Sentences with phrase «other than your broker»

They are then paired with a buddy agent other than their broker or mentor, which opens up peer relationships, Docktor says.

Recovery barred by RPL § § 442 - a and 442 - d, which prevent sales associate from demanding compensation from other than the broker with whom she is affiliated.

I'm setting a goal for myself to close more transactions than any of the other agents in 2018, other than the broker.

This web site may reference real estate listing (s) held by a brokerage firm other than the broker and / or agent who owns this web site.

Not exact matches

But other brokers have launched their businesses for less than $ 100,000, internal corporate records and interviews show.

Both of these solutions seem to imply that the majority of the harassment comes from venture capitalists, rather than any other group of industry power brokers.

But despite its impressive 117 - page Sanction Guidelines, the NASD can't do much of anything to its miscreant broker - dealers other than throw them out of the club.

Widely available in libraries, the annual directory lists more than 1,200 information brokers in the United States and some 44 other countries, and includes descriptions of their background and expertise.

«The main result of this analysis is that the best clients of the aware brokers are significantly more likely than other clients to sell the stocks that the liquidating manager is offloading during the fire sale,» wrote Marco Di Maggio, assistant professor at Harvard Business School.

Other characteristics that are shared due to the common methodology include: (1) The estimates encompass both transfers and changes in society's real resources (the latter being benefits in the context of the 2016 RIA but costs in this RIA because gains are forgone); (2) the estimates have a tendency toward overestimation in that they reflect an assumption that the April 2016 Fiduciary Rule will eliminate (rather than just reduce) underperformance associated with the practice of incentivizing broker recommendations through variable front - end - load sharing; and (3) the estimates have a tendency toward underestimation in that they represented only one negative effect (poor mutual fund selection) of one source of conflict (load sharing), in one market segment (IRA investments in front - load mutual funds).

You may receive more than one Notice of Internet Availability, notice from your broker, bank or other intermediary or set of proxy materials, including multiple copies of proxy cards or voting instruction cards.

All securities - related activities other than Regulation Crowdfunding offerings are conducted through MicroVenture Marketplace, Inc., a registered broker - dealer and member FINRA / SIPC.

This discussion also does not consider any specific facts or circumstances that may be relevant to holders subject to special rules under the U.S. federal income tax laws, including, without limitation, certain former citizens or long - term residents of the United States, partnerships or other pass - through entities, real estate investment trusts, regulated investment companies, «controlled foreign corporations,» «passive foreign investment companies,» corporations that accumulate earnings to avoid U.S. federal income tax, banks, financial institutions, investment funds, insurance companies, brokers, dealers or traders in securities, commodities or currencies, tax - exempt organizations, tax - qualified retirement plans, persons subject to the alternative minimum tax, persons that own, or have owned, actually or constructively, more than 5 % of our common stock and persons holding our common stock as part of a hedging or conversion transaction or straddle, or a constructive sale, or other risk reduction strategy.

The advisory fee does not cover charges resulting from trades effected with or through broker - dealers other than affiliates of Strategic Advisers, mark - ups or mark - downs by broker - dealers, transfer taxes, exchange fees, regulatory fees, odd - lot differentials, handling charges, electronic fund and wire transfer fees, or any other charges imposed by law or otherwise applicable to your account.

This would mean brokers could take undisclosed kickbacks to push certain products, and place their interests ahead of their customers — recommending mutual funds and other products that earned them the highest fees, rather than served the interests of clients.

The advisory fee does not cover charges resulting from trades effected with or through broker - dealers other than affiliates of Strategic Advisers, Inc., mark - ups or mark - downs by broker - dealers, transfer taxes, exchange fees, regulatory fees, odd - lot differentials, handling charges, electronic fund and wire transfer fees, or any other charges imposed by law or otherwise applicable to your account.

Some brokers are absolutely better than others, just the same as any type of business.

Some brokers offers mobile apps that are a lot more complete than others.

It is often difficult to measure how beneficial exactly this media coverage is for a binary options broker, but it is definitely more effective than many other forms of advertisement.

The fact that many binary options brokers use and even prefer this method of payment since it takes less time than others.

