Sentences with phrase «own due diligence procedures»

With this in mind, once the legislation is applied at the European Union level, crypto exchanges alongside wallet providers will be required to introduce specific due diligence procedures for their customers.

As experts in temperature, we provide products and monitoring solutions to the food industry that aid compliance with HACCP regulations and due diligence procedures, helping to improve product safety to customers, eliminate risk and reduce cost in the supply chain.

Like our other Loma equipment, it was easily installed as part of the packing process where it meets all end - of - line HACCP standards in line with our due diligence procedures.»

It said the event was organised by Time Out and so not its responsibility, but also suggested hosting the event passed its due diligence procedures.

The independent information from the NHS on milks for older babies is swamped by the promotion from the formula companies — and it is disappointing that the Museum is prepared to profit from this by hiring out its facilities, rather than changing its due diligence procedures.

After a due diligence procedure was completed by WSM Services Ltd, the concerns originally raised by CySEC were fully addressed leading to the company regaining it's CIF License.

[1] The Agency informed Global Witness that it had found DLH's due diligence procedure legally compliant, but did not coordinate with other authorities to check the application of these procedures by subsidiaries in other European Member States.

DLH was unable to provide the Panel with documented evidence that it had followed its due diligence procedure for any supplier in Liberia.

FSC's finding that DLH followed none of its own due diligence procedures casts serious doubt over law enforcement efforts by Danish authorities responsible for policing the import of illegal timber into Europe.

The process and tactics is same as in any other due diligence procedure, with one big difference, you have to make reviews of relevant regulation on a daily basis.

A primary role of legal opinions in business transactions is to provide assurance that the documents are valid, binding, and enforceable, subject to certain qualifications, based on the opinion giver's adherence to certain due diligence procedures and standards of care.

We have assisted many law firms develop high risk client profiles, and establish due diligence procedures that attorneys must follow before agreeing to represent «high risk» clients who may pose a potential financial problem.

Led by the firm's head of real estate Andrew Bembridge, the deal was made even more challenging by the fact it was a share sale transaction and there were no warranties on the underlying environmental state of the properties, requiring extensive due diligence procedures from all parties (including ensuring that representations made at interviews between the buyer and seller on environmental issues were not binding).

THE FIRM ALSO CONDUCTED A COMPREHENSIVE LEGAL DUE DILIGENCE PROCEDURE PRIOR TO THE PURCHASE OF THE

2.5 Our Purchase Terms and Conditions (Goods and Services) include anti-slavery provisions, including implementing due diligence procedures with suppliers, sub-contractors and other participants in the supply chain.

Risk - based compliance and due diligence procedures are key to spotting the signs of criminal activity, and submitting SARs (Suspicious Activity Reports) will not only ensure you comply with the law, but also play a part in tackling money laundering before unlawful funds enter the economic system.

McCarthy Tetrault's use of law firm analytics to re-engineer and improve M&A due diligence procedures, for example, «has allowed us to reduce costs to our clients up to 75 per cent, while charging them using predictable alternative fee arrangements such as fixed - rate billing,» said Peters.

Johari also added that once the crypto regulation takes shape, national exchanges dealing in the digital token shall have to apply for KYC registration and follow all due diligence procedures.

Ensured due diligence procedures compliance were followed in regards to suspicious activities of large currency transactions above $ 10,000 and monetary instruments purchases (i.e. cashier's checks, money orders and travelers checks) in amounts exceeding $ 3,000 and above were reported to AML / BSA in a timely manner.

Key Highlights: • Conceptualized and implemented due diligence procedures to ensure compliance with investment guidelines as addressed by the Compliance officer and Portfolio Manager.

Not exact matches

Global Energy Capital leverages this experience through extensive target due diligence and investment monitoring procedures.

Otto de Voogd, the site's operator, told ERR News that he had received e-mails in which the Estonian Financial Intelligence Unit requested, under the Money Laundering and Terrorist Financing Prevention Act, «copies of IDs of clients, internal measures or procedure of due diligence,» and evidence btc.ee was registered as a trader of currencies.

They should also be responsible for proactively working with regulators, payment service providers, due diligence providers, and industry associations to actively seek out potential fraud and setup a procedure for reporting fraudulent activity.

Following a consultation, the RCPCH Council has opted instead to strengthen its «due diligence» procedures.

His Senior Special Assistant on Media and Publicity, Laolu Akande, via his twitter handle earlier today wrote: «In response to media inquiries on the NNPC Joint Venture financing arrangements, VP Osinbajo, as Acting President, approved the recommendations after due diligence and adherence to established procedures.

I have not before stepped into academic disputes, where very different standards of disclosure and procedures for due diligence apply.

«We contacted the state multiple times to provide us guidance and to ensure we were doing due diligence to comply with policies and procedures.

It also has to do with a company's policies and procedures and due diligence which would verify an applicant's information prior to issuing a loan.

Dated date Day orders Dealer Debentures Debit balance Debit spread Declared date Defeasance Defensive issue Defined benefit plan Defined contribution plan Deflation Delivery versus payment Demand note De minimus transactions Depository Trust Company (DTC) Depository trust receipt Depreciation Derivative security Depression Designated order Designated reporting member Developmental drilling Diagonal spread Dilution Direct Participation Program Discount Discount rate Discretionary account Discretionary income Discretionary orders Discretionary power Disintermediation Disproportionate sharing agreement District executive representative Diversification Diversified investment management company Dividend Dividend Re-Investment Plan (DRIP) Dollar bond Dollar - cost averaging Don't know procedures DOT System Double - exempt bonds Dow Jones Composite Average Dow Jones Industrial Average Due bill Due - bill check Due - diligence meeting DVP

AML regulations require institutions allowing customers to open trading accounts to complete due - diligence procedures to ensure they are not aiding in money - laundering activities.

