Sentences with phrase «other public filings»

This requires taking your legal hat off and poring over your competitor's annual reports and other public filings, analysts» reports, trade publications, and subscription services on your client's business, understanding the ecosystem it operates in, identifying what the competitive differentiators are in terms of its products and services, the vertical your client will be selling into, and getting a grasp of how money is made in the client's industry.

He helps small business owners deal with issues with their Secretaries of State, UCCs, liens you may not know about, or other public filings.

Not exact matches

Investors and others should note that we announce material financial and operational information to our investors using our investor relations website, press releases, SEC filings and public conference calls and webcasts.

Investors and others should note that Amarin communicates with its investors and the public using the company website (www.amarincorp.com), the investor relations website (investor.amarincorp.com), including but not limited to investor presentations and investor FAQs, Securities and Exchange Commission filings, press releases, public conference calls and webcasts.

It incorporates statistical modeling using over 800 commercial and owner variables — including tradeline and collection information, recent credit inquiries, public filings, new account activity, key financial ratios and other performance indicators.

The SEC invites comments on Proposed Rules, Concept Releases, Self - Regulatory Organization filings, Public Company Accounting Oversight Board Rulemaking, Rulemaking Petitions, and Other Releases.

Cautionary Statement Regarding Forward Looking Statements Information included or incorporated by reference in this communication, and information which may be contained in other filings with the Securities and Exchange Commission (the «SEC») and press releases or other public statements, contains or may contain «forward - looking» statements, as that term is defined in the Private Securities Litigation Reform Act of 1995 or by the SEC in its rules, regulations and releases.

in the case of our directors, officers, and security holders, (i) the receipt by the locked - up party from us of shares of Class A common stock or Class B common stock upon (A) the exercise or settlement of stock options or RSUs granted under a stock incentive plan or other equity award plan described in this prospectus or (B) the exercise of warrants outstanding and which are described in this prospectus, or (ii) the transfer of shares of Class A common stock, Class B common stock, or any securities convertible into Class A common stock or Class B common stock upon a vesting or settlement event of our securities or upon the exercise of options or warrants to purchase our securities on a «cashless» or «net exercise» basis to the extent permitted by the instruments representing such options or warrants (and any transfer to us necessary to generate such amount of cash needed for the payment of taxes, including estimated taxes, due as a result of such vesting or exercise whether by means of a «net settlement» or otherwise) so long as such «cashless exercise» or «net exercise» is effected solely by the surrender of outstanding stock options or warrants (or the Class A common stock or Class B common stock issuable upon the exercise thereof) to us and our cancellation of all or a portion thereof to pay the exercise price or withholding tax and remittance obligations, provided that in the case of (i), the shares received upon such exercise or settlement are subject to the restrictions set forth above, and provided further that in the case of (ii), any filings under Section 16 (a) of the Exchange Act, or any other public filing or disclosure of such transfer by or on behalf of the locked - up party, shall clearly indicate in the footnotes thereto that such transfer of shares or securities was solely to us pursuant to the circumstances described in this bullet point;

Therefore, in light of the SEC's guidance, we encourage investors, the media, and others interested in Icahn Enterprises L.P. to review the information that Mr. Icahn provides on the website and to members of www.carlicahn.com, and that he posts on Tumblr, Facebook and Twitter, and that he provides on the Shareholders» Square Table website and to its members, in addition to the information that Icahn Enterprises L.P. discloses using its investor relations website (http://www.ielp.com/investor.cfm), SEC filings, press releases, public conference calls and webcasts.

I am a former hedge fund manager / analyst that is starting a service for small institutions and high net worth individuals whereby global value ideas from a variety of sources (primarily other value managers, news, public filings, blogs, assorted research services) are «curated», vetted, and presented in summary form with pertinent financials real - time.

Thursday's filings lay bare those donations and other jaw - dropping financial details of the first modern presidential campaign in which donors could give unlimited contributions for political ads and in which both major party candidates declined to participate in a Watergate - era public financing system designed to limit fundraising.

The total sum, which exceeded by tens of thousands of dollars the amount of unspecified expenditures by each of the other lawmakers flagged, is broken down in depth within the documents and includes details not included in the senator's public campaign filings.

To conceal the payments and to avoid public scrutiny of his decision to retain the staffer for campaign work — the state contends Maziarz and others falsely reported the expenditures on five separate filings with the Board of Elections.

