Sentences with phrase «other financial firms as»

Some academics believe that the Great Depression was prolonged because the New Deal measures were so disruptive that banks and other financial firms as well as individual investors, consumers and businessmen were too scared to do anything.

Not exact matches

You can estimate your longevity using online calculators, such as the ones from the Social Security Administration (which simply asks your gender and date of birth), Living to 100 and financial services firm Blueprint Income (which factors in other details including your weight and how much you exercise and drink alcohol).

As the industry matures, investors will start paying closer attention to financial statements and put their dollars with companies that are the most transparent, forcing other firms to follow suit and raising standards across the sector.

Leading RegTech specialist Harry Toukalas will be revealing how his firm's AI tool can predict misconduct in financial services.This ground - breaking technology developed in conjunction with MIT analyses email communication patterns and psycholinguistic analysis of email content to flag up issues such as mis - selling, cyber security and fraud.The Blackhall & Pearl tool already being used around the world by more than 40 organisations is eight times faster than other methods.

Firms — such as Betterment Institutional, Trizic, Upside Financial and others — that offer private - label capabilities to RIAs and broker - dealers in a business - to - business (B2B) model.

Banks and other financial firms have grown convinced that it can be adapted to carry out processes such as the clearing and settlement of securities.

«The conclusion about a company's value will be based on an analysis of all kinds of information, such as the historical profit - and - loss picture, other financial records, the customer base, internal controls, key employees, competitive details, and much more,» says Catherine Bienert, CEO of Bottom Line Management, an Atlanta business - brokerage and business - appraisal firm.

The first thing to emphasize with clients, said Roger Ma, certified financial planner and founder of financial planning firm lifelaidout, is not only their new home state's income taxes — if there are, indeed, any — but all its other taxes, such as property taxes, sales taxes, inheritance and estate taxes.

The Audit Committee has met with the internal auditors and independent registered public accounting firm, separately and together, with and without management present, to discuss IBM's financial reporting process and internal accounting controls in addition to other matters required to be discussed by the statement on Auditing Standards No. 16, Communications with Audit Committees, as adopted by the Public Company Accounting Oversight Board (PCAOB), as may be modified or supplemented.

The RSUs and Shares at Risk provide for forfeiture or recapture if the NEO engaged during 2010 in improper risk analysis or failed to raise concerns sufficiently about risk which resulted in, or reasonably could be expected to result in, among other things, a material adverse impact on our firm or the broader financial system as a whole.

Among his other accomplishments, he led a group of 20 law firms that prosecuted cutting - edge class action cases against financial institutions, such as Countrywide, Wells Fargo, and JPMorgan Chase, concerning destructive negative amortization loans that unknowingly caused borrowers to assume tens of thousands of dollars of additional debt.

Some firms are real anal about it, wanting signed signed statements from «licensed financial authorities», but others can be as lax as relying on a screenshot show the total of all your accounts at Personal Capital, etc..

While Bitcoin and other cryptocurrencies have tremendous potential value as a medium of exchange, it is the underlying distributed ledger technology, blockchain, which has emerged to truly capture the interest of entrepreneurs, venture capital firms, financial institutions and other corporations.

Founded in 1946, the firm is a leading provider of investment management, retirement planning, portfolio guidance, brokerage, benefits outsourcing, and many other financial products and services to more than 20 million individuals and institutions, as well as through 5,000 financial intermediary firms.

Second, DOL «then offers an exemption from this far - reaching prohibition — known as the best interest contract exemption (or «BIC» exemption)-- but conditions it on financial services firms and insurance institutions agreeing to subject themselves to fiduciary standards of conduct in contracts that they must enter into with their customers, as well as a range of other restrictions and requirements.»

The Audit Committee reviewed and discussed with the independent registered public accounting firm the audited consolidated financial statements for the fiscal year ended May 31, 2014, the firm's judgments as to the acceptability and quality of FedEx's accounting principles and such other matters as are required to be discussed with the Audit Committee under the standards of the Public Company Accounting Oversight Board (United States)(the «PCAOB»), including those matters required to be discussed by Auditing Standard No. 16, Communications with Audit Committees.

Some sectors — such as financials, which include banks, investment firms, mortgage companies, and insurers — are more complicated than others to analyze.

«In order for financial services firms to prosper, they need to innovate in the way they deliver services, considering such options as collaboration and «coopetition» with other industry participants,» said analyst firm TowerGroup in its summary of SWIFT's 2009 Sibos conference in Hong Kong.

But as financial firms ponder whether to move or expand an existing subsidiary outside the U.K., as TD Securities intends to do, non-financial companies say this chaos presents an opportunity since they may be able to capitalize on other global companies scrambling to shift their resources and people out of the U.K. or take advantage of other dynamics at play.

TD is only the latest global financial firm to choose Dublin as its post-Brexit EU hub, joining 15 others that have announced their intentions to set up or expand their operations in Ireland in the first half of 2017, according to IDA Ireland, which promotes foreign direct investment into the country.

My extensive work with financial firms here in Australia, as well as learning from other professional traders, has enabled me to see how the «big boys» trade and further enhanced my understanding of how markets move.

Instead, the fund is dominated by basic materials mega-cap SABIC, as well as a number of banks and other financial firms, some of which retain significant state ownership.

To use smart algorithms responsibly, companies — particularly financial services firms — must identify potential problems early and have a well - conceived plan for addressing and removing unintended bias before it leads to discrimination in their lending practices, as well as potential discriminatory biases that may reach beyond lending and affect other aspects of a company's operations.

