Sentences with phrase «oversight of advisers»

The rules governing how brokers and advisers must treat customers aren't the same, but perhaps the most important difference is that oversight of advisers is much less rigorous.

Not exact matches

Congress should provide the SEC with resources and authority to improve oversight of federally registered investment advisers.

Any references to «we,» «us,» or «our» refer to the investment professionals associated with one or more of the following entities: the Investment Manager for your managed account will be Strategic Advisers, Inc., a registered investment adviser and a Fidelity Investments company; your Investment Manager is responsible for ongoing monitoring and oversight of your account; the Investment Manager has engaged Fidelity Investments Money Management, Inc. (FIMM) to provide the day - to - day discretionary management of your account, including investment selection and trade execution, subject to the Investment Manager's oversight and monitoring.

In such applications, hypersonic technology could be important for the war on terror: According to Richard Hallion, who once served as the Air Force's historian and is a former senior adviser for «counterintelligence and special programs oversight,» hypersonics could result in a missile capable of reaching its quarry before it has a chance to escape.

As Governor Patrick's top education adviser, Mr. Reville established a new Executive Office of Education and had oversight of higher education, K - 12, and early education in the nation's leading student achievement state.

As the financial services industry as a whole has been subject to an evolving regulatory environment, investment advisers in particular have recently become the focus of increased regulatory reporting and government oversight.