To conceal the payments — and to avoid public scrutiny of his decision to retain the former staffer for work on campaigns — the state contends Maziarz and others falsely reported the expenditures on five separate filings with the State Board of Elections.

Newsday compared the list to state campaign finance filings and other public records to find donations by the firms or related holdings, as well as executives or family members with the same addresses.

«To conceal these payments — and to avoid public scrutiny of his decision to retain the former staffer for campaign - related work — Maziarz, acting with others, falsely reported the expenditures on five separate filings with the New York State Board of Elections as payments to pass - through entities,» Schneiderman said.

I am a former hedge fund manager / analyst that is starting a service for small institutions and high net worth individuals whereby global value ideas from a variety of sources (primarily other value managers, news, public filings, blogs, assorted research services) are «curated», vetted, and presented in summary form with pertinent financials real - time.

In public filings, fees are generally lumped in with other line items on an accounting sheet rather than delineated, which makes a true cost analysis out of reach for most investors.

It incorporates statistical modeling using over 800 commercial and owner variables — including tradeline and collection information, recent credit inquiries, public filings, new account activity, key financial ratios and other performance indicators.

The effective goal is to coerce «confessions» in energy - related interests» public filings that catastrophic man - made global warming is a real problem of which they constitute a significant part, that their reserves are in fact worth little to nothing and their previous filings and other statements constitute actionable misdeeds, possibly fraud.

«Once the system is implemented, all filings at the Court — petitions and responses to petitions, merits briefs, and all other types of motions and applications — will be available to the legal community and the public without cost on the Court's website,» he said.

While merits briefs and some other filings currently are available on the websites of the ABA and SCOTUSblog, under the court's new system, the public will have access to a much larger body of filings, including pending cert petitions.

OTHER PUBLIC RECORDS SEARCHES: In addition to the real and personal property searches described above, the target should also be searched to determine if there are any past or present bankruptcy filings, if it has provided any security under the Bank Act of Canada, if the target or its shareholders are involved in any past or present litigation and if there are any violations or unpaid remittances with the Canada Revenue Agency, Employment Standards Branch, Workplace Safety and Health, Workers Compensation Board or other governmental agenOTHER PUBLIC RECORDS SEARCHES: In addition to the real and personal property searches described above, the target should also be searched to determine if there are any past or present bankruptcy filings, if it has provided any security under the Bank Act of Canada, if the target or its shareholders are involved in any past or present litigation and if there are any violations or unpaid remittances with the Canada Revenue Agency, Employment Standards Branch, Workplace Safety and Health, Workers Compensation Board or other governmental agenother governmental agencies.

While Facebook has been public for less than a year and therefore hasn't yet filed a 10 - K, your search will allow you to see other company filings such as 10 - Qs, which contain quarterly reports of the company, and 8 - Ks, containing disclosures by the company of material events since the last quarterly or annual filing.

A public company's EIN will be listed on the first page of their 20 - Fs, 10 - Ks, and various other SEC filings.

«Unlike competitors like Hoovers and InfoUSA, which gather company information by semi-legitimate means such as scouring SEC filings, cold calling companies and asking for information, and reviewing other public documents, Jigsaw simply pays people to upload other people's contact information.

Through the examination of public records, the company will find and review any documents that might result in problems, such as liens, tax assessments, other tax documents, and special documents, such as divorce or bankruptcy filings.

NEW: Laura Anthony's blog «superbly navigates the complex securities regulation environment regarding, among other things, securities disclosure, going - public matters and [Securities and Exchange Commission] filings,» says Clermont, Florida, lawyer Frederick Lehrer.

Law., May 2003, at 53, 53 (suggesting that because «[f] iled legal documents become public records, and traditionally have not been considered privately owned intellectual property -LSB-,]... a good attorney can learn by trying to emulate» other attorneys» filings).

In his securities practice he has represented issuers and underwriters in public offerings and private placements; prepared and reviewed proxy statements and other periodic filings under the Exchange Act; represented clients in proxy contests; represented non-interested directors of an investment company; and handled civil litigation under the securities laws.

CoinEx, which was incorporated on Dec. 4 according to public filings, will offer trading pairs for bitcoin, litecoin and ethereum, among others, ViaBTC said in statements.

Private investigators often search computer databases, public records, legal filings and host of other sources to compile accurate information for investigations.

