Sentences with phrase «ownership of securities»

I think that one of the downsides in increased ownership of securities by passive index funds is the idea that these managers do not do the research to know how to vote.
The shareholder, however, retains the true ownership of the securities.
Even if they stay within these legal ownership limits, very large actively managed fund size inevitably increases the fund's percentage ownership of the securities that it holds.
Mr. Wittlinger disclaims beneficial ownership of the securities beneficially owned by Silver Lake.
By investing in open - end or closed - end investment companies and ETFs, the fund is indirectly exposed to the risks associated with direct ownership of the securities held by those investment companies or ETFs.
What that means is that they moved away some time ago from the notion of stocks having to have physical certificates that have to reside somewhere, so it's a market which inherently involves electronic or digital records of ownership of securities.
In contrast, the index mutual fund being considered tracks its underlying index by actual ownership of the securities in the same proportion (capped) as the index it is attempting to replicate.
the acquisition by any person of direct or indirect ownership of securities representing more than 50 % of the voting power of our then outstanding stock;
Mr. Yi did not go into details, but he said that restrictions on foreign insurers and on foreign ownership of securities would be loosened by the end of June.
Security pledged by a borrower to protect the interests of the lender; in a case of default, the lender may take ownership of the security, if any, pledged by the borrower.
Liquidity on securities which can release value without losing ownership of the securities or any benefits associated with it
A DRS Statement or Advice replaces the physical stock certificate and evidences ownership of the security.
I am continually amazed by how little appreciation there is by government authorities in both the U.S. and Japan that non-control ownership of securities which do not pay cash dividends is of little or no value to an owner unless that owner obtains opportunities to sell to a market.
Ownership of the securities purchased for your account, which can help you manage the tax implications of your investments
Offering direct ownership of securities enables investors to have transparency into the bonds the manager has selected for their individual account.
Ownership of securities confers various rights that are not present with positions in security futures contracts.
A Separately Managed Account provides direct ownership of securities and is tailored to the specific needs of the client.
When you transfer ownership of securities to the Pennsylvania Innocence Project, you will receive a charitable deduction for the full market value as of the date we receive it in our account, and you will incur no capital gains tax subject to IRS deductible limitations.
As a Managing Member of DCM, Mr. DellaCamera may be deemed to have beneficial ownership of the securities of CuraGen owned directly by the DellaCamera Fund.
Traditionally third parties like custodians are responsible for maintaining complex records for the ownership of securities.
The Fund is subject to substantially the same risks as those associated with the direct ownership of the securities or other assets represented by the exchange - traded products («ETPs») in which the Fund invests.
«Beneficial owner» is defined broadly to capture both economic and beneficial ownership of a security.
As the Fed extended its ownership of securities out the yield curve, it took a significant amount of duration out of the marketplace.
TAVF follows this policy because where cash return is an investment objective, the buy - and - hold portfolio manager, and the portfolio, tend to be far better served if that cash return is received from the ownership of securities on which cash payments are a contractual requirement, i.e., credit instruments, rather than from non-guaranteed common stock dividend payments.
[1] Or it could be a Hypothecate loan pledging securities as collateral for a loan to use for a specific purpose, without giving up ownership of the securities.
An internal transfer automatically changes the ownership of the security from one account holder to another.
This action automatically changes the ownership of the security to the bank or broker.
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