Sentences with phrase «other shareholder account»

Not exact matches

In no case, except due to an adjustment to reflect a stock split or other event referred to under «Adjustments» below, and except for any repricing that may be approved by shareholders, will the plan administrator (1) amend an outstanding stock option or stock appreciation right to reduce the exercise price or base price of the award, (2) cancel, exchange, or surrender an outstanding stock option or stock appreciation right in exchange for cash or other awards for the purpose of repricing the award, (3) cancel, exchange, or surrender an outstanding stock option or stock appreciation right in exchange for an option or stock appreciation right with an exercise or base price that is less than the exercise or base price of the original award, or (4) take any other action that is treated as a repricing under U.S. generally accepted accounting principles.

AST will administer the Plan, purchase and hold shares acquired for shareholders under the Plan, keep records, send statements of account activity and perform other duties related to the Plan.

In other words, this thing is geared at five times EBITDA on an external debt basis and eight times when shareholder debt is taken into account.

Ms. Bloxham is also the author of the Governance chapter in The Investor Relations Guide (published by Kennedy publications) and the Board chapter in Business Valuation Resource's Guide to Healthcare Valuation and the author / co-author of over 100 articles published by, among others Corporate Board Member, Directors Monthly, Directorship Magazine, International Finance and Treasury, Bank Accounting and Finance, American Banker, National Underwriter, Valuation Issues, Shareholder Value Magazine, CFO Magazine, Corporate Finance Review, the Wharton Leadership Digest, the Journal of Strategic Performance Measurement, Executive Talent, and the Journal of Cost Management.

Although many of the Fund's shareholders may not care about tax considerations, others do hold their Fund shares in taxable accounts.

If any Shares remain outstanding after the date of termination, the Trustee thereafter shall discontinue the registration of transfers of Shares, shall not make any distributions to Shareholders, and shall not give any further notices or perform any further acts under the Trust Agreement, except that the Trustee will continue to collect distributions pertaining to Trust assets and hold the same uninvested and without liability for interest, pay the Trust's expenses and sell Bitcoins as necessary to meet those expenses and will continue to deliver Trust assets, together with any distributions received with respect thereto and the net proceeds of the sale of any other property, in exchange for Shares surrendered to the Trustee (after deducting or upon payment of, in each case, the fee to the Trustee for the surrender of Shares, any expenses for the account of the Shareholders in accordance with the terms and conditions of the Trust Agreement, and any applicable taxes or other governmental charges).

In everything in life there must be a balance but for now its Profit (shareholders happy) over trophy (fans happyness) and in accounting where one side is less the other side then there will be problem at the long run.....

At a certain point, as long as Arsenal is still a publicly - traded entity with shareholders other than Stan Kroenke and Alisher Usmanov to account for, this attitude and outright dismissal of legitimate concerns brought forth by people with an actual financial stake in the club needs to stop.

It contains his philosophy on corporations, management, shareholder's rights, accounting, investing, and too many other topics I've forgotten, which warrants a reread.

The fees paid by a fund to its transfer agent and other intermediaries to process shareholder transactions and maintain shareholder accounts.

The major components of expense ratios are management fees, 12b - 1 distribution fees (if any) and other administrative costs, such as those for accounting, legal work and shareholder reporting.

Payments flow the other way as well when shareholders purchase Transamerica Funds shares, paying for them via money transferred from their bank account.

In the DTC system, shareholders hold shares through a brokerage account (normally aggregated with other shareholders» accounts into an omnibus account that holds shares directly with DTC or a DTC Participant) and fund transfer agents are relieved of most of the account servicing and transaction processing responsibilities that are required of mutual fund transfer agents.

Fees paid by an investment fund to its transfer agent or other intermediaries to process shareholder transactions and maintain shareholder accounts.

There are two main categories of fees: 1) Shareholder Fees (Sales loads, Redemption Fees, Exchange Fees, Account Fees and Purchase Fees) and 2) Annual Fund Operating Expenses (Management Fees, 12b - 1 fees which are distribution and / or service fees, and Other Expenses which are comprised of custodial, legal, accounting, transfer agent, and other administrative fOther Expenses which are comprised of custodial, legal, accounting, transfer agent, and other administrative fother administrative fees).

