Sentences with phrase «other financial professionals from»

The rule is intended to discourage brokers and other financial professionals from putting retirement - plan assets into products that pay high commissions or profit - sharing compensation to the brokers — a practice that's currently legal as long as the investments can be portrayed as «suitable» for the customer.

Not exact matches

In a study from the University of British Columbia, researchers assigned 124 participants — students, financial analysts, medical professionals and other adults — into one of two groups over two weeks.

The web of other perpetrators spreads from family and may include friends and neighbors, caregivers and aides, attorneys and financial advisors and, finally, strangers and professional scam artists.

Prior to making any investment or financial decisions, an investor should seek individualized advice from a personal financial, legal, tax and other professional advisors that take into account all of the particular facts and circumstances of an investor's own situation.

In Dubai: This information can be distributed in and from the Dubai International Financial Centre (DIFC) by BlackRock Advisors (UK) Limited Dubai Branch which is regulated by the Dubai Financial Services Authority («DFSA») and is only directed at «Professional Clients» and no other person should rely upon the information contained within it.

In Dubai: This information can be distributed in and from the Dubai International Financial Centre (DIFC) by BlackRock Advisors (UK) Limited — Dubai Branch which is regulated by the Dubai Financial Services Authority («DFSA») and is only directed at «Professional Clients» and no other person should rely upon the information contained within it.

The investment will separate Thomson Reuters» newsgathering business from other services it provides, such as data analytics and trading tools to financial professionals globally.

Can i add here that one of the other reason why someone may appear unwilling to accept help from professionals like you is financial constraint.

My extensive work with financial firms here in Australia, as well as learning from other professional traders, has enabled me to see how the «big boys» trade and further enhanced my understanding of how markets move.

Queen City Fintech is a 12 - week accelerator program designed to mature financial technology startups through intense mentorship from leading banking executives, business development professionals, and venture capitalists and attorneys, among others in Charlotte's robust business community.

For those of you not familiar with financial market history beyond the last 10 years, which includes the majority of money managers and other sundry financial «professionals,» Kudlow was the chief economist at Bear Stearns from 1987 to 1994.

Investment professionals who have long relied on Bloomberg for its suite of financial data and analytics now have access to research from Glass Lewis on matters not well covered by traditional investment research: accounting policies, financial statement transparency, corporate governance, litigation and regulatory developments, related - party transactions, executive compensation and board of director independence and quality, among others.

He added, «It's always best to sit down with a financial professional or insurance agent to determine the opportune time to move from one policy to the other or to keep both (types of) policies in place.»

The FinTech Pro's are comprised of FinTech entrepreneurs and professionals from across the globe, representing financial institutions as well as new insurgents in areas such as banking, real estate and property tech, lending, AI, online investing, regtech and a host of other industries.

What is required is professional brand planning that includes a small regular financial commitment from the brand owner to get serious about their intentions in the UK and ultimately other EU countries.

Although surely there were any number of out - of - towners like myself present, it quickly became clear that many of the patrons were local residents, including those who worked at the famed NBC «30 Rock» location and other media, entertainment and financial industry professionals from offices nearby.

Sponsorship or other financial assistance from the infant feeding industry may interfere with professionals» unequivocal support for BFHI (Breastfeeding Friendly Hospital Initiative) and breastfeeding.»

IBFAN notes that the World Health Assembly has addressed the issue of sponsorship in Resolution 49.15 from 1996 and again in Resolution 58.32 from 2005 where it stated care was needed: «to ensure that financial support and other incentives for programmes and health professionals working in infant and young child health do not create conflict of interest».

The World Health Assembly has addressed the issue of sponsorship in Resolution 49.15 from 1996 and again in Resolution 58.32 from 2005 where it stated: «ensure that financial support and other incentives for programmes and health professionals working in infant and young child health do not create conflict of interest».

