Sentences with phrase «other sales practices»

Representation of financial advisors in connection with numerous FINRA investigations regarding Central Registration Depository («CRD») disclosures, complex products and alternative investments, and other sales practice issues

Not exact matches

The talks were delivered by the staff of DigitalMarketer, a company that spends all year putting its sales ideas into practice before spending three days telling other people what they've learned.

Retail Sales: False advertising and other deceptive practices, defective merchandise, problems with rebates, coupons, gift cards and gift certificates and failure to deliver were listed.

Internet Sales: Misrepresentations or other deceptive practices and failure to deliver online purchases were among the complaints.

Further, ERISA's reference to «render [ing] investment advice for a fee or other compensation» incorporates terminology in the IAA, which — in accordance with the industry understanding and practice when the IAA was enacted — excludes broker - dealers executing sales from the definition of «investment adviser.»

The disclosures have caused a public furor, with Stumpf facing heated questions before two congressional committees and other U.S. authorities launching investigations into the bank's sales practices, including the Justice Department and the Labor Department.

Post-SOX practices requiring financial managers and sales representatives around the world to sign statements stipulating that there exist no side letters or other conflicts of interest are simply not enough and can create a false sense of security.

One major feature that would distinguish the business practices of Amazon's «streaming data marketplace» from those of actors such as Facebook: The social media giant, while admitting that it has allowed direct access to user data for academic purposes, claims to prohibit the sale of these data «to any ad network, data broker or other advertising or monetization - related service.»

«It doesn't simply ban the sales quotas and other compensation practices that lead brokers to put their clients into high - fee, lower - yielding investments.

I have first - hand knowledge that at least one agency with which Oberammergau co-operates has been misrepresenting to its customers the so - called «hotel» space it has for sale, and has been engaged in other unethical practices.

Use or post, without authorization, any content protected by law (e.g. copyright, trademark, patent, utility patent, design patent or other intellectual property (IP) laws), or advertise, promote, offer or distribute any goods or services protected by law; v. Use, post or promote any commercial practices considered unfair competition, including progressive customer acquisition practices (such as chain distribution systems, Ponzi schemes, illegal multi-level selling or pyramid sales).

Carefully itemizing mercantile bills of sale, inventories of militia and volunteer detachments, the evidence that there was a lack of gun - smiths, records of importation of guns from Europe, the incidence of duels (three in the entire South in the 1760s, none fatal), children's books and toys, comments by eyewitnesses about the abysmal shooting ability of settlers (lacking both the weapons and the gunpowder to practice), court records, and a wide variety of other historiographical resources, the author assembles an overwhelming mass of data to show that military prowess was not, in fact, characteristic of early Americans.

St Francis de Sales (one of the first to see the dangers of heresy at Port Royal) and other saintly spiritual writers who advocated frequent communion saw it as a practice requiring regular confession and serious preparation.

The evidence at trial and publicly filed documents in the case established that, among other things, Sampson, as an attorney practicing in Brooklyn, embezzled funds he held in escrow from the sale of real estate properties.

«CEO Interviews: Shellie Hunt, President of OM Dating, Dating Site for Those Who Practice Meditation and Other Spiritual Activities Main Dating Site & App Flirte.rs for Sale»

This integrative process doesn't happen automatically once the sales person becomes aware of the product — it requires thoughtful expertise, and can greatly benefit from best practices used by other sales and solution people.

Other Installed Mechanical Features Include Push Button Start, Heated Mirrors, Power Windows, Power Mirrors, Traction Control, Front Wheel Drive, a Power Sliding Passenger Door, Power Locks, Disc Brakes, a Tire Pressure Monitoring System, Cruise Control, a Third Passenger Door, a Telescoping Wheel, Intermittent Wipers, a Rear Window Wiper, a Tachometer, a Trip Computer, Variable Speed Intermittent Wipers, Remote Trunk Release, and Power Steering INTERIOR OPTIONS: Delaware, Westerville & Marysville new car shoppers are lighting up the phones at our Deleware, OH dealership over these interior options: Automatic Climate Control, an Overhead Console, a Compass, a Power Drivers Seat, an Adjustable Lumbar Seat (s), Cloth Seats, Bucket Seats, a Driver Illuminated Vanity Mirror, Air Conditioning, an Adjustable Steering Wheel, Illuminated entry, a Passenger Illuminated Visor Mirror, a Tilt Steering Wheel, Floor Mats, Vanity Mirrors, a Rear Window Defroster, and a Split Folding Rear Seat EXTERIOR OPTIONS: From Marysville to Marion you'll arrive in style with exterior options like: FOG LAMPS, Aluminum Wheels, a Fourth Passenger Door, Privacy Glass, a Cargo / Bed Lamp, a Power Fourth Passenger Door, an Auto Headlamp, and a Spoiler / Ground Effects SAFETY OPTIONS: Whether steering your way to work in Westerville or soccer practice in Scioto County, you'll enjoy peace of mind with the following safety equipment options: Electronic Stability Control, Rear Parking Aid, Back - Up Sensors, Brake Assist, Daytime Running Lights, Delay - off headlights, Knee AirBag, Occupant sensing airbag, a Drivers Air Bag, Overhead airbag, a Rear Head Air Bag, Anti-Lock Brakes, a Passenger Air Bag Sensor, a Front Side Air Bags, a Front Head Air Bag, Child Proof Locks, and a Passenger Air Bag DISCLAIMER: Sales Tax, Title, License Fee, Registration Fee, $ 250 Dealer Documentary Fee, Finance Charges, Emission Testing Fees and Compliance Fees are additional to the advertised price.