The range of available commodities is also more extensive than what is usually being offered by other brokers.

If you on the other hand prefer currencies or commodities than you should focus a broker that offer a large selection of binary options based on these types of financial instruments.

I was more open than other managers, realizing that it would be hard to imitate what I was doing, and no one broker had the full picture.

few of the brokers are just better than the others.

OptionsXpress offers a complete range of training webinars and tutorials that are considerably better than I have seen from any other discount broker.

Purdy said digital self - service tools are faring better in Canada than Applied's other markets because more personal lines business is written through the broker channel in Canada.

Summer rental activity has been more frenzied than usual, according to some brokers, while others say they'll need Airbnb as a back - up plan

Many brokers are well versed in alternative lending companies which have more flexible requirements and terms than other financing options

because maybe he knows how daunting it could be for young or inexperienced people with low capitals who don't know of the different and cheaper alternatives there are out there to investing in the stock market, other than using the traditional big name brokers.

We already have more than 40 institutional clients, including Mex Exchange, FxPro, JFD Brokers, Halifax and many other industry leaders who have been working with us for several years, and every day the number of our customers grows.

The broker website is available in multiple languages, an aspect that allows the company to accept traders from all parts of the world, other than the United States of America, on their online binary options trading platform.

Traders get a profit that is not less than 65 % to 92 % that is hard to find in other brokers.

Although this may sound slow, if you have had an experience of with other brokers, you will realize that most brokers take more than 2 days to process the withdrawal requests.

As other state chambers follow suit (and they will), they will speak much more loudly than ambiguous election results to the power brokers who determine the direction of the party.

Cheese education materials, promotional seminars and Wisconsin industry tours help food distributors, brokers, chefs and food writers experience the taste, versatility and marketability of our cheeses and see why our licensed cheesemakers win more awards than any other state or nation.

King said he would be open to a brokered nominating convention to pick a final candidate other than Trump, but Zeldin was more wary.

Funding award totals in the competition, brokered by Gov. Andrew Cuomo, show the seven - county North Country raked in the more than any other region — $ 274.7 million — after winning «best plan» designations each of the last three years of the competition competition.

The Secretary shall require a motor carrier, freight forwarder, or broker to update its registration under this chapter periodically or not later than 30 days after any change in address, other contact information, officers, process agent, or other essential information, as determined by the Secretary and published in the Federal Register.

There's not much to knock at Schwab, but customers who go beyond its low - fee fund options may experience sticker shock, and the minimum investment requirement, while still low, is higher than at many other brokers.

In fact, ETFs are no difference than other Wall Street innovations, which all benefit brokers and financial companies more than investors.

As some investments pay more commission than others, human nature might push a broker to recommend a higher - cost investment over a competing one.

In this reviews, you will find more information about this great broker that operates worldwide with services in the variety of languages than other binary options brokers across the world.

TD Ameritrade's transaction fees are higher than many other brokers, and it's also the only broker we're aware of that -LSB-...]

A document or other record prepared or reviewed by a person other than the consumer, the creditor, any mortgage broker, as defined in § 1026.36 (a)(2), or any agent of the creditor or mortgage broker;

One other reason why you ought to register with more than one broker is; because binary options trading platforms come with limits that are imposed on the trade amount, you will be unable to use the amount of money you desire with a single broker when trading using large amounts, and you would be forced to spread it across several brokers.

TD Ameritrade's transaction fees are higher than many other brokers, and it's also the only broker we're aware of that requires investors to hold no - transaction - fee funds for 180 days to avoid a redemption fee.

so, the bottom line is that unless the platform is at issue, there is no reason to consider active options trading with any other broker than optionshouse.

Lastly, and quite importantly, they typically offer higher commissions to the distributor (agent, broker, financial adviser) than other annuities.

Spread is much lower than other brokers.

While you can do all your business with Scottrade online, including trading stocks, ETFs, buying and selling mutual funds, transferring money back and forth, and researching, you can also get help from Scottrade in person when necessary because, unlike many other discount brokers who operate entirely online, Scottrade has more than 500 local branch offices across the country, making getting help with either trading or general question about account much easier and convenient.