Calls on the Commission, by the end of 2013, to submit a legislative proposal establishing an effective and comprehensive European whistleblower protection programme in the public and in the private sector to protect those who detect inefficient management and irregularities and report cases of national and cross-border corruption relating to EU financial interests and to protect witnesses, informers, and those who cooperate with the courts, and in particular witnesses testifying against mafia - type and other criminal organisations, with a view to resolving the difficult conditions under which they have to live (from risks of retaliation to the breakdown of family ties or from being uprooted from their home territory to social and professional exclusion); calls also on the Member States to put in place appropriate and effective protection for whistleblowers.

The University of Arkansas programs begin training graduate students even before school starts by requiring them, if they are receiving financial support from the department, to participate in a 1 - week seminar on organizing presentations, grading, and other professional issues.

[Library professionals] hear about financial management, leadership strategies, adult development, and other issues in higher education such as the perspective of the dean and provost, and the role of the library from a campus wide perspective.

(e) The board shall establish the information needed in an application for the approval of a charter school; provided that the application shall include, but not be limited to, a description of: (i) the mission, purpose, innovation and specialized focus of the proposed charter school; (ii) the innovative methods to be used in the charter school and how they differ from the district or districts from which the charter school is expected to enroll students; (iii) the organization of the school by ages of students or grades to be taught, an estimate of the total enrollment of the school and the district or districts from which the school will enroll students; (iv) the method for admission to the charter school; (v) the educational program, instructional methodology and services to be offered to students, including research on how the proposed program may improve the academic performance of the subgroups listed in the recruitment and retention plan; (vi) the school's capacity to address the particular needs of limited English - proficient students, if applicable, to learn English and learn content matter, including the employment of staff that meets the criteria established by the department; (vii) how the school shall involve parents as partners in the education of their children; (viii) the school governance and bylaws; (ix) a proposed arrangement or contract with an organization that shall manage or operate the school, including any proposed or agreed upon payments to such organization; (x) the financial plan for the operation of the school; (xi) the provision of school facilities and pupil transportation; (xii) the number and qualifications of teachers and administrators to be employed; (xiii) procedures for evaluation and professional development for teachers and administrators; (xiv) a statement of equal educational opportunity which shall state that charter schools shall be open to all students, on a space available basis, and shall not discriminate on the basis of race, color, national origin, creed, sex, gender identity, ethnicity, sexual orientation, mental or physical disability, age, ancestry, athletic performance, special need, proficiency in the English language or academic achievement; (xv) a student recruitment and retention plan, including deliberate, specific strategies the school will use to ensure the provision of equal educational opportunity as stated in clause (xiv) and to attract, enroll and retain a student population that, when compared to students in similar grades in schools from which the charter school is expected to enroll students, contains a comparable academic and demographic profile; and (xvi) plans for disseminating successes and innovations of the charter school to other non-charter public schools.

My extensive work with financial firms here in Australia, as well as learning from other professional traders, has enabled me to see how the «big boys» trade and further enhanced my understanding of how markets move.

Can i add here that one of the other reason why someone may appear unwilling to accept help from professionals like you is financial constraint.

Prospectuses, which may be obtained from your Financial Professional, contain this and other information about the mutual fund and should be read carefully before investing.

The prospectus, which contains this and other information about the mutual fund, can be obtained from your financial professional.

The prospectus, which contains this and other information about the variable annuity, can be obtained from the insurance company issuing the variable annuity, or from your financial professional.

Community members can also ask questions about financial aid and they can gain insight not only from Wells Fargo professionals, but also from other students and parents.

An alarming number of financial professionals, including stockbrokers, financial planners and journalists are in position to educate the public about the many advantages to be gained from adopting naked put writing (and other option strategies), but fail to do so.

Among the qualified professionals who benefit from the DCCS training are employed by a wide range of organizations including consumer credit and debt counseling organizations, credit unions and other financial institutions, student loan lenders, cooperative extension system, all branches of the military, mortgage, real estate, and financial services firms; law enforcement, and other government agencies.

The prospectus, which contains this and other information about the variable life policy and the underlying investment options, can be obtained from your financial professional.