Other Installed Mechanical Features Include Power Windows, Heated Mirrors, Traction Control, Power Locks, Power Mirrors, a Power Passenger Seat, Disc Brakes, a Tire Pressure Monitoring System, a Locking Rear Differential, a Telescoping Wheel, Cruise Control, Intermittent Wipers, a Rear Window Wiper, a Trip Computer, a Spare Tire (Small Size), Variable Speed Intermittent Wipers, Power Steering, a Tachometer, Remote Trunk Release, Tires - Rear Performance, and Tires - Front Performance * INTERIOR OPTIONS: * Delaware, Westerville & Marysville used car shoppers are lighting up the phones at our Deleware, OH dealership over these interior options: Dual Power Seats, Automatic Climate Control, a Compass, a Power Drivers Seat, an Overhead Console, an Adjustable Lumbar Seat (s), a Cargo Shade, a Leather Wrapped Steering Wheel, Bucket Seats, a Pass - Through Rear Seat, Air Conditioning, Illuminated entry, an Adjustable Steering Wheel, a Driver Illuminated Vanity Mirror, Rear seat center armrest, a Passenger Illuminated Visor Mirror, Vanity Mirrors, Floor Mats, a Bench Seat, a Split Folding Rear Seat, a Tilt Steering Wheel, and a Rear Window Defroster * EXTERIOR OPTIONS: * From Marysville to Marion you'll arrive in style with exterior options like: FOG LAMPS, Aluminum Wheels, a Cargo / Bed Lamp, Privacy Glass, an Auto Headlamp, and a Spoiler / Ground Effects * SAFETY OPTIONS: * Whether steering your way to work in Westerville or soccer practice in Scioto County, you'll enjoy peace of mind with the following safety equipment options: Xenon Headlamps, HID Headlamps, Electronic Stability Control, Side Mirror Turn Signals, a Rain Sensing Windshield Wipers, Daytime Running Lights, Brake Assist, Integrated Turn Signal Mirrors, Overhead airbag, Delay - off headlights, Occupant sensing airbag, Auto Leveling Headlights, a Rear Head Air Bag, Anti-Lock Brakes, a Drivers Air Bag, an Auto Dimming R / V Mirror, a Front Side Air Bags, a Passenger Air Bag Sensor, Child Proof Locks, a Front Head Air Bag, and a Passenger Air Bag * DISCLAIMER: * Sales Tax, Title, License Fee, Registration Fee, $ 250 Dealer Documentary Fee, Finance Charges, Emission Testing Fees and

Other Installed Mechanical Features Include Power Windows, Heated Mirrors, Traction Control, a Spare Tire (Full Size), Power Mirrors, Power Locks, a Telescoping Wheel, a Tire Pressure Monitoring System, Disc Brakes, Cruise Control, Intermittent Wipers, a Rear Window Wiper, a Tachometer, Variable Speed Intermittent Wipers, and a Trip Computer * INTERIOR OPTIONS: * New Albany, Gahanna & Westerville, OH used car shoppers are lighting up the phones at our Georgesville, OH dealership over these interior options: an Overhead Console, a Compass, an Adjustable Lumbar Seat (s), Bucket Seats, Illuminated entry, Air Conditioning, Rear seat center armrest, a Passenger Illuminated Visor Mirror, a Split Folding Rear Seat, a Bench Seat, a Tilt Steering Wheel, a Rear Window Defroster, and Vanity Mirrors * EXTERIOR OPTIONS: * Whether driving to From New Albany to Westerville, you'll arrive in style with exterior options like: ALUMINUM WHEELS, Fog Lights, a Trailer Hitch Receiver, Wheel Locks, Privacy Glass, an Auto Headlamp, and a Spoiler / Ground Effects * SAFETY OPTIONS: * Whether making a cross-town Columbus commute from Worthington to Grove City or car pooling precious cargo to after school sports practice, you'll enjoy peace of mind with the following safety equipment options: Side Mirror Turn Signals, Rear Parking Aid, Electronic Stability Control, Brake Assist, Daytime Running Lights, Integrated Turn Signal Mirrors, Anti-Lock Brakes, Overhead airbag, a Rear Head Air Bag, Occupant sensing airbag, Knee AirBag, a Front Head Air Bag, Child Proof Locks, and a Front Side Air Bags * Used Cars Columbus Ohio: * with over 234 used cars for sale at our Columbus, Ohio Toyota dealership.

