There are currently 10 major sectors that most investors use when breaking down the corporations and
other issuers of securities such as stocks and bonds.
Further, if you've come to accept that your token is an investment contract, then based on these decisions, expect to be treated like
any other issuer of securities.
Interprets security laws regulations and contract requirements; directs subordinates in enforcing compliance; and maintains relationships with law enforcement regulatory agencies and
other issuers of security requirements
Not exact matches
a government, corporation, municipality, or agency that has issued a
security (e.g., a bond) in order to raise capital or to repay
other debt; the
issuer goes to an underwriter to get their
securities sold in the new issue market; for certificates
of deposit (CDs), this is the bank that has issued the CD; in the case
of fixed income
securities, the
issuer of the
security is the primary determinant
of the
security's characteristics (e.g., coupon interest rate, maturity, call features, etc..)
The Reporting Persons may, from time to time and at any time: (i) acquire additional Shares and / or
other equity, debt, notes, instruments or
other securities (collectively, «Securities») of the Issuer (or its affiliates) in the open market or otherwise; (ii) dispose of any or all of their Securities in the open market or otherwise; or (iii) engage in any hedging or similar transactions with respect to the S
securities (collectively, «
Securities») of the Issuer (or its affiliates) in the open market or otherwise; (ii) dispose of any or all of their Securities in the open market or otherwise; or (iii) engage in any hedging or similar transactions with respect to the S
Securities»)
of the
Issuer (or its affiliates) in the open market or otherwise; (ii) dispose
of any or all
of their
Securities in the open market or otherwise; or (iii) engage in any hedging or similar transactions with respect to the S
Securities in the open market or otherwise; or (iii) engage in any hedging or similar transactions with respect to the
SecuritiesSecurities.
Convertible Debt - the term convertible debt basically, means
securities that can be converted to
other specified amounts
of another
security at the option
of the holder and
issuer, either single or both... Debentures or corporate bonds are traded for commodities stock within a specific period.
The information we collect and maintain about you is provided during the course
of your entering into transactions with private
issuers who have engaged Genesis to provide certain services in the context
of a private
securities, digital currency or
other financial asset transaction or trading through Genesis.
Neither the Sites nor the Information constitute an offer or solicitation by the Company to buy or sell any products or services
of any kind whatsoever including, without limitation,
securities or any
other financial instrument
of any
issuer.
This collateral (i.e., permissible vehicles investments) may include: (i) match - funded assets, and, (ii) debt
securities, equity
securities and
other financial instruments issued or guaranteed by the US government or its agencies, sovereign governments, supra - national entities, corporations, financial institutions and asset - backed or mortgage - backed
issuers that are the subject
of credit support agreements.
The Saxo Bank Group's research reports are never disclosed to nor discussed with any
of the subject
of the analysis, e.g.
issuers of securities or
others.
To provide investors with a source
of monthly income, with the potential for long - term growth through capital appreciation and growth in dividends by investing primarily in common shares, convertible debentures and
other equity related
securities of U.S.
issuers.
However, it may be possible to conceive
of contemporaneous offerings if the
issuer offered different
securities, such as a non-convertible preferred stock in one offering and common stock in the
other offering, and if the investors in the two offerings were different — for example, preferred stock being offered to an existing venture or private equity investor (or
other investors with which the
issuer has a pre-existing substantive relationship), while common stock is being offered to a broader range
of investors in a separate offering using general solicitation.
Assets are invested in any eligible U.S. dollar - denominated money market instruments as defined by applicable U.S.
Securities and Exchange Commission regulations (Rule 2a - 7
of the Investment Company Act
of 1940), including all types listed above as well as commercial paper, certificates
of deposit, corporate notes, and
other private instruments from domestic and foreign
issuers, as well as repurchase and potentially reverse repurchase agreements.
No material on this website shall be used or considered as an offer to sell or a solicitation
of any offer to buy the
securities or services
of the M Fund or any
other issuer.
Diversified investment management company: An investment company with 75 %
of the value
of its assets held in cash or cash equivalents, government
securities,
securities of other investment companies, or
securities of other issuers; no more than 5 %
of its total assets in the
securities of any one company; and ownership
of no more than 10 %
of the outstanding voting stock
of any one company.
Panther Small Cap Fund will seek long - term capital appreciation by investing 80 % in small cap stocks, though they allow that the
other 20 % might go to «micro, mid or large capitalization stocks, stocks
of foreign
issuers, American depository receipts («ADRs»), U.S. government
securities and exchange - traded funds.»
The fund invests, under normal circumstances, at least 80 %
of its net assets plus any borrowings for investment purposes (measured at the time
of purchase)(«Net Assets») in sovereign and corporate debt
securities of issuers in emerging market countries, denominated in the local currency
of such emerging market countries, and
other instruments, including credit linked notes and
other investments, with similar economic exposures.