Co-ordinate and work closely w / CFO, COO and CEO for timely SEC and other govn't / media filings; Shareholder services: participation in company meetings regarding launches, new products, etc. and create a family - type newsletter allowing the public to be part of the growth and achievement; Trademark services: search, apply and maintain trademark protection in - house.

The Chasm Group, LLC and Chasm Institute, LLC (San Bruno, CA) 1997 — 2008 Business Operations Manager • Managed all daily operational tasks for leading multi-million dollar high - tech market strategy consultancy, while providing executive administration to C - level executives and venture capital partners • Developed and managed the firm's annual budget, proposing and implementing expense cuts, producing monthly reports and financial statements, and coordinating with CPA firm for accurate and timely filings • Oversaw all client relationship management efforts while cultivating new business efforts from concept to implementation, providing high - quality service in sales efforts while utilizing new lead tracking system • Negotiated and managed all contracts, stock grants, and financing arrangements, working closely with outside counsel to draft legal documents and resolve LLC - and proprietary - related issues • Led three office space build - outs and two office relocations, managing all aspects of each process under aggressive timeline and budget expectations • Reduced firm telecom expenses by 22 % by streamlining IT objectives, including migration to VOIP phone system, software / hardware purchases, domain renewals, and outsourced technical support • Directed all phases of staff recruitment while creating and implementing all HR policies and programs, including comprehensive employee benefits plans • Supervised multiple administrative staff members, conducted performance appraisals and wage / salary surveys in comparison to incentive program guidelines, and maintained HR files in accordance with legal mandates • Produced all out - going client invoices in an accurate and timely fashion to increase, cash flow and reduce aging receivables, providing consistent attention to overhead costs and vendor arrangements • Administered all company insurance policies, including E&O, general liability, bonds, partner life and disability, conducting annual benefits reviews and employee / company insurance audits • Obtained necessary certificates for consulting contracts while processing federal, state, and local business reporting requirements to maintain licenses and incorporation status • Directed all marketing efforts and oversaw logistical aspects of national educational workshop series, utilizing sponsorship arrangements to offset production costs • Transformed «brochure» website into a dynamic tool to better illustrate company opportunities through relevant case studies, as well as maintaining all other promotional media, including press kits and video Association of California School Administrators (Burlingame, CA) 1993 — 1997 Issues and Planning Committee Coordinator • Executed all phases of event planning and implementation for a membership - driven organization including 23 state committees, 5 task forces, 6 strategic planning conferences, and a conference of 1,500 attendees • Focused on facility evaluations, bid requests, site visits, contract negotiations, and all pre - and post-conference planning processes • Produced statistical and financial reports, including budget projections and cost monitoring for developmental training efforts • Oversaw all participant - level responsibilities, including inquiries, eligibility, registration, correspondence, and billing statements • Managed all legal professional standards calls for Northern California regions, including the processing of attorney authorizations, the preparation of legal assistance letters, and liens on cause of action • Served as second point of contact for computer inquiries and troubleshooting efforts as well as provided back - up executive administrative support for Executive Director, Committee Chairs, and the State Superintendent of Public Instruction • Held responsibility for software installation and hardware configuration while performing weekly AS / 400 backup and report generation

Business Manager — Duties & Responsibilities Manage multiple technology companies ensuring effective, efficient, and profitable operations Design and implement sales and marketing strategies, campaigns, and collateral materials Recruit, train, and direct sales and customer service teams resulting in significant company revenue Consistently meet or exceed sales goals through networking, cold calling, and other tactics Represent company brand with poise, integrity, and positivity Develop a rapport with customers and orient them to various products and services Encourage high customer retention by maintaining friendly, supportive contact with existing clients Study internal literature to become an expert on products and services Interact with support staff and company resources effectively to create the best consumer experience Conduct research on prospective leads and existing clients to assist in developing sales strategies Craft effective sales presentations and proposals, tailoring them to clients based on their specific needs and styles Conduct public relations activities and attend relevant events, fairs, and conferences Negotiate and execute contracts with C - Level decision makers Maintain records of site visits to potential and existing clients to assist in assessing their future needs Collaborate with junior level sales people to develop action plans to govern their performance Maintain comprehensive records detailing pricings, sales, activities reports, and other pertinent data Oversee accounting activities including budgets, accounts payable / receivable, and tax filings Prepare and present periodic financial reports to fellow members of senior leadership