Other Installed Mechanical Features Include Heated Mirrors, Power Windows, Traction Control, a Spare Tire (Full Size), Rear Wheel Drive, Power Mirrors, Power Locks, Front Tow Hooks, a Telescoping Wheel, Cruise Control, Disc Brakes, a Tire Pressure Monitoring System, Intermittent Wipers, a Rear Window Wiper, Variable Speed Intermittent Wipers, a Trip Computer, and a Tachometer * INTERIOR OPTIONS: * New Albany, Gahanna & Westerville, OH used car shoppers are lighting up the phones at our Georgesville, OH dealership over these interior options: Automatic Climate Control, a Sunroof, an Overhead Console, an Adjustable Lumbar Seat (s), Power Moonroof, a Power Drivers Seat, a Pass - Through Rear Seat, Air Conditioning, Illuminated entry, Rear seat center armrest, a Rear Window Defroster, a Tilt Steering Wheel, Vanity Mirrors, a Bench Seat, and a Split Folding Rear Seat * EXTERIOR OPTIONS: * Whether driving to From New Albany to Westerville, you'll arrive in style with exterior options like: a Roof / Luggage Rack, Fog Lights, a Trailer Hitch Receiver, Privacy Glass, an Auto Headlamp, and a Spoiler / Ground Effects * SAFETY OPTIONS: * Whether making a cross-town Columbus commute from Worthington to Grove City or car pooling precious cargo to after school sports practice, you'll enjoy peace of mind with the following safety equipment options: Electronic Stability Control, Brake Assist, Daytime Running Lights, Delay - off headlights, Overhead airbag, a Rear Head Air Bag, Occupant sensing airbag, Knee AirBag, Anti-Lock Brakes, Child Proof Locks, a Front Side Air Bags, and a Front Head Air Bag * Used Cars Columbus Ohio: * with over 216 used cars for sale at our Columbus, Ohio Toyota dealership.

The ability to create a bunch of other formats via Meatgrinder is nice in theory, but in actual practice, my sales have been small enough on Smashwords to not make those other formats worth considering.

Also, I have done several author websites and while some are easy to do and look great (takes me about a day to set up), other authors refuse all practical design advice, eschew a decade of best design and layout practices for maximum userability and sales, ignore what's current and trending and modern.

It alleges Simon & Schuster engaged in a «pattern and practice of paying Plaintiff and others similarly situated royalty payments for the distribution of licenses for electronic books, or «e-books,» at a rate for book «sales,» or some other lower rate than that required for «license» transactions.

In his write, HBG Moves to Agency Lite with Amazon and Others, Michael Cader at Publishers Lunch (which requires a very worthwhile subscription) joins Owen in clarifying a couple of things about the publisher's sales practices on its new DoJ - settlement - mandated status:

Our store owners have experience as senior executives, practicing attorneys, business consultants, sales professionals and many other fields.

When I left to become a car salesman, I didn't do it with the intention of remaining in car sales my whole life, but rather because I understood early on that one fundamental piece of success is directly related to our ability to sell ourselves and others, and therefore it only made sense that I chose to practice this belief in the hardest and most competitive of environment early on.

