subcontractors, software consulting providers and customers, financial institutions, and other business entities.

On the other hand, several other commenters supported applying the minimum necessary standard to covered entities» disclosures to financial institutions for payment processing.

We do not consider a financial institution to be acting on behalf of a covered entity, and therefore no business associate contract is required, when it processes consumer - conducted financial transactions by debit, credit or other payment card, clears checks, initiates or processes electronic funds transfers, or conducts any other activity that directly facilitates or effects the transfer of funds for compensation for health care.

In the NPRM we proposed to permit covered entities to disclose, in connection with routine banking activities or payment by debit, credit, or other payment card, or other payment means, the minimum amount of protected health information necessary to complete a banking or payment activity to financial institutions or to entities acting on behalf of financial institutions to authorize, process, clear, settle, bill, transfer, reconcile, or collect payments for financial institutions.

These commenters suggest that in light of section 1179, HHS lacks the authority to impose restrictions on financial institutions and other entities when they engage in activities described in that section.

We also include within the definition an organized system of health care in which more than one covered entity participates, and in which the participating covered entities hold themselves out to the public as participating in a joint arrangement, and in which the joint activities of the participating covered entities include at least one of the following: utilization review, in which health care decisions by participating covered entities are reviewed by other participating covered entities or by a third party on their behalf; quality assessment and improvement activities, in which treatment provided by participating covered entities is assessed by other participating covered entities or by a third party on their behalf; or payment activities, if the financial risk for delivering health care is shared in whole or in part by participating covered entities through the joint arrangement and if protected health information created or received by a covered entity is reviewed by other participating covered entities or by a third party on their behalf for the purpose of administering the sharing of financial risk.

We note that we do not consider a financial institution to be acting on behalf of a covered entity, and therefore no business associate contract is required, when it processes consumer - conducted financial transactions by debit, credit or other payment card, Start Printed Page 82505clears checks, initiates or processes electronic funds transfers, or conducts any other activity that directly facilitates or effects the transfer of funds for compensation for health care.

(C) Payment activities, if the financial risk for delivering health care is shared, in part or in whole, by participating covered entities through the joint arrangement and if protected health information created or received by a covered entity is reviewed by other participating covered entities or by a third party on their behalf for the purpose of administering the sharing of financial risk.

In what amounts to a major clampdown down on bitcoin and other cryptocurrencies, the Reserve Bank of India (RBI) announced in a press release today, April 5, 2018, that it is banning banks and regulated financial entities from dealing with digital currencies.

Ripple recent headlines include big - name partnerships in the financial world, such as Japanese firm SBI Holdings, who together plan on furthering the implementation of Ripple throughout other Japanese financial entities.

That's putting responsibility on financial institutions and others, including real estate professionals, to ensure they're not taking money from individuals or businesses on the federal government's list of restricted entities.