For 30 years, the AccessLex Graduate and Professional Financial Aid Conference has provided graduate and professional administrators in financial aid, admissions, career services and other student - facing roles the opportunity to learn from expert speakers, address current challenges and gain invaluable industProfessional Financial Aid Conference has provided graduate and professional administrators in financial aid, admissions, career services and other student - facing roles the opportunity to learn from expert speakers, address current challenges and gain invaluable industry Financial Aid Conference has provided graduate and professional administrators in financial aid, admissions, career services and other student - facing roles the opportunity to learn from expert speakers, address current challenges and gain invaluable industprofessional administrators in financial aid, admissions, career services and other student - facing roles the opportunity to learn from expert speakers, address current challenges and gain invaluable industry financial aid, admissions, career services and other student - facing roles the opportunity to learn from expert speakers, address current challenges and gain invaluable industry insights.

A financial review is a meeting in which you and a Financial Professional1 from HSBC Securities will review your current finances, investment goals, risk tolerance, liquidity needs, time horizon, income, investment experience and other relevant factors so that your Financial Professional can clearly understand what motivates your investifinancial review is a meeting in which you and a Financial Professional1 from HSBC Securities will review your current finances, investment goals, risk tolerance, liquidity needs, time horizon, income, investment experience and other relevant factors so that your Financial Professional can clearly understand what motivates your investiFinancial Professional1 from HSBC Securities will review your current finances, investment goals, risk tolerance, liquidity needs, time horizon, income, investment experience and other relevant factors so that your Financial Professional can clearly understand what motivates your investiFinancial Professional can clearly understand what motivates your investing plans.

If you have already fallen behind on your debts because of a job loss or other financial hardship and your credit score is suffering, you could benefit from working with a credit repair professional.

To locate a qualified insurance agent or other financial professional, seek recommendations from friends, or professionals like your lawyer or accountant.

One final finding from the survey that is consistent across all demographic segments is the belief that financial planners are the most reliable sources of financial information — more so than newspapers, websites, or other professionals.

The prospectus, which contains this and other information about the variable annuity and variable universal life contract and the underlying investment options, can be obtained from your financial professional.

These standards, along with the risks and other information concerning the partnership, are set forth in the prospectus, which can be obtained from your financial professional.

The prospectus, which contains this and other information about the variable annuity contract and the underlying investment options, can be obtained from your financial professional.

The best way to do that is to oversee financial advisors as we do all other professionals that provide essential advice, from lawyers to accountants and engineers.

This and other important information is contained in the mutual fund, ETF or exchange - traded managed fund (ETMF) prospectus and summary prospectus, which can be obtained from a financial professional and should be read carefully before investing.

Prior to making any investment or financial decisions, an investor should seek individualized advice from a personal financial, legal, tax and other professional advisors that take into account all of the particular facts and circumstances of an investor's own situation.

The prospectus, which contains this and other information about the investment company, can be obtained from your financial professional.

Co-Lab is supported by a grant from the Mertz Gilmore Foundation, and will provide local choreographers with much - needed performance spaces for dance artists, as well as financial support, professional networking, and other resources.

However, media accounts of McIntyre and his partner Ross McKitrick invariably gloss over their long - standing co-operation with think tanks and PR professionals, who most assuredly do earn their keep from financial support from certain fossil fuel companies and others implacably opposed to regulation of greenhouse gas emissions.

Brokers have a different relationship to other financial and professional advisers as they are, more often than not, paid for their work by commission from the lender.

For example, Terence Corcoran questions why creditors are entitled to priority status over pensioners and maintains that «the legal and financial professionals who work the lucrative insolvency field in Canada have a list of reasons to put banks and other lenders ahead of employees and pensioners, none of which deserve the reverence and support they've received from Ottawa» («Pensioners victims of inaction in Ottawa», National Post, February 5, 2013, here).

Legal writing — along with other genres of business and professional - related writing — is deteriorating, contends this story from Financial Week.

Business lawyers, on the other hand, are more likely to receive referrals from their clients» other professional advisers, such as insurers, lenders, financial planners, accountants, investment bankers, venture capitalists, real estate professionals, health care professionals, or HR professionals.