Most FOFs require a formal due - diligence procedure for their fund managers.

Faced with an absence of information within a provenance, and having taken into account this policy and considered the research undertaken in accordance with the Gallery's codification of procedures for due diligence, the Gallery may from time to time elect to bring a work into the public domain through exhibition, in such circumstances where the Gallery can demonstrate the highest standard of due diligence has been undertaken and consideration has been given to the view of the current possessor, in belief that such display may encourage other legitimate claimants to make known their interest.

I have not before stepped into academic disputes, where very different standards of disclosure and procedures for due diligence apply.

R.K.P.: We have got to ensure that all our procedures are followed in letter and spirit and with a huge amount of due diligence.

A highlight was advising a consortium (including, among others, HochTief, JOHANN BUNTE Bauunternehmung and DIF) on the A6 motorway project; practice head Michael Schäfer, Felix Fischer and associate Sophie von Korff assisted with procurement law matters as well as with strategic concession contract negotiations, and the due diligence and tender procedure.

Greg has been involved in a broad range of transactional work, ranging from performing IP due diligence in connection with mergers, asset purchases and divestitures, to preparation of IP policies and procedures, to drafting agreements for domain name sales and transfers, and protection of his clients» interests through confidentiality, manufacturing, licensing, consulting and employment agreements.

Specific topics covered include the role of the prosecutor, defendant and justice of the peace; the presumption of innocence; proof beyond a reasonable doubt and findings of credibility; elements of an offence; guilty pleas to an offence charged or another offence; mens rea, strict liability and absolute liability offences; defences to regulatory charges, including due diligence, reasonable mistake of fact and officially induced error; trial procedure; presentation of evidence; rules of evidence; the voir dire; dealing with the unrepresented defendant; Charter applications; access to justice issues; paralegals and lawyers in the courtroom; requests for a bilingual trial; articulating reasons for judgment; delivery of a judgment; sentencing; and trials of young persons.

These policies and procedures must address (1) the identification and risk assessment of third parties with access to Information Systems or Nonpublic Information; (2) minimum cybersecurity practices required to be met by such third parties; (3) due diligence processes used to evaluate the adequacy of cybersecurity practices of such third parties; and (4) periodic assessment, at least annually, of such third - parties and the continued adequacy of their cybersecurity practices.

Our services, leveraging the expertise of the firm's other practice groups, cover the planning and implementation of sales processes, the organisation and coordination of due diligence exercises, negotiations, preparation of contracts and other documentation, regulatory work, assistance with merger clearance procedures and post-acquisition integration work.

Clients across a wide range of industries rely on our transaction advice and services, which include conducting searches to ascertain the existence of intellectual property, due diligence examination of licences and patent and trade secret protection procedures used by vendors, conveyancing of the intellectual property, infringement and validity reviews, and drafting and negotiating licences and other agreements related to IP protection.

To lessen the risk to directors and officers, many boards will mandate anti-spam policies and procedures to take advantage of a defence section that says: «A person must not be found to be liable for a violation if they establish that they exercised due diligence to prevent the commission of the violation.»

We carried out legal due diligence of the assets, took an active role in the development of the comprehensive transaction structure, and prepared transaction documents, as well as supporting the client during the completion of the acquisition procedures, and coordinating work in several jurisdictions.

Introduction General Procedures Legal and Title Documents Due Diligence Requirements Insurance Leasing Other Procedures

They do not any policies and procedures in place to avoid fraud and wire fraud, disbursing payments to repair shops without verifying «service contract holders signatures for performed repair work, denying the «service agreement holder» due diligence.

Meanwhile, for their part, investors will get access to a wide range of funds and traders, which have already gone through all the Tokenbox's strict due - diligence procedures.

Early this month, news.Bitcoin.com reported on Korea's top financial regulators jointly announcing their plans to deal with digital currencies by requiring banks to perform due diligence and bitcoin exchanges to intensify their user verification procedures.

Performed discovery and due diligence on current processes / procedures and interviewed stakeholders on their involvement and outcome expectations.

Team leader of 7 and a certified source of knowledge for due diligence / compliance with government set banking regulations and procedure such as Anti-Money Laundering, KYC, Domestic and International Wire Transfers, Anti-Bribery, and Anti-Terrorist Funding for example (Certified via Citigroup training courses)

Moreover, some HR teams use a LinkedIn ® profile check as one of their due - diligence procedures when finalizing the selection process.

Prepared valuation analyses and cash flow models on prospective acquisitions using ARGUS; and recorded acquisition / sale of 1031 properties on multiple entities Prepared quarterly financial reports for tax auditors using QuickBooks, including all supporting schedules for 10 - K and 10 - Q filings Created / Maintained lease briefs for newly acquired assets and performed due diligence for prospective acquisitions Managed and reconciled cash for company and 1031 exchange properties; and acted as primary contact for all treasury management issues Filed annual business property statement and recorded estimated income tax payments — state and federal Created accounting procedures manual and supervised / trained assistants to perform accounts payable tasks Consulted with property accountants to resolve discrepancies in monthly financial reports Provided executives, shareholders, lenders and investors with monthly, quarterly and annual financial reports Ensured compliance with loan covenants and tenant in common (TIC) agreements