A zero coupon bond, on the
other hand, is sold at a discount from its face value and the
issuer makes no interest payments during the life
of the
security.
a bond or
other security that may be redeemed by the
issuer before the scheduled maturity; terms
of this feature can be found in the bond's call schedule
the interest rate a bond's
issuer promises to pay to the bondholder until maturity, or
other redemption event, generally expressed as an annual percentage
of the bond's face value; for example, a bond with a 10 % coupon will pay $ 100 per $ 1000
of the bond's face value per year, subject to credit risk; when searching Fidelity's secondary market fixed income offerings, customers can enter a minimum coupon, maximum coupon, or enter both to specify a range and refine their search; when viewing Fidelity's fixed - income search results pages, the term «Step - Up» instead
of a numeric coupon rate means the coupon will step up, or increase over time at pre-determined rates and dates in the future; clicking Step - Up will reveal the step - up schedule for that
security
a feature
of a bond or
other security that determines the terms under which it can be redeemed by the
issuer before the scheduled maturity
Financial, economic, business, and
other developments affecting
issuers in the real estate industry will have a greater effect on the Fund, and if
securities of the real estate industry fall out
of favor, the Fund could underperform, or its NAV may be more volatile than, funds that have greater industry diversification.
Foreign
securities are subject to additional risks such as currency fluctuations, regional economic and political conditions, differences in accounting methods, and
other unique risks compared to investing in
securities of U.S.
issuers.
For example, an adverse event, such as an unfavorable earnings report, may depress the value
of equity
securities of an
issuer held by the Fund; the price
of common stock
of an
issuer may be particularly sensitive to general movements in the stock market; or a drop in the stock market may depress the price
of most or all
of the common stocks and
other equity
securities held by the Fund.
Common stock
of an
issuer in the Fund's portfolio may decline in price if the
issuer fails to make anticipated dividend payments because, among
other reasons, the
issuer of the
security experiences a decline in its financial condition.
Filed Under: Daily Investing Tip Tagged With: Investing, investing regulations,
securities regulations Editorial Disclaimer: Opinions expressed here are author's alone, not those
of any bank, credit card
issuer, airlines or hotel chain, or
other advertiser and have not been reviewed, approved or otherwise endorsed by any
of these entities.
Fifth Third
Securities Public Finance Group provides a broad range
of debt underwriting, placement and financial advisory services to municipal
issuers including state level
issuers, cities, villages, townships, counties, school districts, water and sewer districts and
other public utility systems, health care facilities, and higher education institutions.
It may invest the balance, however, in
securities of other European
issuers.»
The Fund seeks to achieve this by investing primarily in the following categories
of securities and instruments
of corporations and
other business entities: (i) secured and unsecured floating and fixed rate loans; (ii) bonds and
other debt obligations; (iii) debt obligations
of stressed, distressed and bankrupt
issuers; (iv) structured products, including but not limited to, mortgage - backed and
other asset - backed
securities and collateralized debt obligations; (v) equities; (vi)
other investment companies, including business development companies; and (vii) real estate investment trusts.
An offer by an
issuer to
security holders to buy back any
of its own shares or
other securities convertible into its shares.
Filed Under: Investing Tagged With: 401k, Funding Retirement, HSA, IRA, retirement, Retirement Savings, Saving For Retirement, Sep Ira, Social
Security, Traditional Ira Editorial Disclaimer: Opinions expressed here are author's alone, not those
of any bank, credit card
issuer, airlines or hotel chain, or
other advertiser and have not been reviewed, approved or otherwise endorsed by any
of these entities.
Filed Under: Saving Tagged With: Home Safety, Home
Security Editorial Disclaimer: Opinions expressed here are author's alone, not those
of any bank, credit card
issuer, airlines or hotel chain, or
other advertiser and have not been reviewed, approved or otherwise endorsed by any
of these entities.
Filed Under: Daily Investing Tip Tagged With: Investing, Tips, Treasury inflation - protected
securities Editorial Disclaimer: Opinions expressed here are author's alone, not those
of any bank, credit card
issuer, airlines or hotel chain, or
other advertiser and have not been reviewed, approved or otherwise endorsed by any
of these entities.
Filed Under: Daily Investing Tip Tagged With: Investments, short term
securities Editorial Disclaimer: Opinions expressed here are author's alone, not those
of any bank, credit card
issuer, airlines or hotel chain, or
other advertiser and have not been reviewed, approved or otherwise endorsed by any
of these entities.