Aldo gained over ten years experience dedicated to serving financial services entities (mainly hedge funds and private equity entities) and over four years of diversified experience in other industries and capital markets, both at Metlife as well as from other big four public accounting firms.

As you know, part of what led to this crisis was firms like AIG and others making huge and risky bets — using derivatives and other complicated financial instruments — in ways that defied accountability, or even common sense.

White and Case on the other hand is described as an International Law Firm, that serves companies, governments and financial institutions.

As an outside accounting firm tried to clean up Soundview's books in 2007, the complaint said, a Soundview official directed the accountants to ensure that Mr. Espada and his family were paid before any other financial obligations were met, including Soundview's rent and utilities.

As previously reported, start - up technology firms continue to set up shop all over Union Square, despite rents in the area remaining significantly higher than in other neighborhoods, such as the Financial DistricAs previously reported, start - up technology firms continue to set up shop all over Union Square, despite rents in the area remaining significantly higher than in other neighborhoods, such as the Financial Districas the Financial District.

Characterizing its practice as a «general practice for a specialized clientele,» the firm provides legal advice and expertise to handle any and all needs of a school district, including fair dismissal personnel issues, allegations of employment discrimination and EEOC complaints, other personnel disputes, student discipline issues, student tribunal hearings, civil rights claims, personal injury actions, federal and state constitutional claims and other litigation, special education and other legal issues involving disabled students, contracts, leases and other business needs, policy and rule development, construction disputes, bond and SPLOST issues and other financial matters.

Hilltop's decision led to the March departure of veteran banker Drew Masterson, who formed his own financial advisory firm in Houston to represent charter schools, including Yes Prep, a charter district he once served on a pro-bono basis, as well as clients in other sectors.

Investors should also consider other factors, such as stability of the brokerage firm, investment strategy, and access to a live financial advisor, when evaluating a robo - advisor.

My extensive work with financial firms here in Australia, as well as learning from other professional traders, has enabled me to see how the «big boys» trade and further enhanced my understanding of how markets move.

As the industry matures, investors will start paying closer attention to financial statements and put their dollars with companies that are the most transparent, forcing other firms to follow suit and raising standards across the sector.

The Reformed Broker On the other hand, there's the blog written by Joshua Brown, CEO of the aforementioned Ritholtz Wealth Management, pitting the firm's two key players as competitors in the financial blogosphere.

FIF — a voluntary financial industry group composed of member firms such as broker - dealers, exchanges, and vendors — serves as a central resource for objective commentary and analysis on industry initiatives and informs regulators about the impact of proposed regulation and other market structure changes.

The Office of the Comptroller of the Currency (OCC) is moving ahead with a plan to issue national bank charters to financial technology firms, such as online - only banks and other firms that move money around.

Rather than simply relying on your responses to an automated questionnaire, these firms conduct a phone - based or video - based consultation to discuss your finances, goals, and risk tolerance, as well other details of your financial situation.

If the property consists of cash or other financial assets (such as stocks and bonds), a common method is to open a custodial account at a financial institution such as a bank, brokerage firm or mutual fund company with a designation something like this:

Individual guides for each of these industries list resources available from trade associations, research firms, and other sources which address subjects such as industry trends and statistics, financial statements and financial ratios, and compensation and salary surveys.

No other law firm provides bankruptcy filing and FREE credit repair: our comprehensive debt resolution program completely transforms your financial standing as quickly and easily as a magic wand!

While other large Canadian banks have hinted they're considering a foray into online investment advice, BMO is the first of the big five banks to launch such a service, despite electing to build the product in - house rather than partnering with a financial technology firm as some of the other banks are expected to do.

Others, such as Geoff Davey, co-founder and director of FinaMetrica, an Australian firm that creates a risk tolerance questionnaire that's used by financial planners here and abroad, say our sensitivity to risk is generally stable, much like a personality trait.

These funds are now commonly used as cash accounts by brokerage firms, banks and other financial institutions and now hold nearly $ 3 trillion worldwide.

Many people recommend that I consult with a CFP, others that I just get into the meat grinder and apply online at a big financial firm such as AIG,...

Many people recommend that I consult with a CFP, others that I just get into the meat grinder and apply online at a big financial firm such as AIG, METLIFE etc..

Hopefully, they both possess enough knowledge about managing a budget and paying down debt to begin their married life on a firm economic footing, as there is nothing about wedding debt, per se, that is different from any other financial obligation.

These included: firms regulated by the FSA — investment firms and offerees / offerors (including three private equity providers); non-FSA regulated firms but subject to other professional regulatory regimes, such as solicitors and accountants; and non - regulated / professional firms, for example financial printers.

In the traditional divorce process, countless depositions and hearings are held as each party conducts a fishing expedition into the other party's finances; in the collaborative process, the clients retain a joint neutral financial professional to ensure transparency, develop options for family support and division of property and debt, and help the clients transition into single life on a firmer financial footing.

The response dated April 16, 2018 and signed by the General Secretary, NBA, Aare Isiaka Abiola Olagunju, stated: «We hereby state that Union Bank of Nigeria Plc or any other Bank or other financial corporation is not a body licensed to render such legal services and can not hold itself out as a firm of legal practitioners or in partnership with a firm of legal practitioners to render the said legal services.

The Hong Kong and Singapore bars both view compulsory professional indemnity insurance for their lawyers as essential to maintaining competitiveness in financial, trade and commercial services, and to being on equal footing with firms in other mandatory insurance jurisdictions.