Prohibited acts.A credit services organization, a salesperson, agent, or representative of a credit services organization, or an independent contractor who sells or attempts to sell the services of a credit services organization shall not: (1) Charge a buyer or receive from a buyer money or other valuable consideration before completing performance of all services, other than those described in subdivision (2) of this section, which the credit services organization has agreed to perform for the buyer unless the credit services organization has obtained a surety bond or established and maintained a surety account as provided in section 45 - 805; (2) Charge a buyer or receive from a buyer money or other valuable consideration for obtaining or attempting to obtain an extension of credit that the credit services organization has agreed to obtain for the buyer before the extension of credit is obtained; (3) Charge a buyer or receive from a buyer money or other valuable consideration solely for referral of the buyer to a retail seller who will or may extend credit to the buyer if the credit that is or will be extended to the buyer is substantially the same as that available to the general public; (4) Make or use a false or misleading representation in the offer or sale of the services of a credit services organization, including (a) guaranteeing to erase bad credit or words to that effect unless the representation clearly discloses that this can be done only if the credit history is inaccurate or obsolete and (b) guaranteeing an extension of credit regardless of the person's previous credit problem or credit history unless the representation clearly discloses the eligibility requirements for obtaining an extension of credit; (5) Engage, directly or indirectly, in a fraudulent or deceptive act, practice, or course of business in connection with the offer or sale of the services of a credit services organization; (6) Make or advise a buyer to make a statement with respect to a buyer's credit worthiness, credit standing, or credit capacity that is false or misleading or that should be known by the exercise of reasonable care to be false or misleading to a consumer reporting agency or to a person who has extended credit to a buyer or to whom a buyer is applying for an extension of credit; or (7) Advertise or cause to be advertised, in any manner whatsoever, the services of a credit services organization without filing a registration statement with the Secretary of State under section 45 - 806 unless otherwise provided by the Credit Services Organization Act.

A home inspection is a limited, non-invasive examination of the condition of a home, often in connection with the sale of that home.An inspector will check the roof, basement, heating system, water heater, air - conditioning system, structure, plumbing, electrical, and many other aspects of buildings looking for improper building practices, those items that require extensive repairs, items that are general maintenance issues, as well as some fire and safety issues.However, it should also be noted that a home inspection is not technically exhaustive and does not imply that every defect will be discovered.

(1) A credit services organization, its salespersons, agents, and representatives, and independent contractors who sell or attempt to sell the services of a credit services organization may not do any of the following: (a) conduct any business regulated by this chapter without first: (i) securing a certificate of registration from the division; and (ii) unless exempted under Section 13 -21-4, posting a bond, letter of credit, or certificate of deposit with the division in the amount of $ 100,000; (b) make a false statement, or fail to state a material fact, in connection with an application for registration with the division; (c) charge or receive any money or other valuable consideration prior to full and complete performance of the services the credit services organization has agreed to perform for the buyer; (d) dispute or challenge, or assist a person in disputing or challenging an entry in a credit report prepared by a consumer reporting agency without a factual basis for believing and obtaining a written statement for each entry from the person stating that that person believes that the entry contains a material error or omission, outdated information, inaccurate information, or unverifiable information; (e) charge or receive any money or other valuable consideration solely for referral of the buyer to a retail seller who will or may extend credit to the buyer, if the credit that is or will be extended to the buyer is upon substantially the same terms as those available to the general public; (f) make, or counsel or advise any buyer to make, any statement that is untrue or misleading and that is known, or that by the exercise of reasonable care should be known, to be untrue or misleading, to a credit reporting agency or to any person who has extended credit to a buyer or to whom a buyer is applying for an extension of credit, with respect to a buyer's creditworthiness, credit standing, or credit capacity; (g) make or use any untrue or misleading representations in the offer or sale of the services of a credit services organization or engage, directly or indirectly, in any act, practice, or course of business that operates or would operate as fraud or deception upon any person in connection with the offer or sale of the services of a credit services organization; and (h) transact any business as a credit services organization, as defined in Section 13 -21-2, without first having registered with the division by paying an annual fee set pursuant to Section 63J -1-504 and filing proof that it has obtained a bond or letter of credit as required by Subsection (2).

A credit repair business and its salespersons, agents, and representatives, and independent contractors who sell or attempt to sell the services of a credit repair business, shall not do any of the following: (1) Charge or receive any money or other valuable consideration prior to full and complete performance of the services that the credit repair business has agreed to perform for or on behalf of the consumer; (2) Charge or receive any money or other valuable consideration solely for referral of the consumer to a retail seller or to any other credit grantor who will or may extend credit to the consumer, if the credit that is or will be extended to the consumer is upon substantially the same terms as those available to the general public; (3) Represent that it can directly or indirectly arrange for the removal of derogatory credit information from the consumer's credit report or otherwise improve the consumer's credit report or credit standing, provided, this shall not prevent truthful, unexaggerated statements about the consumer's rights under existing law regarding his credit history or regarding access to his credit file; (4) Make, or counsel or advise any consumer to make, any statement that is untrue or misleading and which is known or which by the exercise of reasonable care should be known, to be untrue or misleading, to a consumer reporting agency or to any person who has extended credit to a consumer or to whom a consumer is applying for an extension of credit, with respect to a consumer's creditworthiness, credit standing, or credit capacity; or (5) Make or use any untrue or misleading representations in the offer or sale of the services of a credit repair business or engage, directly or indirectly, in any act, practice, or course of business which operates or would operate as a fraud or deception upon any person in connection with the offer or sale of the services of a credit repair business.