Filed Under: Daily Investing Tip Tagged With: Bonds, cds, fixed income
securities, Income, Interest, Investing Editorial Disclaimer: Opinions expressed here are author's alone, not those
of any bank, credit card
issuer, airlines or hotel chain, or
other advertiser and have not been reviewed, approved or otherwise endorsed by any
of these entities.
Filed Under: Life Tagged With: Employment, Housing, Money, personal, Social
Security Editorial Disclaimer: Opinions expressed here are author's alone, not those
of any bank, credit card
issuer, airlines or hotel chain, or
other advertiser and have not been reviewed, approved or otherwise endorsed by any
of these entities.
Filed Under: Investing, Saving Tagged With: Affiliate Marketing, Debt, Investing, Money, Social
Security, Spending Editorial Disclaimer: Opinions expressed here are author's alone, not those
of any bank, credit card
issuer, airlines or hotel chain, or
other advertiser and have not been reviewed, approved or otherwise endorsed by any
of these entities.
These may be bonds or
other kinds
of securities and are essentially a small loan that the debt
issuer takes out from the
security buyer.
On the
other hand, speculators who think that the
issuer is unlikely to default may offer to sell a CDS contract to a holder
of the
security in question and be confident that, even though they are taking on risk, their investment is safe.
To maintain maximum flexibility, the
securities in which the Income Fund may invest include corporate debt
securities of issuers in the U.S. and foreign countries, bank debt (including bank loans and participations), government and agency debt
securities of the U.S. and foreign countries, convertible bonds and
other convertible
securities and equity
securities, including preferred and common stock and interests in REITs.
Filed Under: Daily Investing Tip Tagged With: Investing, money market accounts, money market
securities, treasuries Editorial Disclaimer: Opinions expressed here are author's alone, not those
of any bank, credit card
issuer, airlines or hotel chain, or
other advertiser and have not been reviewed, approved or otherwise endorsed by any
of these entities.
The ETF may also invest in preferred shares
of companies located in the United States, fixed income
securities of Canadian and U.S.
issuers, including
other income generating
securities, as well as Canadian equity
securities and exchange traded funds that issue index participation units.
Issuer legal document which details the mechanics of the bond issuer, security features, covenants, events of default and other key features of the issue's legal stru
Issuer legal document which details the mechanics
of the bond
issuer, security features, covenants, events of default and other key features of the issue's legal stru
issuer,
security features, covenants, events
of default and
other key features
of the issue's legal structure.
A consultant to an
issuer of municipal
securities who provides the
issuer with advice with respect to the structure, timing, terms or
other similar matters concerning a new issue
of securities.
The market value
of all
securities, including common and preferred stocks, is based upon the market's perception
of value and not necessarily the book value
of an
issuer or
other objective measures
of a company's worth.
In making this determination, the Adviser will consider, as it deems appropriate under the circumstances and among
other factors: (1) the frequency
of trades and quotes for the
security; (2) the number
of dealers willing to purchase or sell the
security; (3) the number
of other potential purchasers
of the
security; (4) dealer undertakings to make a market in the
security; (5) the nature
of the
security (e.g., debt or equity, date
of maturity, terms
of dividend or interest payments, and
other material terms) and the nature
of the marketplace trades (e.g., the time needed to dispose
of the
security, the method
of soliciting offers, and the mechanics
of transfer); and (6) the rating
of the
security and the financial condition and prospects
of the
issuer.
Similar adverse consequences could result from cybersecurity breaches affecting
issuers of securities in which the Funds invest; counterparties with which the Funds engage in transactions; governmental and
other regulatory authorities; exchange and
other financial market operators, banks, brokers, dealers, insurance companies, and
other financial institutions (including financial intermediaries and service providers for a Fund's shareholders); and
other parties.
securities and
securities of other regulated investment companies, and
other securities (for purposes
of this calculation, generally limited in respect
of any one
issuer, to an amount not greater than 5 %
of the market value
of a Fund's assets and 10 %
of the outstanding voting
securities of such
issuer) and (ii) not more than 25 %
of the value
of its assets is invested in the
securities of (
other than U.S. government
securities or the
securities of other regulated investment companies) any one
issuer, two or more
issuers which the Fund controls and which are determined to be engaged in the same or similar trades or businesses, or the
securities of certain publicly traded partnerships.
A Fund will incur normal brokerage costs on such purchases similar to the expenses a Fund would incur for the purchase
of securities of any
other type
of issuer in the secondary market.
Filed Under: Investing Tagged With: 401k, Investing, Portfolio, retirement, Saving, Social
Security Editorial Disclaimer: Opinions expressed here are author's alone, not those
of any bank, credit card
issuer, airlines or hotel chain, or
other advertiser and have not been reviewed, approved or otherwise endorsed by any
of these entities.