But aside from GEICO, Buffett's other early 1950's investments for his personal account were things like a bus company that sold at $ 35 that paid a $ 50 dividend to shareholder (leaving them with more cash than they invested plus a stub worth $ 20).

In case you owe the company your dividends, you will have to repay; this will mean your trading account will run short to pay the other shareholders.

Each share class represents an interest in the same assets of the Funds, has the same rights and is identical in all material respects except that (i) each class of shares may be subject to different (or no) sales loads, (ii) each class of shares may bear different (or no) distribution fees; (iii) each class of shares may have different shareholder features, such as minimum investment amounts; (iv) certain other class - specific expenses will be borne solely by the class to which such expenses are attributable, including transfer agent fees attributable to a specific class of shares, printing and postage expenses related to preparing and distributing materials to current shareholders of a specific class, registration fees paid by a specific class of shares, the expenses of administrative personnel and services required to support the shareholders of a specific class, litigation or other legal expenses relating to a class of shares, Trustees» fees or expenses paid as a result of issues relating to a specific class of shares and accounting fees and expenses relating to a specific class of shares and (v) each class has exclusive voting rights with respect to matters relating to its own distribution arrangements.

The Firm will submit a shareholder proposal on behalf of any other Discretionary Account only at the request of the Discretionary Account or with that Discretionary Account's prior written consent.

In addition to investment advisory fees, each Fund pays other expenses including costs incurred in connection with the maintenance of securities law registration, printing and mailing prospectuses and Statements of Additional Information to shareholders, certain financial accounting services, taxes or governmental fees, custodial, transfer and shareholder servicing agent costs, expenses of outside counsel and independent accountants, preparation of shareholder reports and expenses of trustee and shareholders meetings.

The Funds» distributor and other entities are paid under the Plans for services provided and the expenses borne by the distributor and others in the distribution of Fund shares, including the payment of commissions for sales of the shares and incentive compensation to and expenses of dealers and others who engage in or support distribution of shares or who service shareholder accounts, including overhead and telephone expenses; printing and distribution of prospectuses and reports used in connection with the offering of the Funds» shares to other than current shareholders; and preparation, printing and distribution of sales literature and advertising materials.

The services to be provided by Recipients may include, but are not limited to, the following: assistance in the offering and sale of Fund shares and in other aspects of the marketing of the shares to clients or prospective clients of the respective recipients; answering routine inquiries concerning the Funds; assisting in the establishment and maintenance of accounts or sub-accounts in the Funds and in processing purchase and redemption transactions; making the Funds» investment plan and shareholder services available; and providing such other information and services to investors in shares of the Funds as the Distributor or the Trust, on behalf of the Funds, may reasonably request.

«Other expenses» are expenses not included under «Management Fees» or «Distribution or Service (12b - 1) Fees,» such as any shareholder service expenses that are not already included in the 12b - 1 fees, custodial expenses, legal and accounting expenses, transfer agent expenses, and other administrative expeOther expenses» are expenses not included under «Management Fees» or «Distribution or Service (12b - 1) Fees,» such as any shareholder service expenses that are not already included in the 12b - 1 fees, custodial expenses, legal and accounting expenses, transfer agent expenses, and other administrative expeother administrative expenses.

Certain tax - exempt shareholders, including qualified pension plans, individual retirement accounts, salary deferral arrangements, 401 (k) s, and other tax - exempt entities, generally are exempt from federal income taxation except with respect to their unrelated business taxable income (UBTI).

The investigation and conclusions of the Special Committee may result in claims and proceedings relating to such matters, including previously disclosed shareholder and derivative litigation and actions by the Securities and Exchange Commission and / or other governmental agencies and negative tax or other implications for the Company resulting from any accounting adjustments or other factors.

Registrants will wish to take these views into account in preparing their Form 10 - K's, annual reports to shareholders and other disclosure documents.

summarized the SEC's new interpretive guidance on climate change disclosure, and suggested that corporations «will wish to take these views into account in preparing their Form 10 - K's, annual reports to shareholders and other disclosure documents.»

However, if the Member State has been able to provide the Commission with the requisite evidence, «it is for the Commission to carry out a global assessment, taking into account — in addition to the evidence provided by that Member State — all other relevant evidence enabling it to determine whether the Member State took the measure in question in its capacity as shareholder or as a public authority.

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