The Board also notes that Members that assess commissions, fees and other charges that total well above the industry norm comprise a disproportionately high share of firms that have been subject to disciplinary action for sales practice abuses.

These rules impose additional sales practice requirements on broker - dealers that recommend the purchase or sale of penny stocks to persons other than those who qualify as «established customers» or «accredited investors.»

The Board believes that it is appropriate at this time to provide guidance on the types of sales practices specifically relating to commissions, fees and other charges that have been found to be deceptive and misleading, and violate commercial honor and just and equitable principles of trade.2 Therefore, the following are relevant factors regarding commissions, fees and other charges in determining whether a Member or Associate has presented retail customers with a distorted and misleading view of the likelihood of earning profits by investing with a Member:

His Rich Dad seminars are filled with high - pressure sales tactics and other questionable business practices.

You can choose catchy names or something simple, but either way it will also have your practice's name on it, and a client isn't going to find it for sale at any other veterinary practice, online or at any big - box retailer.

Easily see what categories are outperforming other categories so you can utilize that area, say, food sales, by ordering my inventory and increasing profit at your veterinary practice simply through supply and demand.

Most vet techs work in private practice but opportunities exist in many other areas: military service, public and private and research, zoos / exotic animal facilities, pharmaceutical supply and sales, livestock production, wildlife management, and humane / rescue organizations.

I wrote this article a number of years ago; at a time when non-corporate small - group veterinary practices were the rule, when a young dedicated veterinarian's income was more assured, when veterinary education costs were still reasonable, when the sales pitch and the up - sell were less important and when the stress level in a typical practice was lower for a variety of other reasons.

Simmons was the first veterinary practice brokerage company in our profession, helping thousands of veterinarians find the right practice for sale, while helping many other veterinarians find a buyer for their practice.

But other dogs are sold at auction to other breeders — a practice critics say is unhealthy and allows bad breeders to profit from the sale of their own confiscated or surrendered dogs.

Most veterinary technicians work in private practice, but there are many other opportunities: private and public research, zoological facilities, rescue centers for birds of prey and exotic animals, veterinary teaching hospitals, humane societies, livestock production and equine medicine, laboratories, and sales of veterinary supplies and pharmaceuticals.

New Hampshire requires any dog, cat, or ferret entering the state for sale or adoption, to be held for at least 48 hours at a state licensed animal health facility or veterinary practice, separated from other animals before the sale, where at least some illnesses can be diagnosed and treated.

Most veterinary technicians work in private practice, but employment opportunities exist in many other venues: veterinary teaching hospitals, private and public research institutions, zoos and exotic animal facilities, military service, humane societies and rescue organizations, environmental and public health organizations, diagnostic laboratories, veterinary supply and pharmaceutical sales, and livestock and equine production.

Most vet techs work in private practice, but many other opportunities exist in research, military service, veterinary teaching hospitals, zoos and exotic facilities, humane and rescue organizations, feedlots or livestock production, or commercial and pharmaceutical sales.

As people's interest in herps and other exotics continues to grow, so does the need for professional, responsible retailers and sales practices.

Most veterinary technicians work in private practice, but after graduation you will also be prepared for employment in many other fields: veterinary teaching hospitals, private and public research institutions, zoos and exotic animal facilities, military service, humane societies and rescue organizations, environmental and public health organizations, diagnostic laboratories, veterinary supply and pharmaceutical sales, and livestock and equine production.

We do reserve the right, in connection with the potential sale or transfer of the interests of Hotel Santa Barbara and its subsidiaries and affiliates, to sell or transfer your information (including but not limited to your address, name, age, gender, zip code, state, and country of residency and other information that your provide through other communications) to a third party entity that (1) concentrates its business in a similar practice or service, (2) agrees to be Hotel Santa Barbara successor in interest with regard to the maintenance and protection of the information collected, and (3) agrees to the obligations of this privacy policy.

Yes, Valve might be losing their sale revenue if the developer sells keys significantly cheaper on some other marketplace, but how is Valve actually losing money by this practice?

While most of the other course we have had go on sale are reading / watching and then practicing type of courses, this one is all about learning while doing.

Variations of these and other practices are at the center of Life Plans, many of which aim to cultivate indigenous economies built on the harvesting of non-timber forest products such as Brazil nuts and acai, or the sale of handicrafts and the development of ecotourism strategies.